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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2017 Filed May 31, 2017 22:53 UTC
LACOB JOSEPHDirector
SaleCommon Stock 3,174 $144.01 $457,089.33
Disclosure

SEC source: 0001234778-17-000004 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Reporting Person

Disclosed balance after: 372,814

F1 · price: The price reported in column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $144.00 to $144.03, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2017 Filed May 31, 2017 00:09 UTC
Pascaud RaphaelCMO and Bus. Dev.
SaleCommon Stock 3,500 $137.63 $481,705.00
Disclosure

SEC source: 0001596092-17-000002 · primary_doc.xml · nonDerivative · entry 1

Pascaud Raphael · CIK 0001596092 · CMO and Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828

Read SEC document
May 17, 2017 Filed May 18, 2017 23:59 UTC
LACOB JOSEPHDirector
GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000014 · primary_doc.xml · derivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:59 UTC
LACOB JOSEPHDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000014 · primary_doc.xml · derivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:59 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000014 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 375,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person no longer has a reportable beneficial interest in 148,767 shares of ALGN common stock owned by the trust for the benefit of the reporting person's children and included in the reporting person's prior ownership reports.

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May 17, 2017 Filed May 18, 2017 23:51 UTC GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000013 · primary_doc.xml · derivative · entry 3

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:51 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000013 · primary_doc.xml · derivative · entry 2

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:51 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000013 · primary_doc.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:37 UTC GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000011 · primary_doc.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000011 · primary_doc.xml · derivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:37 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000011 · primary_doc.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:45 UTC GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000012 · primary_doc.xml · derivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000012 · primary_doc.xml · derivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:45 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000012 · primary_doc.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:29 UTC GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000010 · primary_doc.xml · derivative · entry 3

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares are held by a family trust for which the reporting person is a co-trustee.

F4 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:29 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000010 · primary_doc.xml · derivative · entry 2

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:29 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000010 · primary_doc.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:22 UTC GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000009 · primary_doc.xml · derivative · entry 3

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000009 · primary_doc.xml · derivative · entry 2

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on March 20, 2017 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on March 20, 2017 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:22 UTC Exercise / conversionCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000009 · primary_doc.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:15 UTC GrantRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000008 · primary_doc.xml · derivative · entry 4

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee.

F4 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (i) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (i) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000008 · primary_doc.xml · derivative · entry 3

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:15 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000008 · primary_doc.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:05 UTC GrantRestricted Stock Unit · Derivative 4,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000007 · primary_doc.xml · derivative · entry 4

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

Underlying: Common Stock · 4,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (I) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (I) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000007 · primary_doc.xml · derivative · entry 3

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.

Read SEC document
May 17, 2017 Filed May 18, 2017 23:05 UTC Exercise / conversionCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000007 · primary_doc.xml · nonDerivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed Nov 1, 2017 23:29 UTC GiftCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,348

Read SEC document
April 20, 2017 Filed Apr 21, 2017 22:41 UTC
Tay JulieVP, Asia Pacific
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001649020-17-000001 · primary_doc.xml · derivative · entry 2

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on April 1. 2013 became vested on April 20, 207 and shares were delivered to reporting person.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on April 1. 2013 became vested on April 20, 207 and shares were delivered to reporting person.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 22:41 UTC
Tay JulieVP, Asia Pacific
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001649020-17-000001 · primary_doc.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · VP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed May 18, 2017 23:05 UTC GiftCommon Stock 289 $0.00 $0.00
Disclosure

SEC source: 0001288257-17-000007 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,562

Read SEC document
March 20, 2017 Filed Mar 21, 2017 23:43 UTC
PENDERGRASS LYNNVP, Americas
GrantRestricted Stock Unit · Derivative 15,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001651847-17-000003 · primary_doc.xml · derivative · entry 1

PENDERGRASS LYNN · CIK 0001651847 · VP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,650

Underlying: Common Stock · 15,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of restricted stock unit granted on March 20, 2017 will become vested on March 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of restricted stock unit granted on March 20, 2017 will become vested on March 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 23:48 UTC GrantRestricted Stock Unit · Derivative 814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001651847-17-000004 · primary_doc.xml · derivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Underlying: Common Stock · 814 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit will become vested on May 17, 2017. Shares will be delivered to reporting person on the vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit will become vested on May 17, 2017. Shares will be delivered to reporting person on the vest date.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 23:46 UTC
LACOB JOSEPHDirector
SaleCommon Stock 10,000 $103.55 $1,035,508.00
Disclosure

SEC source: 0001234778-17-000003 · primary_doc.xml · nonDerivative · entry 4

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 370,988

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.50 to $103.74, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:46 UTC
LACOB JOSEPHDirector
Exercise / conversionRight to Buy (Common Stock) · Derivative 10,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001234778-17-000003 · primary_doc.xml · derivative · entry 7

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an option that became fully vested and exercisable on May 20, 2010.

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February 27, 2017 Filed Feb 28, 2017 23:46 UTC
LACOB JOSEPHDirector
Exercise / conversionRight to Buy (Common Stock) · Derivative 10,000 $0.00 Strike: $22.67 $0.00
Disclosure

SEC source: 0001234778-17-000003 · primary_doc.xml · derivative · entry 6

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an option that became fully vested and exercisable on May 15, 2008.

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February 27, 2017 Filed Feb 28, 2017 23:46 UTC
LACOB JOSEPHDirector
SaleCommon Stock 40,000 $102.45 $4,097,924.00
Disclosure

SEC source: 0001234778-17-000003 · primary_doc.xml · nonDerivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 380,988

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.18 to $102.83, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 27, 2017 Filed Feb 28, 2017 23:46 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 10,000 $16.01 $160,100.00
Disclosure

SEC source: 0001234778-17-000003 · primary_doc.xml · nonDerivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 420,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:46 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 10,000 $22.67 $226,700.00
Disclosure

SEC source: 0001234778-17-000003 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 410,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 24, 2017 23:40 UTC
GEORGE ROGER EVP, Legal Affairs & GC
SaleCommon Stock 25,000 $102.77 $2,569,175.00
Disclosure

SEC source: 0001564238-17-000003 · primary_doc.xml · nonDerivative · entry 1

GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.70 to $102.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 24, 2017 Filed Feb 24, 2017 23:30 UTC
Puco Christopher C.VP, No. American Sales
SaleCommon Stock 473 $101.21 $47,870.25
Disclosure

SEC source: 0001564238-17-000001 · primary_doc.xml · nonDerivative · entry 3

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 24, 2017 Filed Feb 24, 2017 23:30 UTC
Puco Christopher C.VP, No. American Sales
SaleCommon Stock 19,218 $102.28 $1,965,563.23
Disclosure

SEC source: 0001564238-17-000001 · primary_doc.xml · nonDerivative · entry 2

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.19 to $103.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 23:35 UTC
Wright EmoryVP, Operations
SaleCommon Stock 15,132 $101.39 $1,534,238.02
Disclosure

SEC source: 0001564238-17-000002 · primary_doc.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,737

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.1401 to $101.55, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 23:30 UTC
Puco Christopher C.VP, No. American Sales
SaleCommon Stock 4,662 $100.33 $467,736.60
Disclosure

SEC source: 0001564238-17-000001 · primary_doc.xml · nonDerivative · entry 1

Puco Christopher C. · CIK 0001564238 · VP, No. American Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,691

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:05 UTC SaleCommon Stock 44,028 $100.76 $4,436,261.28
Disclosure

SEC source: 0000899243-17-005080 · doc4.xml · nonDerivative · entry 4

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,381

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.26 to $101.15, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:05 UTC SaleCommon Stock 22,500 $101.82 $2,290,950.00
Disclosure

SEC source: 0000899243-17-005080 · doc4.xml · nonDerivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,409

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.58 to $102.05, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:08 UTC
Morici JohnChief Financial Officer
GrantMarket Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005089 · doc4.xml · derivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F3 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F3 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

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February 20, 2017 Filed Feb 23, 2017 21:08 UTC
Morici JohnChief Financial Officer
GrantRestricted Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005089 · doc4.xml · derivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
GrantMarket Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 11

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
GrantRestricted Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 10

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2017 Filed Feb 23, 2017 21:07 UTC
Wright EmoryVP, Operations
Exercise / conversionRestricted Stock Unit · Derivative 12,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005088 · doc4.xml · derivative · entry 9

Wright Emory · CIK 0001419490 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.