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NYSE · USD

AJG

Arthur J. Gallagher & Co.

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Tapewire entity
990
SEC CIK
0000354190
Parsed reports
762

Last 12 months

Inside the activity.

4 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2022 Filed Aug 11, 2022 21:38 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 1,001 $79.59 $79,669.59
Disclosure

SEC source: 0001127602-22-020845 · form4.xml · nonDerivative · entry 3

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 09, 2022 Filed Aug 11, 2022 21:38 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 983 $70.74 $69,537.42
Disclosure

SEC source: 0001127602-22-020845 · form4.xml · nonDerivative · entry 2

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:38 UTC
CARY RICHARD CController, CAO
Exercise / conversionCommon Stock 1,399 $56.86 $79,547.14
Disclosure

SEC source: 0001127602-22-020845 · form4.xml · nonDerivative · entry 1

CARY RICHARD C · CIK 0001185998 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 15, 2022 22:41 UTC
Cavaness Joel DVice President
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020975 · form4.xml · nonDerivative · entry 1

Cavaness Joel D · CIK 0001665268 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,087

Read SEC document
August 02, 2022 Filed Aug 3, 2022 22:08 UTC Exercise / conversionCommon Stock 905 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020432 · form4.xml · nonDerivative · entry 2

Clarke Teresa Hillary · CIK 0001875332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 22:08 UTC Exercise / conversionCommon Stock (restricted) 905 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020432 · form4.xml · nonDerivative · entry 1

Clarke Teresa Hillary · CIK 0001875332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:48 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionNotional Stock Units · Derivative 24,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019521 · form4.xml · derivative · entry 2

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,480.56

Underlying: Common Stock · 24,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2022, 2023, 2025 and 2026 and following the reporting person's separation from service.

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July 15, 2022 Filed Jul 19, 2022 23:48 UTC
HOWELL DOUGLAS KVP & Chief Financial Officer
Exercise / conversionCommon Stock 24,331 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019521 · form4.xml · nonDerivative · entry 1

HOWELL DOUGLAS K · CIK 0001222374 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,123.062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionNon-qualified Stock Option · Derivative 11,934 $0.00 Strike: $70.74 $0.00
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · derivative · entry 8

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,966

Underlying: Common Stock · 11,934 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

F6 · derivative.exercise_date: Granted 3/15/2018.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionNon-qualified Stock Option · Derivative 17,500 $0.00 Strike: $56.86 $0.00
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · derivative · entry 7

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted 3/16/2017.

F5 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

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June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
SaleCommon Stock 600 $150.42 $90,252.00
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · nonDerivative · entry 5

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614.3545

F3 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $150.36 to $150.46.

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June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
SaleCommon Stock 10,484 $149.82 $1,570,712.88
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · nonDerivative · entry 4

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,214.3545

F2 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $149.36 to $150.35.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
SaleCommon Stock 18,350 $148.92 $2,732,682.00
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · nonDerivative · entry 3

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,698.3545

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $148.36 to $149.35. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2 and 3 to this Form 4.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock 11,934 $70.74 $844,211.16
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · nonDerivative · entry 2

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,048.3545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:02 UTC
Ziebell William FVICE PRESIDENT
Exercise / conversionCommon Stock 17,500 $56.86 $995,050.00
Disclosure

SEC source: 0001127602-22-017940 · form4.xml · nonDerivative · entry 1

Ziebell William F · CIK 0001695709 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,114.3545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Feb 14, 2023 11:49 UTC GiftCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005029 · form5.xml · nonDerivative · entry 6

Gallagher Patrick Murphy · CIK 0001929606 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,285.0255

Read SEC document
June 09, 2022 Filed Feb 14, 2023 11:49 UTC GiftCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005029 · form5.xml · nonDerivative · entry 1

Gallagher Patrick Murphy · CIK 0001929606 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Trustee

Disclosed balance after: 8,912

F1 · ownership.nature: Shares held in trusts, for the benefit of the reporting person's children, of which his wife is sole trustee.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:23 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionNon-qualified Stock Option · Derivative 4,966 $0.00 Strike: $43.71 $0.00
Disclosure

SEC source: 0001127602-22-017129 · form4.xml · derivative · entry 4

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,966 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:23 UTC
Pietrucha Susan EChief Human Resources Officer
SaleCommon Stock 4,966 $162.04 $804,690.64
Disclosure

SEC source: 0001127602-22-017129 · form4.xml · nonDerivative · entry 2

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160.0635

F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $162.00 to $162.29. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 07, 2022 Filed Jun 9, 2022 20:23 UTC
Pietrucha Susan EChief Human Resources Officer
Exercise / conversionCommon Stock 4,966 $43.71 $217,063.86
Disclosure

SEC source: 0001127602-22-017129 · form4.xml · nonDerivative · entry 1

Pietrucha Susan E · CIK 0001386997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,126.0635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 22:18 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionPhantom Stock · Derivative 9,478.128 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016938 · form4.xml · derivative · entry 9

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,110.733

Underlying: Common Stock · 9,478.128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock.

F5 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

F5 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.

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June 03, 2022 Filed Jun 6, 2022 22:18 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Tax withholdingCommon Stock 3,976.128 $162.21 $644,967.72
Disclosure

SEC source: 0001127602-22-016938 · form4.xml · nonDerivative · entry 2

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,488.2575

Read SEC document
June 03, 2022 Filed Jun 6, 2022 22:18 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
Exercise / conversionCommon Stock 9,478.128 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016938 · form4.xml · nonDerivative · entry 1

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,464.3855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:00 UTC OtherNotional Stock Units · Derivative 186.9 $160.51 $29,999.32
Disclosure

SEC source: 0001127602-22-016741 · form4.xml · derivative · entry 1

Miskel Christopher C. · CIK 0001804681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363.069

Underlying: Common Stock · 186.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock.

F2 · kind: This acquisition resulted from the reporting person's election (pursuant to the Company's Director Deferral Plan) to defer the reporting person's annual cash retainer, which the Company pays on a quarterly basis, into deferred share units that will be distributed in the form of the Company's common stock.

F3 · derivative.exercise_date: The notional stock units become payable in January 2034 in accordance with the reporting person's election.

F3 · derivative.expiration_date: The notional stock units become payable in January 2034 in accordance with the reporting person's election.

Read SEC document
May 16, 2022 Filed Feb 10, 2023 23:20 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 704 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004547 · form5.xml · nonDerivative · entry 8

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 218,485

F1 · ownership.nature: Held in trust for benefit of children.

Read SEC document
May 16, 2022 Filed Feb 10, 2023 23:20 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004547 · form5.xml · nonDerivative · entry 6

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 241,756

F2 · ownership.nature: Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.

Read SEC document
May 16, 2022 Filed Feb 10, 2023 23:20 UTC
GALLAGHER J PATRICK JRDirector · President & CEO
GiftCommon Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004547 · form5.xml · nonDerivative · entry 4

GALLAGHER J PATRICK JR · CIK 0001186006 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,994.4435

Read SEC document
May 16, 2022 Filed Feb 14, 2023 11:49 UTC GiftCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005029 · form5.xml · nonDerivative · entry 5

Gallagher Patrick Murphy · CIK 0001929606 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 81,067

F4 · ownership.nature: Shares held in trust for the benefit of the reporting person's children, of which he is a trustee.

Read SEC document
May 11, 2022 Filed May 13, 2022 19:22 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014532 · form4.xml · nonDerivative · entry 3

BARRAT SHERRY S · CIK 0001182700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,117.561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 19:22 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014532 · form4.xml · nonDerivative · entry 2

BARRAT SHERRY S · CIK 0001182700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 19:22 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014532 · form4.xml · nonDerivative · entry 1

BARRAT SHERRY S · CIK 0001182700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:18 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014530 · form4.xml · nonDerivative · entry 3

Miskel Christopher C. · CIK 0001804681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016.982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:18 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014530 · form4.xml · nonDerivative · entry 2

Miskel Christopher C. · CIK 0001804681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:18 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014530 · form4.xml · nonDerivative · entry 1

Miskel Christopher C. · CIK 0001804681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180.6

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:14 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014528 · form4.xml · nonDerivative · entry 3

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:14 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014528 · form4.xml · nonDerivative · entry 2

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:14 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014528 · form4.xml · nonDerivative · entry 1

McCurdy Kay W · CIK 0001342075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:11 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014524 · form4.xml · nonDerivative · entry 3

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,531.006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:11 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014524 · form4.xml · nonDerivative · entry 2

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:11 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014524 · form4.xml · nonDerivative · entry 1

BAX WILLIAM L · CIK 0001247335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:07 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014522 · form4.xml · nonDerivative · entry 1

Clarke Teresa Hillary · CIK 0001875332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:03 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014520 · form4.xml · nonDerivative · entry 3

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:03 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014520 · form4.xml · nonDerivative · entry 2

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:03 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014520 · form4.xml · nonDerivative · entry 1

JOHNSON DAVID S · CIK 0001192476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:57 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014514 · form4.xml · nonDerivative · entry 3

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:57 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014514 · form4.xml · nonDerivative · entry 2

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:57 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014514 · form4.xml · nonDerivative · entry 1

Coldman David John · CIK 0001626207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:52 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014512 · form4.xml · nonDerivative · entry 3

NICOLETTI RALPH J · CIK 0001192519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,217.237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:52 UTC Exercise / conversionCommon Stock (restricted) 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014512 · form4.xml · nonDerivative · entry 2

NICOLETTI RALPH J · CIK 0001192519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock unit award vesting one year after the date of grant.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:52 UTC GrantCommon Stock (restricted) 1,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014512 · form4.xml · nonDerivative · entry 1

NICOLETTI RALPH J · CIK 0001192519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

F1 · security: Restricted stock unit award vesting one year after the date of grant.

F1 · shares: Restricted stock unit award vesting one year after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.