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AJG

Arthur J. Gallagher & Co.

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990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2019 Filed Mar 18, 2019 22:20 UTC
Hudson Scott RVice President
GrantNon-qualified Stock Option · Derivative 21,900 $0.00 Strike: $79.59 $0.00
Disclosure

SEC source: 0001127602-19-011956 · form4.xml · derivative · entry 4

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

Underlying: Common Stock · 21,900 shares

Expires 2026-03-14

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:15 UTC GrantNon-qualified Stock Option · Derivative 28,200 $0.00 Strike: $79.59 $0.00
Disclosure

SEC source: 0001127602-19-011952 · form4.xml · derivative · entry 8

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,200

Underlying: Common Stock · 28,200 shares

Expires 2026-03-14

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:10 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantNon-qualified Stock Option · Derivative 14,100 $0.00 Strike: $79.59 $0.00
Disclosure

SEC source: 0001127602-19-011950 · form4.xml · derivative · entry 3

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,100

Underlying: Common Stock · 14,100 shares

Expires 2026-03-14

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:10 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
GrantCommon Stock (restricted) 2,825 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011950 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,775

F1 · shares: Restricted stock unit award vesting five years after the date of grant.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:04 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GrantNon-qualified Stock Option · Derivative 44,050 $0.00 Strike: $79.59 $0.00
Disclosure

SEC source: 0001127602-19-011947 · form4.xml · derivative · entry 8

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050

Underlying: Common Stock · 44,050 shares

Expires 2026-03-14

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:19 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option · Derivative 5,000 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-19-011557 · form4.xml · derivative · entry 6

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 5,000 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:19 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
SaleCommon Stock 5,000 $79.50 $397,500.00
Disclosure

SEC source: 0001127602-19-011557 · form4.xml · nonDerivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,576.6803

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:19 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,000 $35.71 $178,550.00
Disclosure

SEC source: 0001127602-19-011557 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,576.6803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:15 UTC
Hudson Scott RVice President
Exercise / conversionNon-qualified Stock Option · Derivative 10,200 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-19-011380 · form4.xml · derivative · entry 3

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,200 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:15 UTC
Hudson Scott RVice President
SaleCommon Stock 10,200 $78.99 $805,698.00
Disclosure

SEC source: 0001127602-19-011380 · form4.xml · nonDerivative · entry 2

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $78.98 to $79.03. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:15 UTC
Hudson Scott RVice President
Exercise / conversionCommon Stock 10,200 $35.71 $364,242.00
Disclosure

SEC source: 0001127602-19-011380 · form4.xml · nonDerivative · entry 1

Hudson Scott R · CIK 0001482241 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:03 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionNon-qualified Stock Option · Derivative 34,600 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-19-008954 · form4.xml · derivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,600 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:03 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 22,301 $80.24 $1,789,432.24
Disclosure

SEC source: 0001127602-19-008954 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,068.4858

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:03 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 34,600 $35.71 $1,235,566.00
Disclosure

SEC source: 0001127602-19-008954 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,369.4858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:48 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 13,800 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-19-006952 · form4.xml · derivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,800 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:48 UTC
Bay Walter D.General Counsel
SaleCommon Stock 13,800 $80.00 $1,104,000.00
Disclosure

SEC source: 0001127602-19-006952 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,284

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:48 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 13,800 $39.17 $540,546.00
Disclosure

SEC source: 0001127602-19-006952 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:38 UTC SaleCommon Stock 2,500 $79.74 $199,343.75
Disclosure

SEC source: 0001127602-19-006948 · form4.xml · nonDerivative · entry 2

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,228

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:38 UTC SaleCommon Stock 2,500 $78.99 $197,483.75
Disclosure

SEC source: 0001127602-19-006948 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,728

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:02 UTC SaleCommon Stock 1,100 $77.66 $85,426.00
Disclosure

SEC source: 0001127602-19-004524 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $77.58 to $77.78. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 20:05 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 4,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005949 · form5.xml · derivative · entry 3

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,146

Underlying: Common Stock · 4,255 shares

Expires not disclosed

F2 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F3 · shares: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5.

F3 · price: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5.

F4 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

F4 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

Read SEC document
December 31, 2018 Filed Feb 14, 2019 19:51 UTC
Cavaness Joel DVice President
OtherNotional Stock Units · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005946 · form5.xml · derivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Common Stock · 755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · shares: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5.

F2 · price: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5.

F3 · derivative.exercise_date: Portions of these notional stocks are payable to the reporting person at the follow times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service.

F3 · derivative.expiration_date: Portions of these notional stocks are payable to the reporting person at the follow times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service.

Read SEC document
December 27, 2018 Filed Feb 14, 2019 20:13 UTC GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005955 · form5.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,701

Read SEC document
December 20, 2018 Filed Feb 14, 2019 20:13 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005955 · form5.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,701

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:13 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
OtherNotional Stock Units · Derivative 840 $73.32 Strike: $0.00 $61,588.80
Disclosure

SEC source: 0001127602-18-037040 · form4.xml · derivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,891

Underlying: Common Stock · 840 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2019, 2020, 2021, 2022, 2023, and following the reporting person's separation from service.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:00 UTC Exercise / conversionNon-qualified Stock Option · Derivative 15,200 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-18-037037 · form4.xml · derivative · entry 8

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,200 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:00 UTC Tax withholdingCommon Stock 10,857 $73.33 $796,143.81
Disclosure

SEC source: 0001127602-18-037037 · form4.xml · nonDerivative · entry 3

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,301

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:00 UTC Exercise / conversionCommon Stock 15,200 $35.71 $542,792.00
Disclosure

SEC source: 0001127602-18-037037 · form4.xml · nonDerivative · entry 2

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 16:00 UTC PurchaseCommon Stock 4,000 $73.20 $292,800.00
Disclosure

SEC source: 0001127602-18-037037 · form4.xml · nonDerivative · entry 1

GALLAGHER THOMAS JOSEPH · CIK 0001589933 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,958

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:32 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 748 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035128 · form4.xml · derivative · entry 7

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,707

Underlying: Common Stock · 748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F4 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F4 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:32 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 748 $77.07 $57,648.36
Disclosure

SEC source: 0001127602-18-035128 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,767.2288

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:32 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035128 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,515.2288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:26 UTC
Bay Walter D.General Counsel
SaleCommon Stock 3,985 $75.09 $299,233.65
Disclosure

SEC source: 0001127602-18-027887 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,284

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $75.08 to $75.12. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:07 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionNon-qualified Stock Option · Derivative 12,500 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-18-027622 · form4.xml · derivative · entry 3

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted 3/13/2013.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:07 UTC
Ziebell William FVICE PRESIDENT
SaleCommon Stock 12,500 $74.78 $934,750.00
Disclosure

SEC source: 0001127602-18-027622 · form4.xml · nonDerivative · entry 2

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,291.8749

Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:07 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock 12,500 $39.17 $489,625.00
Disclosure

SEC source: 0001127602-18-027622 · form4.xml · nonDerivative · entry 1

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,791.8749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 18, 2018 20:26 UTC
Bay Walter D.General Counsel
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027887 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,269

Read SEC document
August 24, 2018 Filed Aug 27, 2018 21:15 UTC SaleCommon Stock 2,000 $72.07 $144,140.00
Disclosure

SEC source: 0001127602-18-026300 · form4.xml · nonDerivative · entry 1

English Frank E. Jr. · CIK 0001463048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $72.02 to $72.16. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 1,801 $0.00 Strike: $46.17 $0.00
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · derivative · entry 10

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Common Stock · 1,801 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 4,267 $0.00 Strike: $46.87 $0.00
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · derivative · entry 9

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Underlying: Common Stock · 4,267 shares

Expires 2021-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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August 17, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
SaleCommon Stock 6,068 $72.26 $438,473.68
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · nonDerivative · entry 6

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,060

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $72.25 to $72.27. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 17, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 1,801 $46.17 $83,152.17
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · nonDerivative · entry 5

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 4,267 $46.87 $199,994.29
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · nonDerivative · entry 4

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:43 UTC
Bay Walter D.General Counsel
Exercise / conversionNon-qualified Stock Option · Derivative 9,100 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-18-025811 · form4.xml · derivative · entry 3

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,100 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:43 UTC
Bay Walter D.General Counsel
SaleCommon Stock 9,100 $71.95 $654,767.75
Disclosure

SEC source: 0001127602-18-025811 · form4.xml · nonDerivative · entry 2

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,269

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:43 UTC
Bay Walter D.General Counsel
Exercise / conversionCommon Stock 9,100 $35.71 $324,961.00
Disclosure

SEC source: 0001127602-18-025811 · form4.xml · nonDerivative · entry 1

Bay Walter D. · CIK 0001410235 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 4,866 $0.00 Strike: $39.17 $0.00
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · derivative · entry 8

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,866 shares

Expires 2020-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionNon-qualified Stock Option · Derivative 1,733 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · derivative · entry 7

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,733 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
SaleCommon Stock 6,599 $71.67 $472,935.81
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · nonDerivative · entry 3

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,060

Read SEC document
August 16, 2018 Filed Aug 20, 2018 21:28 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 4,866 $39.17 $190,601.22
Disclosure

SEC source: 0001127602-18-025808 · form4.xml · nonDerivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.