organization · Reporting owner
NORTHWATER INTELLECTUAL PROPERTY FUND LP 1
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AIRGAIN INC
Report date December 14, 2016 · Filed December 16, 2016
Jointly reported with Northwater Capital Inc., Northwater Capital Management Inc.
Section 16 reporting ended · disclosed 2016-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 375,487 |
Reported balance
After 2016-12-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-14 · Sale · Disposed 970,000 · Balance 375,487 F1: See Exhibit 99.1; Note 1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1; Note 1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2016 Filed Dec 16, 2016 19:18 UTC | AIRGAIN INC AIRG · Entity 552 | SaleCommon Stock | 970,000 | $15.90 | $15,418,150.00 |
DisclosureSEC source: 0001140361-16-090119 · doc1.xml · nonDerivative · entry 1 Northwater Capital Inc. · CIK 0001579504 · 10% owner Northwater Capital Management Inc. · CIK 0001579503 · 10% owner NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 375,487 F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC | AIRGAIN INC AIRG · Entity 552 | OtherStock Option (right to buy) · Derivative | 3,357 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 5 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,070 Underlying: Common Stock · 3,357 shares Expires 2026-05-24 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC | AIRGAIN INC AIRG · Entity 552 | OtherStock Option (right to buy) · Derivative | 9,323 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 4 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,970 Underlying: Common Stock · 9,323 shares Expires 2025-06-11 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC | AIRGAIN INC AIRG · Entity 552 | OtherStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $3.10 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 3 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000 Underlying: Common Stock · 1,000 shares Expires 2024-05-12 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC | AIRGAIN INC AIRG · Entity 552 | OtherStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 2 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2023-06-12 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:45 UTC | AIRGAIN INC AIRG · Entity 552 | OtherStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001140361-16-088865 · doc1.xml · derivative · entry 1 Northwater Capital Inc. · CIK 0001579504 · 10% owner · Director by deputization*** Northwater Capital Management Inc. · CIK 0001579503 · 10% owner · Director by deputization*** NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 · CIK 0001352439 · 10% owner · Director by deputization*** Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2021-01-18 F1 · kind: See Exhibit 99.1; Note 1. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.