organization · Reporting owner
734 Agriculture, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALICO, INC.ALCO · Entity 5954 | Director · 10% owner | October 03, 2018 | October 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALICO, INC.
Report date October 03, 2018 · Filed October 10, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 734 Investors, LLC | 3,180,405 |
Reported balance
After 2018-10-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-10-03 · Sale · Disposed 525,052 · Balance 3,180,405 F1: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%. F2: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy George R. Brokaw | 20,000 |
Reported balance
Holding disclosure · report date 2018-10-03 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 20,000 F3: George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.
F2: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.
F3: George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2018 Filed Oct 5, 2018 20:22 UTC | ALICO, INC. ALCO · Entity 5954 | SaleCommon Stock | 524,795 | $34.00 | $17,843,030.00 |
DisclosureSEC source: 0001209191-18-054366 · doc4.xml · nonDerivative · entry 1 734 Agriculture, LLC · CIK 0001591442 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 734 Investors, LLC Disclosed balance after: 3,180,662 F1 · shares: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter. F1 · balance_after: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of the day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to this Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number beneficially owned thereafter. F2 · ownership.nature: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein. Read SEC document |
| October 03, 2018 Filed Oct 10, 2018 21:33 UTC Amendment | ALICO, INC. ALCO · Entity 5954 | SaleCommon Stock | 525,052 | $34.00 | $17,851,768.00 |
DisclosureSEC source: 0001209191-18-054712 · doc4a.xml · nonDerivative · entry 1 734 Agriculture, LLC · CIK 0001591442 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 734 Investors, LLC Disclosed balance after: 3,180,405 F1 · shares: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%. F1 · balance_after: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%. F2 · ownership.nature: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.