Last 12 months
Inside the activity.
3 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 10,070 | $1.90 | $19,133.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 6 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 4,000 | $2.20 | $8,800.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 5 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 38,878 | $1.60 | $62,204.80 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 4 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 3,000 | $3.10 | $9,300.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 3 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 6,000 | $2.30 | $13,800.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 2 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
OtherCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 1 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents a disposition of shares for no value by the Reporting Person to Northwater Intellectual Property Fund L.P. 1. Ms. Kordyback previously served as Managing Director of Northwater Capital Management Inc., a corporation formed under the laws of the Province Ontario, which is the manager of Northwater Intellectual Property Fund L.P. 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:49 UTC |
Selbo GlennChief Operating Officer
|
SaleCommon Stock | 19,000 | $15.96 | $303,291.30 |
DisclosureSEC source: 0001209191-17-009194 · doc4.xml · nonDerivative · entry 1 Selbo Glenn · CIK 0001681315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,575 F1 · kind: The sales reported in this Form 4 were effected to cover withholding taxes upon the vesting of restricted shares, pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $15.70 to $16.53 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:47 UTC |
Johnson LeonardChief Financial Officer
|
SaleCommon Stock | 10,000 | $15.97 | $159,725.00 |
DisclosureSEC source: 0001209191-17-009192 · doc4.xml · nonDerivative · entry 1 Johnson Leonard · CIK 0001681307 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 F1 · kind: The sales reported in this Form 4 were effected to cover withholding taxes upon the vesting of restricted shares, pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $15.70 to $16.46 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 00:21 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-004668 · doc4.xml · derivative · entry 2 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 00:21 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0001209191-17-004668 · doc4.xml · nonDerivative · entry 1 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:20 UTC |
SIMS JAMES KDirector · 10% owner
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-004666 · doc4.xml · derivative · entry 2 SIMS JAMES K · CIK 0001208317 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-01-24 Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:20 UTC |
SIMS JAMES KDirector · 10% owner
|
Exercise / conversionCommon Stock | 3,000 | $2.20 | $6,600.00 |
DisclosureSEC source: 0001209191-17-004666 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:18 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-004664 · doc4.xml · derivative · entry 2 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:18 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0001209191-17-004664 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:16 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-004661 · doc4.xml · derivative · entry 2 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:16 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0001209191-17-004661 · doc4.xml · nonDerivative · entry 1 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 00:30 UTC |
Myers Charles A.Director · President and CEO
|
SaleCommon Stock | 50,000 | $15.90 | $794,750.00 |
DisclosureSEC source: 0000899243-16-035569 · doc4.xml · nonDerivative · entry 1 Myers Charles A. · CIK 0001681519 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,924 Read SEC document |
| December 14, 2016 Filed Dec 17, 2016 00:15 UTC |
Kordyback FrancesDirector
|
SaleCommon Stock | 970,000 | $15.90 | $15,418,150.00 |
DisclosureSEC source: 0001140361-16-090118 · doc1.xml · nonDerivative · entry 1 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:18 UTC |
Northwater Capital Inc.10% owner
Northwater Capital Management Inc.10% owner
|
SaleCommon Stock | 970,000 | $15.90 | $15,418,150.00 |
DisclosureSEC source: 0001140361-16-090119 · doc1.xml · nonDerivative · entry 1 Northwater Capital Inc. · CIK 0001579504 · 10% owner Northwater Capital Management Inc. · CIK 0001579503 · 10% owner NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 375,487 F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC |
Northwater Capital Inc.10% owner · Director by deputization***
Northwater Capital Management Inc.10% owner · Director by deputization***
NORTHWATER INTELLECTUAL PROPERTY FUND LP 110% owner · Director by deputization***
|
OtherStock Option (right to buy) · Derivative | 3,357 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 5 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,070 Underlying: Common Stock · 3,357 shares Expires 2026-05-24 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC |
Northwater Capital Inc.10% owner · Director by deputization***
Northwater Capital Management Inc.10% owner · Director by deputization***
NORTHWATER INTELLECTUAL PROPERTY FUND LP 110% owner · Director by deputization***
|
OtherStock Option (right to buy) · Derivative | 9,323 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 4 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,970 Underlying: Common Stock · 9,323 shares Expires 2025-06-11 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC |
Northwater Capital Inc.10% owner · Director by deputization***
Northwater Capital Management Inc.10% owner · Director by deputization***
NORTHWATER INTELLECTUAL PROPERTY FUND LP 110% owner · Director by deputization***
|
OtherStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $3.10 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 3 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000 Underlying: Common Stock · 1,000 shares Expires 2024-05-12 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC |
Northwater Capital Inc.10% owner · Director by deputization***
Northwater Capital Management Inc.10% owner · Director by deputization***
NORTHWATER INTELLECTUAL PROPERTY FUND LP 110% owner · Director by deputization***
|
OtherStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 2 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2023-06-12 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC |
Northwater Capital Inc.10% owner · Director by deputization***
Northwater Capital Management Inc.10% owner · Director by deputization***
NORTHWATER INTELLECTUAL PROPERTY FUND LP 110% owner · Director by deputization***
|
OtherStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 1 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2021-01-18 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:46 UTC |
Kordyback FrancesDirector · 10% owner
|
OtherStock Option (Right to Buy) · Derivative | 3,357 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001140361-16-088866 · doc1.xml · derivative · entry 5 Kordyback Frances · CIK 0001682049 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,070 Underlying: Common Stock · 3,357 shares Expires 2026-05-24 F1 · kind: See Exhibit 99.1; Note 1. F2 · kind: See Exhibit 99.1; Note 2. F3 · derivative.exercise_date: See Exhibit 99.1; Note 3. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:46 UTC |
Kordyback FrancesDirector · 10% owner
|
OtherStock Option (Right to Buy) · Derivative | 9,323 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001140361-16-088866 · doc1.xml · derivative · entry 4 Kordyback Frances · CIK 0001682049 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,970 Underlying: Common Stock · 9,323 shares Expires 2025-06-11 F1 · kind: See Exhibit 99.1; Note 1. F2 · kind: See Exhibit 99.1; Note 2. F3 · derivative.exercise_date: See Exhibit 99.1; Note 3. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:46 UTC |
Kordyback FrancesDirector · 10% owner
|
OtherStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $3.10 | $0.00 |
DisclosureSEC source: 0001140361-16-088866 · doc1.xml · derivative · entry 3 Kordyback Frances · CIK 0001682049 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,000 shares Expires 2024-05-12 F1 · kind: See Exhibit 99.1; Note 1. F2 · kind: See Exhibit 99.1; Note 2. F3 · derivative.exercise_date: See Exhibit 99.1; Note 3. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:46 UTC |
Kordyback FrancesDirector · 10% owner
|
OtherStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001140361-16-088866 · doc1.xml · derivative · entry 2 Kordyback Frances · CIK 0001682049 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2023-06-12 F1 · kind: See Exhibit 99.1; Note 1. F2 · kind: See Exhibit 99.1; Note 2. F3 · derivative.exercise_date: See Exhibit 99.1; Note 3. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:46 UTC |
Kordyback FrancesDirector · 10% owner
|
OtherStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001140361-16-088866 · doc1.xml · derivative · entry 1 Kordyback Frances · CIK 0001682049 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2021-01-18 F1 · kind: See Exhibit 99.1; Note 1. F2 · kind: See Exhibit 99.1; Note 2. F3 · derivative.exercise_date: See Exhibit 99.1; Note 3. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:43 UTC |
Egan Francis XDirector
|
OtherStock Option (Right to Buy) · Derivative | 3,357 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000899243-16-034944 · doc4.xml · derivative · entry 5 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,357 Underlying: Common Stock · 3,357 shares Expires 2026-05-24 F1 · kind: In connection with his resignation as a Managing Director of Northwater Capital Inc., the Reporting Person agreed to assign his interest in the stock options reported herein to Frances Kordyback. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:43 UTC |
Egan Francis XDirector
|
OtherStock Option (Right to Buy) · Derivative | 9,323 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0000899243-16-034944 · doc4.xml · derivative · entry 4 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,323 Underlying: Common Stock · 9,323 shares Expires 2025-06-11 F1 · kind: In connection with his resignation as a Managing Director of Northwater Capital Inc., the Reporting Person agreed to assign his interest in the stock options reported herein to Frances Kordyback. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:43 UTC |
Egan Francis XDirector
|
OtherStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $3.10 | $0.00 |
DisclosureSEC source: 0000899243-16-034944 · doc4.xml · derivative · entry 3 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2024-05-12 F1 · kind: In connection with his resignation as a Managing Director of Northwater Capital Inc., the Reporting Person agreed to assign his interest in the stock options reported herein to Frances Kordyback. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:43 UTC |
Egan Francis XDirector
|
OtherStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-16-034944 · doc4.xml · derivative · entry 2 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2023-06-12 F1 · kind: In connection with his resignation as a Managing Director of Northwater Capital Inc., the Reporting Person agreed to assign his interest in the stock options reported herein to Frances Kordyback. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 02:43 UTC |
Egan Francis XDirector
|
OtherStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000899243-16-034944 · doc4.xml · derivative · entry 1 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2021-01-18 F1 · kind: In connection with his resignation as a Managing Director of Northwater Capital Inc., the Reporting Person agreed to assign his interest in the stock options reported herein to Frances Kordyback. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 23:53 UTC |
Gillman Joan HDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $12.11 | $0.00 |
DisclosureSEC source: 0001209191-16-149163 · doc4.xml · derivative · entry 1 Gillman Joan H · CIK 0001577360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-11-06 F1 · derivative.exercise_date: The option was granted on November 7, 2016 and vests in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.