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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 23,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 8

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

F7 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 7

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 6

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 5

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F4 · derivative.expiration_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 4

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock · 3,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 3

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Tax withholdingCommon Stock 28,395 $101.77 $2,889,617.18
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · nonDerivative · entry 2

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,869

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionCommon Stock 55,887 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC GrantMarket Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 10

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC GrantRestricted Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 9

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionMarket Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 8

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionMarket Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 7

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

F7 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 6

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 5

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 4

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F4 · derivative.expiration_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · derivative · entry 3

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Tax withholdingCommon Stock 4,015 $101.77 $408,586.48
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · nonDerivative · entry 2

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,757

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC Exercise / conversionCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005087 · doc4.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 453 shares issued on January 31, 2017 under the ALGN ESPP.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
GrantMarket Stock Unit · Derivative 11,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 11

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F11 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F11 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
GrantRestricted Stock Unit · Derivative 5,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 10

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F10 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionMarket Stock Unit · Derivative 9,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 9

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

F9 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionMarket Stock Unit · Derivative 17,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 8

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 2,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 7

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 6

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 5

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F5 · derivative.expiration_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 4

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 2,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · derivative · entry 3

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Tax withholdingCommon Stock 18,902 $101.77 $1,923,562.03
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · nonDerivative · entry 2

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,353

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Puco Christopher C.VP, No. American Sales
Exercise / conversionCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005086 · doc4.xml · nonDerivative · entry 1

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 162 shares issued on July 29, 2016 and 311 shares issued on January 31, 2017 under the ALGN ESPP.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Beard SimonVP and Mgng Director, EMEA
GrantMarket Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005085 · doc4.xml · derivative · entry 5

Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Beard SimonVP and Mgng Director, EMEA
GrantRestricted Stock Unit · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005085 · doc4.xml · derivative · entry 4

Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Beard SimonVP and Mgng Director, EMEA
Exercise / conversionRestricted Stock Unit · Derivative 2,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005085 · doc4.xml · derivative · entry 3

Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Beard SimonVP and Mgng Director, EMEA
Tax withholdingCommon Stock 774 $101.77 $78,766.11
Disclosure

SEC source: 0000899243-17-005085 · doc4.xml · nonDerivative · entry 2

Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Beard SimonVP and Mgng Director, EMEA
Exercise / conversionCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005085 · doc4.xml · nonDerivative · entry 1

Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
GrantMarket Stock Unit · Derivative 8,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 9

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 8,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
GrantRestricted Stock Unit · Derivative 4,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 8

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 7

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684

Underlying: Common Stock · 229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 6

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 1,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 5

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 2/3rd of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F5 · derivative.expiration_date: 2/3rd of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 4

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Exercise / conversionRestricted Stock Unit · Derivative 319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · derivative · entry 3

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Tax withholdingCommon Stock 820 $101.77 $83,447.30
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · nonDerivative · entry 2

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,106

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Olson JenniferVP& Mng Dir. D-DCC
Exercise / conversionCommon Stock 2,990 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005084 · doc4.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · VP& Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 453 shares issued on January 31, 2017 under the ALGN ESPP.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Hockridge Stuart AVP, Global Human Resources
GrantMarket Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005083 · doc4.xml · derivative · entry 2

Hockridge Stuart A · CIK 0001675043 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F3 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F3 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Hockridge Stuart AVP, Global Human Resources
GrantRestricted Stock Unit · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005083 · doc4.xml · derivative · entry 1

Hockridge Stuart A · CIK 0001675043 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Tay JulieVP, Asia Pacific
GrantMarket Stock Unit · Derivative 12,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 7

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

Underlying: Common Stock · 12,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Tay JulieVP, Asia Pacific
GrantRestricted Stock Unit · Derivative 6,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 6

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 6,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Tay JulieVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 5

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Tay JulieVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 1,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 4

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960

Underlying: Common Stock · 1,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:06 UTC
Tay JulieVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 3,506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 3

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 2/3rd of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

F3 · derivative.expiration_date: 2/3rd of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.