SIMS JAMES K

SEC source: 0001193125-26-420792 · ownership.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,108

F1 · shares: Shares granted under director compensation plan.

SEC source: 0001193125-26-380240 · ownership.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,733

F3 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.98 to $5.25. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001193125-26-380240 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,464

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.40. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001208317-26-000003 · ownership.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,780

F1 · shares: Shares granted under director compensation plan.

SEC source: 0001208317-26-000003 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,568

F1 · shares: Shares granted under director compensation plan.

SEC source: 0001193125-26-333078 · ownership.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,510 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001193125-26-333078 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Include restricted stock units.

SEC source: 0001683168-26-000768 · ownership.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,991

Underlying: Common Stock · 18,991 shares

Expires 2036-02-01

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001683168-26-000768 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,223

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 2, 2027, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001193125-26-006159 · ownership.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,241

F1 · shares: Shares granted under director compensation plan.

SEC source: 0001683168-26-000086 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,338

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2025 annual retainer.

F2 · balance_after: Includes RSUs.

SEC source: 0001193125-25-328704 · ownership.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,035

F1 · shares: Shares granted in the form of restricted stock which vest ratably over three years.

SEC source: 0001193125-25-230662 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,390

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the third quarter portion of the 2025 annual retainer.

F2 · balance_after: Includes RSUs.

SEC source: 0001193125-25-230342 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,935

F1 · shares: Shares granted under director compensation plan.

F2 · balance_after: Balance has been updated to reflect 3,540 shares of unvested restricted stock previously reported in Table II of the filer's Form 3.

SEC source: 0000950170-25-094407 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,222

F1 · shares: Shares granted under director compensation plan.

SEC source: 0000950170-25-076036 · ownership.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,370 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person received the stock options on June 11, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

SEC source: 0000950170-25-076036 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-014029 · ownership.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,559

Underlying: Common Stock · 11,559 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0000950170-25-014029 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,286

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0000950170-24-133793 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,981

F1 · kind: Bona fide gift to a family member not residing in the same household as the reporting person.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-24-005459 · doc4.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,000 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-24-005459 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001209191-24-002871 · doc4.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,977

Underlying: Common Stock · 22,977 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-24-002871 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,642

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-24-000579 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,070

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2023 annual retainer.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-23-055256 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,880

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $2.39 to $2.475. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-23-046204 · doc4.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,880

F3 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.15 to $4.31. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-23-046204 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,880

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.125 to $4.29. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-23-032468 · doc4.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,000 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-23-032468 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,461 restricted stock units.

SEC source: 0001209191-23-007185 · doc4.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370

Underlying: Common Stock · 9,370 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-23-007185 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,880

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2024, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-23-019960 · doc4a.xml · derivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903

Underlying: Common Stock · 9,903 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-23-032477 · doc4a.xml · derivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,377

Underlying: Common Stock · 11,377 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0000899243-22-038935 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,419

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the sale by GEN3 Capital I, LP and Gen 3 Partners, Inc. of 2,000 shares of common stock at a weighted average prices of $7.2825 per share on December 8, 2022 [as part of the dissolution of GEN3 Capital I, LP], with such shares indirectly held by the Reporting Person. The Reporting Person paid to the issuer $1,206.12, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $6.64 to $6.70. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F3 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-060607 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.215 to $7.274. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents 7,529 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 5 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Sims disclaims such beneficial ownership to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-037625 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,419

F1 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-036494 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,419

F1 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-019841 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,419

F1 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-015924 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,807

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $9.02 to $9.08. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-007125 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,364

Underlying: Common Stock · 8,364 shares

Expires 2032-01-31

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-22-007125 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,807

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-21-067063 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,399

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $9.50 to $9.57. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 12,334 restricted stock units.

SEC source: 0001209191-21-064941 · doc4.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,399

F1 · balance_after: Includes 12,334 restricted stock units.

SEC source: 0001209191-21-064941 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,100

F1 · balance_after: Includes 12,334 restricted stock units.

SEC source: 0001209191-21-020550 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,399

F1 · balance_after: Includes 12,334 restricted stock units.

SEC source: 0001209191-21-007577 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,559

Underlying: Common Stock · 4,559 shares

Expires 2031-01-31

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-21-007577 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,399

F1 · security: Represents restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes (A) the 2,172 RSUs reported above and (B) an additional 15,244 RSUs previously issued to the Reporting Person by the Issuer, which vest in substantially equal installments on each of the March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

SEC source: 0001209191-21-002789 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,000 shares

Expires 2021-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-21-002789 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 19,654 restricted stock units previously issued to the Reporting Person by the Issuer.