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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2018 Filed May 18, 2018 21:45 UTC
LACOB JOSEPHDirector
Exercise / conversionRestricted Stock Uni · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000007 · primary_doc.xml · derivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:45 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000007 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 299,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:38 UTC GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000006 · primary_doc.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i)May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i)May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000006 · primary_doc.xml · derivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:38 UTC Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000006 · primary_doc.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:16 UTC GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000004 · primary_doc.xml · derivative · entry 3

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:16 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000004 · primary_doc.xml · derivative · entry 2

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:16 UTC Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000004 · primary_doc.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:25 UTC GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000005 · primary_doc.xml · derivative · entry 3

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:25 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000005 · primary_doc.xml · derivative · entry 2

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:25 UTC Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000005 · primary_doc.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000003 · primary_doc.xml · derivative · entry 4

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000003 · primary_doc.xml · derivative · entry 3

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:07 UTC Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000003 · primary_doc.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:56 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000002 · primary_doc.xml · derivative · entry 3

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 1,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:56 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000002 · primary_doc.xml · derivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:56 UTC Exercise / conversionCommon Stock 4,344 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000002 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 21, 2018 21:14 UTC GrantRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000010 · primary_doc.xml · derivative · entry 3

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 1,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested and exercisable on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested and exercisable on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on such vest date.

Read SEC document
May 16, 2018 Filed May 21, 2018 21:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000010 · primary_doc.xml · derivative · entry 2

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
May 16, 2018 Filed May 21, 2018 21:14 UTC Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000010 · primary_doc.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · derivative · entry 7

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
SaleCommon Stock 10,000 $293.00 $2,930,000.00
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · nonDerivative · entry 5

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 296,264

Read SEC document
May 14, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 10,000 $11.81 $118,100.00
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · nonDerivative · entry 4

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 306,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
Exercise / conversionStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $24.21 $0.00
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · derivative · entry 6

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
SaleCommon Stock 568 $286.45 $162,701.04
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · nonDerivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 296,264

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.02 to $286.735, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
SaleCommon Stock 9,432 $285.78 $2,695,518.46
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · nonDerivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 296,832

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.6818 to $286.29, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2018 Filed May 14, 2018 22:34 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 10,000 $24.21 $242,100.00
Disclosure

SEC source: 0001649020-18-000002 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 306,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 14, 2018 22:19 UTC
Tay JulieSVP, Asia Pacific
SaleCommon Stock 2,250 $285.00 $641,250.00
Disclosure

SEC source: 0001649020-18-000001 · primary_doc.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,616

Read SEC document
May 07, 2018 Filed May 8, 2018 22:09 UTC
Wright EmorySVP, Operations
SaleCommon Stock 27,492 $263.68 $7,248,953.10
Disclosure

SEC source: 0001234778-18-000003 · primary_doc.xml · nonDerivative · entry 1

Wright Emory · CIK 0001419490 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,331

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.57 to $264.08, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2018 Filed May 8, 2018 21:59 UTC Exercise / conversionRight to Buy (Common Stock) · Derivative 15,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001234778-18-000001 · primary_doc.xml · derivative · entry 3

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 8, 2018 21:59 UTC SaleCommon Stock 15,000 $264.45 $3,966,750.00
Disclosure

SEC source: 0001234778-18-000001 · primary_doc.xml · nonDerivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,922

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.61 to $265.19, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2018 Filed May 8, 2018 21:59 UTC Exercise / conversionCommon Stock 15,000 $7.81 $117,150.00
Disclosure

SEC source: 0001234778-18-000001 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:03 UTC
Olson JenniferSVP & Mng Dir. D-DCC
SaleCommon Stock 4,063 $263.99 $1,072,591.78
Disclosure

SEC source: 0001234778-18-000002 · primary_doc.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424

Read SEC document
May 01, 2018 Filed Feb 16, 2019 00:38 UTC Amendment GiftCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000003 · primary_doc.xml · nonDerivative · entry 6

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,869

Read SEC document
April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 1,100 $257.33 $283,057.61
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 9

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,399

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.05 to $257.96, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 5,614 $256.32 $1,438,959.15
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 8

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,499

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.015 to $257.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 10,241 $255.22 $2,613,684.47
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 7

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,113

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.01 to $255.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 12,012 $254.57 $3,057,847.99
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 6

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,354

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.01 to $255.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 5,600 $253.74 $1,420,919.92
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 5

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,366

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.01 to $254.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 6,968 $252.25 $1,757,680.79
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 4

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,966

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.005 to $253.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 17,610 $251.73 $4,432,901.90
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,934

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.01 to $252.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 1, 2018 22:16 UTC SaleCommon Stock 22,855 $250.31 $5,720,734.49
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,544

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.00 to $251.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 01, 2018 Filed Mar 5, 2018 22:18 UTC GrantRestricted Stock Unit · Derivative 374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001730784-18-000002 · primary_doc.xml · derivative · entry 1

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Common Stock · 374 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit will become vested on May 16, 2018. Shares will be delivered to reporting person on the vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit will become vested on May 16, 2018. Shares will be delivered to reporting person on the vest date.

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February 27, 2018 Filed May 1, 2018 22:16 UTC GiftCommon Stock 16,925 $0.00 $0.00
Disclosure

SEC source: 0001234773-18-000001 · primary_doc.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,399

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February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Hockridge Stuart ASVP Global HR
GrantMarket Stock Unit · Derivative 9,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005104 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 9,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F5 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

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February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Hockridge Stuart ASVP Global HR
GrantRestricted Stock Unit · Derivative 1,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005104 · doc4.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005104 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

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February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Hockridge Stuart ASVP Global HR
Tax withholdingCommon Stock 519 $255.45 $132,578.55
Disclosure

SEC source: 0000899243-18-005104 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

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February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005104 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on July 31, 2017 and 257 shares acquired under the ALGN ESPP on January 31, 2018.

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February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Relic ZelkoSVP, R&D
GrantMarket Stock Unit · Derivative 10,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005101 · doc4.xml · derivative · entry 9

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.