ALCO

SEC source: 0000003545-18-000090 · primary_doc.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,135

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015

F1 · balance_after: These shares were issued under the Stock Incentive Plan of 2015

SEC source: 0000003545-18-000089 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,984

F1 · balance_after: These shares were issued under the Stock Incentive Plan of 2015

SEC source: 0000003545-18-000088 · primary_doc.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,415

SEC source: 0000003545-18-000092 · primary_doc.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,752

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-18-000096 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,982

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

F1 · balance_after: These shares were granted under the Stock Incentive Plan of 2015.

SEC source: 0000003545-18-000095 · primary_doc.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,909

F1 · shares: These shares were granted under the Stock Incentive Plan of 2015.

F1 · balance_after: These shares were granted under the Stock Incentive Plan of 2015.

SEC source: 0001209191-18-054366 · doc4.xml · nonDerivative · entry 1

734 Agriculture, LLC · CIK 0001591442 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 734 Investors, LLC

Disclosed balance after: 3,180,662

F1 · shares: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter.

F1 · balance_after: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter.

F2 · ownership.nature: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.

SEC source: 0001209191-18-054360 · doc4.xml · nonDerivative · entry 1

734 Investors, LLC · CIK 0001591869 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180,662

F1 · shares: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter.

F1 · balance_after: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter.

SEC source: 0000003545-18-000085 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By 734 Investors, LLC

Disclosed balance after: 3,180,662

F1 · shares: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following the completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to the Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number of beneficially owned thereafter.

F2 · ownership.nature: Represents shares owned by 734 Investors, LLC. 734 Agriculture, LLC is the managing member of 734 Investor, LLC. The Reporting Person and Remy W. Trafelet are members of 734 Agriculture, LLC. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.

SEC source: 0000003545-18-000084 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 734 Investors, LLC

Disclosed balance after: 3,180,662

F1 · shares: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following the completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to the Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number of beneficially owned thereafter.

F1 · balance_after: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following the completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to the Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number of beneficially owned thereafter.

F2 · ownership.nature: Represents shares owned by 734 Investors, LLC. 734 Agriculture, LLC is the managing member of 734 Investor, LLC. The Reporting Person and George R. Brokaw are members of 734 Agriculture, LLC. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-054712 · doc4a.xml · nonDerivative · entry 1

734 Agriculture, LLC · CIK 0001591442 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 734 Investors, LLC

Disclosed balance after: 3,180,405

F1 · shares: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.

F1 · balance_after: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.

F2 · ownership.nature: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.

SEC source: 0001209191-18-054710 · doc4a.xml · nonDerivative · entry 1

734 Investors, LLC · CIK 0001591869 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180,405

F1 · shares: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.

F1 · balance_after: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.

SEC source: 0000003545-18-000087 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By 734 Investors, LLC

Disclosed balance after: 3,180,405

F1 · shares: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold t the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.

F1 · balance_after: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold t the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.

F2 · ownership.nature: On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.

SEC source: 0000003545-18-000086 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 734 Investors, LLC

Disclosed balance after: 3,180,405

F1 · shares: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%

F1 · balance_after: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%

F2 · ownership.nature: Represents shares owned by 734 Investors, LLC. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. The Reporting Person and George R. Brokaw are members of 734 Agriculture, LLC. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.

SEC source: 0000003545-19-000008 · primary_doc.xml · derivative · entry 7

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 210,000 shares

Expires 2026-12-31

F8 · derivative.exercise_date: The option grants will vest as follows: (i) 25% of the options will vest if the price of the Company's Common Stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Company's Common Stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Company's Common Stock during a consecutive 20-day trading period exceeds $45.00; and (iv) 25% of the options will vest if the price of the Company's Common Stock during a consecutive 20-day trading period exceeds $50.00.

SEC source: 0000003545-18-000080 · primary_doc.xml · derivative · entry 4

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares

Expires 2026-12-31

F3 · balance_after: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016 that were eligible to vest based on certain financial performance objectives. On September 4, 2018, the reporting person forfeited 187,500 options.

SEC source: 0000003545-18-000079 · primary_doc.xml · derivative · entry 4

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares

Expires 2026-12-31

F3 · balance_after: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016 that were eligible to vest based on certain financial performance objectives. On September 4, 2018, the reporting person forfeited 187,500 options.

SEC source: 0000003545-18-000077 · primary_doc.xml · derivative · entry 6

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

Underlying: Alico, Inc. Common Stock · 210,000 shares

Expires 2026-12-31

F5 · derivative.exercise_date: Represents options granted under the Stock Incentive Plan of 2015. The Option Grants will vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period if such price exceeds $35.00; (ii) 25% of the options will vest during a consecutive 20-trading period if such price exceeds $40.00; (iii) 25% of the options will vest during a consecutive 20-trading period if such price exceeds $45.00; and (iv) 25% of the options will vest during a consecutive 20-trading period if such price exceeds $50.00.

SEC source: 0000003545-18-000078 · primary_doc.xml · derivative · entry 1

Kiernan John E · CIK 0001644122 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 90,000 shares

Expires 2026-12-31

F1 · derivative.expiration_date: Represents options granted under the Stock Incentive Plan of 2015. The Option Grants will vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period if such price exceeds $35.00; (ii) 25% of the options will vest during a consecutive 20-trading period if such price exceeds $40.00; (iii) 25% of the options will vest during a consecutive 20-trading period if such price exceeds $45.00; and (iv) 25% of the options will vest during a consecutive 20-trading period if such price exceeds $50.00.

F2 · balance_after: Includes an award of 13,000 shares of restricted stock options pursuant to the reporting person's Employment Agreement. As of September 11, 2018, 5,667 options have vested and 7,333 remain eligible to vest.

SEC source: 0000003545-18-000081 · primary_doc.xml · derivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares

Expires 2026-12-31

F1 · derivative.exercise_price: The Reporting Person's original Form 4 for this transaction, filed on September 11, 2018, is being amended to correct the conversion or exercise price of options forfeited by the Reporting Person which was inadvertently reported as $33.60 and the correct price is $27.15.

SEC source: 0000003545-18-000094 · primary_doc.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares

Expires 2026-12-31

F2 · shares: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options.

F1 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00.

F2 · derivative.underlying_shares: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options.

F3 · balance_after: The reporting person's original Form 4 for this transaction is being amended to correct the number of options remaining after the forfeiture, which were inadvertently reported on the original Form 4 as 225,000.

SEC source: 0000003545-18-000093 · primary_doc.xml · derivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares

Expires 2026-12-31

F2 · price: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options.

F1 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00.

F3 · derivative.underlying_shares: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options.

F4 · balance_after: The reporting person's original Form 4 for this transaction is being amended to correct the number of options remaining after the forfeiture, which were inadvertently reported on the original Form 4 as 225,000.

SEC source: 0000003545-18-000057 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,093

F1 · shares: The Reporting Person's original Form 4 for this transaction, filed on July 3, 2018 is being amended by this Form 4 amendment to correct the number of shares of common stock acquired by the Reporting Person which was inadvertently reported as 958 shares and the correct number of shares acquired is 952.

SEC source: 0000003545-18-000054 · primary_doc.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,580

SEC source: 0000003545-18-000056 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,701

SEC source: 0000003545-18-000055 · primary_doc.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,517

SEC source: 0000003545-18-000053 · primary_doc.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,169

SEC source: 0000003545-18-000052 · primary_doc.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,244

SEC source: 0000003545-18-000051 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,093

SEC source: 0000003545-18-000050 · primary_doc.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,805

F1 · shares: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-18-000039 · primary_doc.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,029

SEC source: 0000003545-18-000038 · primary_doc.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,687

SEC source: 0000003545-18-000037 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,332

SEC source: 0000003545-18-000035 · primary_doc.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,793

F1 · shares: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-18-000036 · primary_doc.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,276

SEC source: 0000003545-18-000034 · primary_doc.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,292

SEC source: 0000003545-18-000033 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,141

SEC source: 0000003545-18-000002 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,046

SEC source: 0000003545-18-000007 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,758

SEC source: 0000003545-18-000004 · primary_doc.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197

SEC source: 0000003545-18-000003 · primary_doc.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,630

F1 · shares: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-18-000006 · primary_doc.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

SEC source: 0000003545-18-000005 · primary_doc.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

SEC source: 0000003545-18-000027 · primary_doc.xml · nonDerivative · entry 1

Kiernan John E · CIK 0001644122 · CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · shares: Represents an award of shares of restricted stock pursuant to Employment Agreement.

SEC source: 0000003545-17-000075 · primary_doc.xml · nonDerivative · entry 1

Sambuco Joseph · CIK 0001708983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688

SEC source: 0000003545-17-000074 · primary_doc.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,159

SEC source: 0000003545-17-000073 · primary_doc.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,527

F1 · shares: The shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

SEC source: 0000003545-17-000072 · primary_doc.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,266

SEC source: 0000003545-17-000071 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,008

SEC source: 0000003545-17-000070 · primary_doc.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,277