AIRG

SEC source: 0001209191-19-007585 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,797

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes (A) the 2,835 restricted stock units reported above and (B) an additional 3,962 restricted stock units previously issued to the Reporting Person by the Issuer, which vest in substantially equal installments on each of the November 5, 2019, 2020 and 2021, subject to the Reporting Person's continued service to the Issuer through each such vesting date

SEC source: 0001209191-19-007584 · doc4.xml · derivative · entry 2

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

Underlying: Common Stock · 7,397 shares

Expires 2029-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-19-007584 · doc4.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes 2,835 restricted stock units.

SEC source: 0001209191-19-007582 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

Underlying: Common Stock · 7,397 shares

Expires 2029-01-31

F4 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-19-007582 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,422

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes 2,835 restricted stock units.

SEC source: 0001209191-19-007581 · doc4.xml · derivative · entry 2

Kordyback Frances · CIK 0001682049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

Underlying: Common Stock · 7,397 shares

Expires 2029-01-31

F2 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-19-007581 · doc4.xml · nonDerivative · entry 1

Kordyback Frances · CIK 0001682049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-19-004660 · doc4.xml · derivative · entry 2

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-01-15

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 1, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date.

SEC source: 0001209191-19-004660 · doc4.xml · nonDerivative · entry 1

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,163

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service on the board of directors through each such vesting date.

F2 · balance_after: Includes 10,163 restricted stock units.

SEC source: 0001209191-19-004658 · doc4.xml · derivative · entry 2

Doradla Anil · CIK 0001731166 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2029-01-15

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 1, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date.

SEC source: 0001209191-19-004658 · doc4.xml · nonDerivative · entry 1

Doradla Anil · CIK 0001731166 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,244

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service on the board of directors through each such vesting date.

F2 · balance_after: Includes 15,244 restricted stock units.

SEC source: 0001209191-19-004657 · doc4.xml · derivative · entry 2

SUEN JACOB · CIK 0001705078 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2029-01-15

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 1, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date.

SEC source: 0001209191-19-004657 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,570

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date.

F2 · balance_after: Includes 35,570 restricted stock units.

SEC source: 0001209191-19-004656 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-01-15

F5 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 1, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date.

SEC source: 0001209191-19-004656 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,920

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date.

F2 · balance_after: Includes 20,326 restricted stock units.

SEC source: 0001209191-18-057694 · doc4.xml · derivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,334

Underlying: Common Stock · 10,334 shares

Expires 2028-11-04

F2 · derivative.exercise_date: The option was granted on November 5, 2018 and vests in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date.

SEC source: 0001209191-18-057694 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date.

SEC source: 0000899243-19-001920 · doc4.xml · nonDerivative · entry 2

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,053,392

F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.

F2 · ownership.nature: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 9,928 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0000899243-19-001920 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,054,081

F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.

F2 · ownership.nature: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 9,928 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0001209191-18-031562 · doc4.xml · derivative · entry 1

SUEN JACOB · CIK 0001705078 · Sr. VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-05-15

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on May 16, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date.

SEC source: 0001209191-18-031559 · doc4.xml · derivative · entry 1

Doradla Anil · CIK 0001731166 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-05-15

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on May 16, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date.

SEC source: 0001209191-18-029731 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Sr. VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001209191-18-029368 · doc4.xml · nonDerivative · entry 1

Doradla Anil · CIK 0001731166 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001209191-18-029367 · doc4.xml · derivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2028-05-07

F1 · derivative.exercise_date: The option is exercisable as it vests. The shares subject to the option shall vest in equal installments on a quarterly basis over a 2-year period following the grant date, subject to the reporting person's continued service to the Issuer through each vesting date. The shares subject to the option will also vest in the event of a change in control of the Issuer.

SEC source: 0001209191-18-018653 · doc4.xml · derivative · entry 4

Myers Charles A. · CIK 0001681519 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

Underlying: Common Stock · 18,229 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vested on March 18, 2016, and 1/48th of the total number of shares subject to the option vest monthly thereafter,subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

SEC source: 0001209191-18-018653 · doc4.xml · nonDerivative · entry 2

Myers Charles A. · CIK 0001681519 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-18-018653 · doc4.xml · nonDerivative · entry 1

Myers Charles A. · CIK 0001681519 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-006639 · doc4.xml · nonDerivative · entry 2

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,054,748

F2 · ownership.nature: Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0001209191-18-017767 · doc4.xml · nonDerivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,284

F2 · ownership.nature: Represents shares held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-017766 · doc4.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,054,748

F2 · ownership.nature: Following the transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0000899243-18-006639 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,060,317

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.2550. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0001209191-18-017767 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 16,853

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.2550. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents shares held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-017766 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,060,317

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.2550. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Following the transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0001209191-18-009426 · doc4.xml · derivative · entry 1

Doradla Anil · CIK 0001731166 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-02-04

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 5, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

SEC source: 0001209191-18-004675 · doc4.xml · derivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: This option is exercisable on the first anniversary of the date of grant (1/19/2019).

SEC source: 0001209191-18-004673 · doc4.xml · derivative · entry 1

SUEN JACOB · CIK 0001705078 · Sr. VP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 19, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

SEC source: 0001209191-18-004671 · doc4.xml · derivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2028-01-18

F1 · derivative.exercise_date: This option is exercisable on the first anniversary of the date of grant (1/19/2019).

SEC source: 0001209191-18-004669 · doc4.xml · derivative · entry 2

Myers Charles A. · CIK 0001681519 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 19, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

SEC source: 0001209191-18-004669 · doc4.xml · nonDerivative · entry 1

Myers Charles A. · CIK 0001681519 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 195,924

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $10.00 to $10.01 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held in a trust of which the Reporting Person is a trustee.

SEC source: 0001209191-18-004667 · doc4.xml · derivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: This option is exercisable on the first anniversary of the date of grant (1/19/2019).

SEC source: 0001209191-18-004665 · doc4.xml · derivative · entry 1

Kordyback Frances · CIK 0001682049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: This option is exercisable on the first anniversary of the date of grant (1/19/2019).

SEC source: 0001209191-18-004663 · doc4.xml · derivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: This option is exercisable on the first anniversary of the date of grant (1/19/2019).

SEC source: 0000899243-17-029495 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,062,748

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.31 to $9.35. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 19,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0000899243-17-029499 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,284

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.31 to $9.35. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents shares held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000899243-17-029497 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,062,748

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.31 to $9.35. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Following the transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 19,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

SEC source: 0001209191-17-064803 · doc4.xml · derivative · entry 2

Selbo Glenn · CIK 0001681315 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-17-064803 · doc4.xml · nonDerivative · entry 1

Selbo Glenn · CIK 0001681315 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-17-026453 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0000899243-17-026453 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-17-026452 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.