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Nasdaq · USD

ALCO

ALICO, INC.

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5954
SEC CIK
0000003545
Parsed reports
351

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 5, 2021 21:14 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 766 $30.60 $23,439.60
Disclosure

SEC source: 0001209191-21-001001 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,100

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:14 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 766 $30.60 $23,439.60
Disclosure

SEC source: 0001209191-21-001003 · doc4.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,999

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:13 UTC
Arlon Valencia Holdings LLCDirector · 10% owner
GrantAlico, Inc., Common Stock, Par Value $1.00 1,737 $30.60 $53,152.20
Disclosure

SEC source: 0001209191-21-000991 · doc4.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,120

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: 31,976 shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

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December 18, 2020 Filed Dec 23, 2020 01:46 UTC SaleAlico, Inc., Common Stock, Par Value $1.00 510 $31.55 $16,090.50
Disclosure

SEC source: 0001493152-20-024166 · ownership.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,991

F1 · balance_after: 703,206 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor.

F2 · balance_after: 162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet is an indirect beneficial owner.

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December 15, 2020 Filed Dec 17, 2020 23:13 UTC SaleAlico, Inc., Common Stock, Par Value $1.00 2,794 $31.50 $88,011.00
Disclosure

SEC source: 0001493152-20-023865 · ownership.xml · nonDerivative · entry 2

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,501

F1 · balance_after: 703,716 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor.

F2 · balance_after: 162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

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December 14, 2020 Filed Dec 17, 2020 23:13 UTC SaleAlico, Inc., Common Stock, Par Value $1.00 41,811 $31.50 $1,317,046.50
Disclosure

SEC source: 0001493152-20-023865 · ownership.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,295

F1 · balance_after: 703,716 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor.

F2 · balance_after: 162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

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November 10, 2020 Filed Nov 13, 2020 01:47 UTC
Sutton Daniel KeithPresident of Citrus
GrantAlico, Inc., Common Stock, Par Value $1.00 714 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058196 · doc4.xml · nonDerivative · entry 1

Sutton Daniel Keith · CIK 0001800120 · President of Citrus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

F1 · shares: Represents an award of shares of restricted stock pursuant to the 2015 Stock Incentive Plan and a Restricted Stock Award Agreement.

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November 10, 2020 Filed Nov 13, 2020 01:43 UTC
RALLO RICHARDCFO and CAO
GrantAlico, Inc., Common Stock, Par Value $1.00 619 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058192 · doc4.xml · nonDerivative · entry 1

RALLO RICHARD · CIK 0001216998 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

F1 · shares: Represents an award of shares of restricted stock pursuant to the 2015 Stock Incentive Plan and a Restricted Stock Award Agreement.

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November 10, 2020 Filed Nov 13, 2020 01:45 UTC
Sampel JamesChief Information Officer
GrantAlico, Inc., Common Stock, Par Value $1.00 519 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058194 · doc4.xml · nonDerivative · entry 1

Sampel James · CIK 0001799493 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519

F1 · shares: Represents an award of shares of restricted stock pursuant to the 2015 Stock Incentive Plan and a Restricted Stock Award Agreement.

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November 10, 2020 Filed Nov 13, 2020 01:41 UTC
Kiernan John EDirector · President and CEO
GrantAlico, Inc., Common Stock, Par Value $1.00 3,579 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058189 · doc4.xml · nonDerivative · entry 1

Kiernan John E · CIK 0001644122 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,579

F1 · shares: Represents an award of shares of restricted stock pursuant to the 2015 Stock Incentive Plan and a Restricted Stock Award Agreement.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:09 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 819 $28.65 $23,464.35
Disclosure

SEC source: 0001209191-20-053093 · doc4.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,019

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:09 UTC
Putnam AdamDirector
GrantAlico, Inc., Common Stock, Par Value $1.00 819 $28.65 $23,464.35
Disclosure

SEC source: 0001209191-20-053089 · doc4.xml · nonDerivative · entry 1

Putnam Adam · CIK 0001820544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:08 UTC
Purse Toby KDirector
GrantAlico, Inc., Common Stock, Par Value $1.00 873 $28.65 $25,011.45
Disclosure

SEC source: 0001209191-20-053084 · doc4.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,731

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:08 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 928 $28.65 $26,587.20
Disclosure

SEC source: 0001209191-20-053081 · doc4.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,217

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:07 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 819 $28.65 $23,464.35
Disclosure

SEC source: 0001209191-20-053078 · doc4.xml · nonDerivative · entry 1

English Katherine · CIK 0001820338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:07 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 819 $28.65 $23,464.35
Disclosure

SEC source: 0001209191-20-053076 · doc4.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,233

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:06 UTC
Arlon Valencia Holdings LLCDirector · 10% owner
GrantAlico, Inc., Common Stock, Par Value $1.00 1,855 $28.65 $53,145.75
Disclosure

SEC source: 0001209191-20-053069 · doc4.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,383

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: 28,384 shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:12 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 819 $28.65 $23,464.35
Disclosure

SEC source: 0001209191-20-053580 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,334

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 11:56 UTC
Putnam AdamDirector
GrantAlico, Inc., Common Stock, Par Value $1.00 441 $32.37 $14,275.17
Disclosure

SEC source: 0001209191-20-045841 · doc4.xml · nonDerivative · entry 1

Putnam Adam · CIK 0001820544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 11:57 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 441 $32.37 $14,275.17
Disclosure

SEC source: 0001209191-20-045842 · doc4.xml · nonDerivative · entry 1

English Katherine · CIK 0001820338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:23 UTC
Purse Toby KDirector
GrantAlico, Inc., Common Stock, Par Value $1.00 791 $31.64 $25,027.24
Disclosure

SEC source: 0000003545-20-000087 · wf-form4_159372140212150.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,858

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:24 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 840 $31.64 $26,577.60
Disclosure

SEC source: 0000003545-20-000088 · wf-form4_159372143829342.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,289

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:23 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 741 $31.64 $23,445.24
Disclosure

SEC source: 0000003545-20-000086 · wf-form4_159372135332333.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,414

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:22 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 741 $31.64 $23,445.24
Disclosure

SEC source: 0000003545-20-000085 · wf-form4_159372129418146.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:21 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 741 $31.64 $23,445.24
Disclosure

SEC source: 0000003545-20-000084 · wf-form4_159372124329418.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,515

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:20 UTC
Arlon Valencia Holdings LLCDirector · 10% owner
GrantAlico, Inc., Common Stock, Par Value $1.00 1,680 $31.64 $53,155.20
Disclosure

SEC source: 0000003545-20-000083 · wf-form4_159372118715530.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,528

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: 28,384 shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:12 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 977 $27.20 $26,574.40
Disclosure

SEC source: 0000003545-20-000057 · wf-form4_158585836061077.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,449

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:12 UTC
Purse Toby KDirector
GrantAlico, Inc., Common Stock, Par Value $1.00 920 $27.20 $25,024.00
Disclosure

SEC source: 0000003545-20-000056 · wf-form4_158585833132886.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:12 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 862 $27.20 $23,446.40
Disclosure

SEC source: 0000003545-20-000055 · wf-form4_158585830870267.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,673

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:11 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 862 $27.20 $23,446.40
Disclosure

SEC source: 0000003545-20-000054 · wf-form4_158585828894223.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,459

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:11 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 862 $27.20 $23,446.40
Disclosure

SEC source: 0000003545-20-000053 · wf-form4_158585826514753.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,774

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:11 UTC
Arlon Valencia Holdings LLCDirector · 10% owner
GrantAlico, Inc., Common Stock, Par Value $1.00 1,954 $27.20 $53,148.80
Disclosure

SEC source: 0000003545-20-000052 · wf-form4_158585824394084.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,848

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: 26,704 shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

Read SEC document
February 13, 2020 Filed Feb 13, 2020 21:31 UTC OtherAlico, Inc., Common Stock, Par Value $1.00 39,000 $0.00 $0.00
Disclosure

SEC source: 0000003545-20-000041 · wf-form4_158162949956599.xml · nonDerivative · entry 2

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WIT Ventures, LTD

Disclosed balance after: 40,000

F1 · kind: Pro rata distributions from ARC Partners, LLC, of which the reporting person is the managing member.

F2 · balance_after: In prior reports, the reporting person reported beneficial ownership of all 113,143 shares owned by ARC Partners, LLC, and disclaimed beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG. Mr. Krusen disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein.

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February 13, 2020 Filed Feb 13, 2020 21:31 UTC OtherAlico, Inc., Common Stock, Par Value $1.00 2,500 $0.00 $0.00
Disclosure

SEC source: 0000003545-20-000041 · wf-form4_158162949956599.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,472

F1 · kind: Pro rata distributions from ARC Partners, LLC, of which the reporting person is the managing member.

F2 · balance_after: In prior reports, the reporting person reported beneficial ownership of all 113,143 shares owned by ARC Partners, LLC, and disclaimed beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:19 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 738 $36.01 $26,575.38
Disclosure

SEC source: 0000003545-20-000015 · wf-form4_157834556403500.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,972

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:19 UTC
Purse Toby KDirector
GrantAlico, Inc., Common Stock, Par Value $1.00 651 $36.01 $23,442.51
Disclosure

SEC source: 0000003545-20-000014 · wf-form4_157834554166700.xml · nonDerivative · entry 1

Purse Toby K · CIK 0001775428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:18 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 695 $36.01 $25,026.95
Disclosure

SEC source: 0000003545-20-000013 · wf-form4_157834551769625.xml · nonDerivative · entry 1

Eisner R. Gregory · CIK 0001591414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,811

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC
Arlon Valencia Holdings LLCDirector · 10% owner
GrantAlico, Inc., Common Stock, Par Value $1.00 1,085 $36.01 $39,070.85
Disclosure

SEC source: 0000003545-20-000010 · wf-form4_157834545376368.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,894

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

F2 · balance_after: 24,750 shares of the Company's Common Stock being reported in this Form 4, including the 1,085 shares reported by this Form 4, were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:18 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 651 $36.01 $23,442.51
Disclosure

SEC source: 0000003545-20-000011 · wf-form4_157834547500867.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,912

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:18 UTC GrantAlico, Inc., Common Stock, Par Value $1.00 651 $36.01 $23,442.51
Disclosure

SEC source: 0000003545-20-000012 · wf-form4_157834549529909.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,597

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 20:08 UTC SaleAlico, Inc., Common Stock, Par Value $1.00 1,412 $33.04 $46,652.48
Disclosure

SEC source: 0001493152-19-018432 · ownership.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,106

F1 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F2 · balance_after: 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

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November 22, 2019 Filed Nov 22, 2019 23:52 UTC SaleAlico, Inc., Common Stock, Par Value $1.00 7,588 $33.58 $254,805.04
Disclosure

SEC source: 0001493152-19-018272 · ownership.xml · nonDerivative · entry 2

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,518

F1 · kind: Between November 20, 2019 and November 22, 2019, Mr. Trafelet sold 8,588 shares of the Common Stock.

F2 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F3 · balance_after: 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

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November 20, 2019 Filed Nov 22, 2019 23:52 UTC SaleAlico, Inc., Common Stock, Par Value $1.00 1,000 $33.27 $33,270.00
Disclosure

SEC source: 0001493152-19-018272 · ownership.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,106

F1 · kind: Between November 20, 2019 and November 22, 2019, Mr. Trafelet sold 8,588 shares of the Common Stock.

F2 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F3 · balance_after: 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

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November 13, 2019 Filed Nov 15, 2019 17:52 UTC OtherAlico, Inc., Common Stock, Par Value $1.00 514,348 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-017707 · ownership.xml · nonDerivative · entry 1

TRAFELET REMY W · CIK 0001297619 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,106

F1 · kind: On November 13, 2019 Mr. Trafelet received 514,348 shares of the Common Stock from 734 Investors, LLC ("723 Investors") as a result of a distribution on November 12, 2019 of the Issuer's Common Stock by 734 Investors in-kind to its members pro rata and not for consideration.

F2 · balance_after: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.

F3 · balance_after: 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.

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November 12, 2019 Filed Nov 14, 2019 21:54 UTC
Arlon Valencia Holdings LLCDirector · 10% owner
OtherAlico, Inc., Common Stock, Par Value $1.00 797,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056581 · doc4.xml · nonDerivative · entry 1

Arlon Valencia Holdings LLC · CIK 0001591415 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,809

F1 · kind: Pro rata distribution of Common Stock from 734 Investors, LLC to the Reporting Person.

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November 12, 2019 Filed Nov 14, 2019 21:24 UTC OtherAlico, Inc., Common Stock, Par Value $1.00 128,571 $0.00 $0.00
Disclosure

SEC source: 0000003545-19-000126 · wf-form4_157376662954423.xml · nonDerivative · entry 1

SLACK HENRY R · CIK 0001192331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rinyami, LLC

Disclosed balance after: Not disclosed

F1 · kind: Pro rata distribution of Common Stock from 734 Investors, LLC to Rinyami, LLC. Mr. Slack is the Managing Member of Rinyami, LLC and has investment authority over shares held by Rinyami, LLC. Mr. Slack disclaims beneficial ownership of the shares held by Rinyami LLC except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Pro rata distribution of Common Stock from 734 Investors, LLC to Rinyami, LLC. Mr. Slack is the Managing Member of Rinyami, LLC and has investment authority over shares held by Rinyami, LLC. Mr. Slack disclaims beneficial ownership of the shares held by Rinyami LLC except to the extent of his pecuniary interest therein.

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November 12, 2019 Filed Nov 14, 2019 21:51 UTC
734 Investors, LLCSee remarks below.
OtherAlico, Inc., Common Stock, Par Value $1.00 3,173,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056578 · doc4.xml · nonDerivative · entry 1

734 Investors, LLC · CIK 0001591869 · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On November 12, 2019, the Reporting Person effected a pro rata distribution of 3,173,405 shares of Common Stock to the members of the Reporting Person.

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November 12, 2019 Filed Nov 14, 2019 21:23 UTC OtherAlico, Inc., Common Stock, Par Value $1.00 113,143 $0.00 $0.00
Disclosure

SEC source: 0000003545-19-000125 · wf-form4_157376660989788.xml · nonDerivative · entry 1

KRUSEN W ANDREW JR · CIK 0001098536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ARC Partners, LLC

Disclosed balance after: Not disclosed

F1 · kind: Pro rata distribution from 734 Investors, LLC to ARC Partners, LLC. Mr. Krusen is the Managing Member of ARC Partners, LLC and has investment authority over shares held by ARC Partners, LLC. Mr. Krusen disclaims beneficial ownership of the shares held by ARC Partners, LLC except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Pro rata distribution from 734 Investors, LLC to ARC Partners, LLC. Mr. Krusen is the Managing Member of ARC Partners, LLC and has investment authority over shares held by ARC Partners, LLC. Mr. Krusen disclaims beneficial ownership of the shares held by ARC Partners, LLC except to the extent of his pecuniary interest therein.

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November 12, 2019 Filed Nov 14, 2019 21:19 UTC
Brokaw George RDirector · Executive Vice Chairman
OtherAlico, Inc., Common Stock, Par Value $1.00 109,482 $0.00 $0.00
Disclosure

SEC source: 0000003545-19-000124 · wf-form4_157376637897180.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,261

F1 · kind: Pro rata distribution of Common Stock from 734 Investors, LLC to the Reporting Person.

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October 15, 2019 Filed Oct 17, 2019 00:12 UTC
734 Investors, LLCDirector · 10% owner
SaleCommon Stock 7,000 $33.95 $237,650.00
Disclosure

SEC source: 0001209191-19-053330 · doc4.xml · nonDerivative · entry 1

734 Investors, LLC · CIK 0001591869 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,173,405

F1 · kind: On October 15, 2019, the Company and the Reporting Person entered into a Stock Repurchase Agreement, pursuant to which the Company repurchased 7,000 shares of Common Stock held by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.