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GEN3 Capital I L P

Disclosed activity across 1 company

Tapewire entity
159095
SEC CIK
0001324643

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AIRGAIN INC

Report date March 15, 2019 · Filed March 15, 2019

Jointly reported with GEN3 Capital Partners, LLC, GEN 3 PARTNERS INC

Section 16 reporting ended · disclosed 2019-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes17,493 Reported balance After 2019-03-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-03-15 · Other · Disposed 1,030,935 · Balance 17,493

F1: Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value

F2: Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value

F2: Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 15, 2019 19:34 UTC AIRGAIN INC AIRG · Entity 552 OtherCommon Stock 1,030,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008012 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 17,493

F1 · kind: Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value

F2 · ownership.nature: Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

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March 04, 2019 Filed Mar 6, 2019 19:27 UTC AIRGAIN INC AIRG · Entity 552 SaleCommon Stock 4,964 $12.77 $63,409.64
Disclosure

SEC source: 0000899243-19-006526 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,048,428

F1 · ownership.nature: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F2 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
July 23, 2018 Filed Jan 24, 2019 20:17 UTC AIRGAIN INC AIRG · Entity 552 OtherCommon Stock 689 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001920 · doc4.xml · nonDerivative · entry 2

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,053,392

F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.

F2 · ownership.nature: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 9,928 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
June 04, 2018 Filed Jan 24, 2019 20:17 UTC AIRGAIN INC AIRG · Entity 552 OtherCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001920 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,054,081

F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.

F2 · ownership.nature: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 9,928 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 16:31 UTC AIRGAIN INC AIRG · Entity 552 SaleCommon Stock 5,569 $9.25 $51,513.25
Disclosure

SEC source: 0000899243-18-006639 · doc4.xml · nonDerivative · entry 2

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,054,748

F2 · ownership.nature: Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 16:31 UTC AIRGAIN INC AIRG · Entity 552 SaleCommon Stock 2,431 $9.25 $22,487.24
Disclosure

SEC source: 0000899243-18-006639 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,060,317

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.2550. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 22, 2017 21:26 UTC AIRGAIN INC AIRG · Entity 552 SaleCommon Stock 8,023 $9.34 $74,971.73
Disclosure

SEC source: 0000899243-17-029495 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,062,748

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.31 to $9.35. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 19,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:11 UTC AIRGAIN INC AIRG · Entity 552 OtherCommon Stock 11,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-019085 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,070,771

F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.

F2 · ownership.nature: Represents 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 27,307 shares of common stock held by Gen 3 Partners.

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:30 UTC AIRGAIN INC AIRG · Entity 552 OtherCommon Stock 324,035 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-016418 · doc4.xml · nonDerivative · entry 1

GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner

GEN3 Capital I L P · CIK 0001324643 · 10% owner

GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,082,006

F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.

F2 · ownership.nature: Represents 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 38,542 shares of common stock held by Gen 3 Partners.

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.