Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 25, 2020 00:45 UTC |
Sebastian Markus ChristofSVP & Mng Dir EMEA
|
Exercise / conversionCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012274 · doc4.xml · nonDerivative · entry 1 Sebastian Markus Christof · CIK 0001780441 · SVP & Mng Dir EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
GrantMarket Stock Unit · Derivative | 9,805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 9 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805 Underlying: Common Stock · 9,805 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
GrantRestricted Stock Unit · Derivative | 1,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 8 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932 Underlying: Common Stock · 1,932 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Exercise / conversionMarket Stock Unit · Derivative | 14,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 7 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F7 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 596 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 6 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785 Underlying: Common Stock · 596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 5 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Underlying: Common Stock · 525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 4 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · derivative · entry 3 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Tax withholdingCommon Stock | 10,143 | $272.49 | $2,763,866.07 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · nonDerivative · entry 2 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,602 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC |
Relic ZelkoSVp, R&D and CTO
|
Exercise / conversionCommon Stock | 19,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012272 · doc4.xml · nonDerivative · entry 1 Relic Zelko · CIK 0001593575 · SVp, R&D and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 123 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:42 UTC |
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
|
GrantRestricted Stock Unit · Derivative | 2,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012270 · doc4.xml · derivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 Underlying: Common Stock · 2,173 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GrantMarket Stock Unit · Derivative | 55,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 10 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,143 Underlying: Common Stock · 55,143 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 10,864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 9 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864 Underlying: Common Stock · 10,864 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionMarket Stock Unit · Derivative | 76,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 8 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F7 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 7 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,046 Underlying: Common Stock · 3,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Tax withholdingCommon Stock | 49,327 | $272.49 | $13,441,114.23 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,736 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionCommon Stock | 95,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
GrantMarket Stock Unit · Derivative | 12,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 8 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,255 Underlying: Common Stock · 12,255 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 2,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 7 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415 Underlying: Common Stock · 2,415 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionMarket Stock Unit · Derivative | 14,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 6 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 5 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,009 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 4 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Underlying: Common Stock · 575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 3 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
Tax withholdingCommon Stock | 9,157 | $272.49 | $2,495,190.93 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · nonDerivative · entry 2 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,807 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:39 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionCommon Stock | 16,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012264 · doc4.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 123 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionMarket Stock Unit · Derivative | 9,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 10 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 Underlying: Common Stock · 9,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 9 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Underlying: Common Stock · 1,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionMarket Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 8 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F7 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionRestricted Stock Unit · Derivative | 484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 7 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451 Underlying: Common Stock · 484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionRestricted Stock Unit · Derivative | 400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 6 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 5 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,902 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · derivative · entry 4 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Tax withholdingCommon Stock | 7,563 | $272.49 | $2,060,841.87 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · nonDerivative · entry 2 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,409 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC |
Kolli SreelakshmiSVP & Mng Dir Info Tech
|
Exercise / conversionCommon Stock | 14,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012262 · doc4.xml · nonDerivative · entry 1 Kolli Sreelakshmi · CIK 0001689392 · SVP & Mng Dir Info Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 10 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GrantMarket Stock Unit · Derivative | 6,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 9 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,740 Underlying: Common Stock · 6,740 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GrantRestricted Stock Unit · Derivative | 1,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 8 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328 Underlying: Common Stock · 1,328 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Exercise / conversionMarket Stock Unit · Derivative | 8,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 7 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F7 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Exercise / conversionRestricted Stock Unit · Derivative | 372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 6 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 Underlying: Common Stock · 372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Exercise / conversionRestricted Stock Unit · Derivative | 350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 5 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 4 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075 Underlying: Common Stock · 1,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Exercise / conversionRestricted Stock Unit · Derivative | 228 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · derivative · entry 3 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Tax withholdingCommon Stock | 4,178 | $272.49 | $1,138,463.22 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · nonDerivative · entry 2 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,968 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:41 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
Exercise / conversionCommon Stock | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012268 · doc4.xml · nonDerivative · entry 1 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 123 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionMarket Stock Unit · Derivative | 9,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 8 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 Underlying: Common Stock · 9,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 7 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Underlying: Common Stock · 1,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionMarket Stock Unit · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 6 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F5 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:35 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 5 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 Underlying: Common Stock · 521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.