Last 12 months
Inside the activity.
3 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2017 Filed Nov 16, 2017 02:29 UTC |
Toscanini Arthur M.Director
|
Exercise / conversionCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0000899243-17-026452 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 21:01 UTC |
Selbo GlennChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-052831 · doc4.xml · derivative · entry 2 Selbo Glenn · CIK 0001681315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2017-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 21:01 UTC |
Selbo GlennChief Operating Officer
|
Exercise / conversionCommon Stock | 9,000 | $2.20 | $19,800.00 |
DisclosureSEC source: 0001209191-17-052831 · doc4.xml · nonDerivative · entry 1 Selbo Glenn · CIK 0001681315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 20:33 UTC |
Egan Francis XDirector
|
PurchaseCommon Stock | 10,276 | $8.99 | $92,405.90 |
DisclosureSEC source: 0001209191-17-052613 · doc4.xml · nonDerivative · entry 1 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.08. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 20:11 UTC |
GEN3 Capital Partners, LLC10% owner
GEN3 Capital I L P10% owner
GEN 3 PARTNERS INC10% owner
|
OtherCommon Stock | 11,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019085 · doc4.xml · nonDerivative · entry 1 GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner GEN3 Capital I L P · CIK 0001324643 · 10% owner GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,070,771 F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value. F2 · ownership.nature: Represents 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 27,307 shares of common stock held by Gen 3 Partners. F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 00:09 UTC |
SIMS JAMES KDirector · 10% owner
|
OtherCommon Stock | 11,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019083 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,070,771 F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value. F2 · ownership.nature: Represents 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 27,307 shares of common stock held by Gen 3 Partners. F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 00:09 UTC |
Toscanini Arthur M.Director
|
OtherCommon Stock | 11,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019082 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,307 F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value. F2 · ownership.nature: Represents shares held by Gen 3 Partners. Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 20, 2017 01:14 UTC |
Toscanini Arthur M.Director
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $14.09 | $0.00 |
DisclosureSEC source: 0001209191-17-040976 · doc4.xml · derivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-06-14 F1 · derivative.exercise_date: This option is exercisable on the first to occur of the first anniversary of the date of grant (6/15/2018) or the next occurring annual meeting of stockholders. Read SEC document |
| June 15, 2017 Filed Jun 20, 2017 01:13 UTC |
SIMS JAMES KDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $14.09 | $0.00 |
DisclosureSEC source: 0001209191-17-040975 · doc4.xml · derivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2027-06-14 F1 · derivative.exercise_date: This option is exercisable on the first to occur of the first anniversary of the date of grant (6/15/2018) or the next occurring annual meeting of stockholders. Read SEC document |
| June 15, 2017 Filed Jun 20, 2017 01:12 UTC |
MUNRO THOMAS ADirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $14.09 | $0.00 |
DisclosureSEC source: 0001209191-17-040974 · doc4.xml · derivative · entry 1 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-06-14 F1 · derivative.exercise_date: This option is exercisable on the first to occur of the first anniversary of the date of grant (6/15/2018) or the next occurring annual meeting of stockholders. Read SEC document |
| June 15, 2017 Filed Jun 20, 2017 01:11 UTC |
Kordyback FrancesDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $14.09 | $0.00 |
DisclosureSEC source: 0001209191-17-040973 · doc4.xml · derivative · entry 1 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-06-14 F1 · derivative.exercise_date: This option is exercisable on the first to occur of the first anniversary of the date of grant (6/15/2018) or the next occurring annual meeting of stockholders. Read SEC document |
| June 15, 2017 Filed Jun 20, 2017 01:10 UTC |
Gillman Joan HDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $14.09 | $0.00 |
DisclosureSEC source: 0001209191-17-040972 · doc4.xml · derivative · entry 1 Gillman Joan H · CIK 0001577360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-06-14 F1 · derivative.exercise_date: This option is exercisable on the first to occur of the first anniversary of the date of grant (6/15/2018) or the next occurring annual meeting of stockholders. Read SEC document |
| June 15, 2017 Filed Jun 20, 2017 01:09 UTC |
Egan Francis XDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $14.09 | $0.00 |
DisclosureSEC source: 0001209191-17-040970 · doc4.xml · derivative · entry 1 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-06-14 F1 · derivative.exercise_date: This option is exercisable on the first to occur of the first anniversary of the date of grant (6/15/2018) or the next occurring annual meeting of stockholders. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:30 UTC |
GEN3 Capital Partners, LLC10% owner
GEN3 Capital I L P10% owner
GEN 3 PARTNERS INC10% owner
|
OtherCommon Stock | 324,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016418 · doc4.xml · nonDerivative · entry 1 GEN3 Capital Partners, LLC · CIK 0001681392 · 10% owner GEN3 Capital I L P · CIK 0001324643 · 10% owner GEN 3 PARTNERS INC · CIK 0001102545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,082,006 F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value. F2 · ownership.nature: Represents 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 38,542 shares of common stock held by Gen 3 Partners. F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 12, 2017 Filed Jun 15, 2017 01:30 UTC |
Toscanini Arthur M.Director
|
OtherCommon Stock | 324,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016416 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,542 F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value. F2 · ownership.nature: Represents shares held by Gen 3 Partners. Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2017 Filed Jun 15, 2017 01:30 UTC |
SIMS JAMES KDirector · 10% owner
|
OtherCommon Stock | 324,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016417 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,082,006 F1 · kind: Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value. F2 · ownership.nature: Represents 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 38,542 shares of common stock held by Gen 3 Partners. F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:50 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,333 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-17-031347 · doc4.xml · derivative · entry 3 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,148 Underlying: Common Stock · 37,481 shares Expires 2025-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of May 8, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:50 UTC |
MUNRO THOMAS ADirector
|
SaleCommon Stock | 9,333 | $13.49 | $125,915.24 |
DisclosureSEC source: 0001209191-17-031347 · doc4.xml · nonDerivative · entry 2 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $13.09 to $13.99 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:50 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionCommon Stock | 9,333 | $1.60 | $14,932.80 |
DisclosureSEC source: 0001209191-17-031347 · doc4.xml · nonDerivative · entry 1 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 28, 2017 00:15 UTC |
SUEN JACOBSr. VP, Worldwide Sales
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001209191-17-028526 · doc4.xml · derivative · entry 1 SUEN JACOB · CIK 0001705078 · Sr. VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-24 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on April 25, 2018, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| April 25, 2017 Filed Apr 28, 2017 00:13 UTC |
Selbo GlennChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001209191-17-028524 · doc4.xml · derivative · entry 1 Selbo Glenn · CIK 0001681315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-24 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on April 25, 2018, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| April 25, 2017 Filed Apr 28, 2017 00:12 UTC |
Johnson LeonardChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001209191-17-028522 · doc4.xml · derivative · entry 1 Johnson Leonard · CIK 0001681307 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-24 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on April 25, 2018, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| April 25, 2017 Filed Apr 28, 2017 00:10 UTC |
Myers Charles A.Director · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001209191-17-028520 · doc4.xml · derivative · entry 1 Myers Charles A. · CIK 0001681519 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-04-24 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on April 25, 2018, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · derivative · entry 11 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of April 17, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · derivative · entry 10 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2023-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of April 17, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · derivative · entry 9 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of April 17, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · derivative · entry 8 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of April 17, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · derivative · entry 7 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of April 17, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · derivative · entry 6 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of April 17, 2017 and prior to this transaction, the option fully vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
SaleCommon Stock | 22,000 | $14.61 | $321,468.40 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · nonDerivative · entry 5 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $14.30 to $15.04 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionCommon Stock | 10,000 | $2.00 | $20,000.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · nonDerivative · entry 4 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionCommon Stock | 4,000 | $2.30 | $9,200.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · nonDerivative · entry 3 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionCommon Stock | 6,000 | $2.60 | $15,600.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · nonDerivative · entry 2 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:00 UTC |
MUNRO THOMAS ADirector
|
Exercise / conversionCommon Stock | 2,000 | $2.20 | $4,400.00 |
DisclosureSEC source: 0001209191-17-027532 · doc4.xml · nonDerivative · entry 1 MUNRO THOMAS A · CIK 0001241233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 20:23 UTC |
Toscanini Arthur M.Director
|
SaleCommon Stock | 25,266 | $15.25 | $385,402.51 |
DisclosureSEC source: 0001209191-17-026681 · doc4.xml · nonDerivative · entry 2 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,208 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $15.00 to $15.48 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:23 UTC |
Toscanini Arthur M.Director
|
SaleCommon Stock | 3,234 | $15.00 | $48,510.00 |
DisclosureSEC source: 0001209191-17-026681 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,474 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 20:16 UTC |
Toscanini Arthur M.Director
|
SaleCommon Stock | 1,500 | $15.05 | $22,579.05 |
DisclosureSEC source: 0001209191-17-026081 · doc4.xml · nonDerivative · entry 1 Toscanini Arthur M. · CIK 0001681317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,708 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $15.00 to $15.14 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 01:21 UTC |
Kordyback FrancesDirector
|
OtherCommon Stock | 69,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020005 · doc4.xml · nonDerivative · entry 1 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents a disposition of shares for no value by the Reporting Person to Northwater Intellectual Property Fund L.P. 1. Ms. Kordyback previously served as Managing Director of Northwater Capital Management Inc., a corporation formed under the laws of the Province Ontario, which is the manager of Northwater Intellectual Property Fund L.P. 1. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 23:43 UTC |
SIMS JAMES KDirector · 10% owner
|
PurchaseCommon Stock | 5,990 | $12.53 | $75,054.70 |
DisclosureSEC source: 0001209191-17-018970 · doc4.xml · nonDerivative · entry 1 SIMS JAMES K · CIK 0001208317 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,147 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 02:51 UTC |
Egan Francis XDirector
|
PurchaseCommon Stock | 4,572 | $12.48 | $57,058.56 |
DisclosureSEC source: 0001209191-17-018542 · doc4.xml · nonDerivative · entry 1 Egan Francis X · CIK 0001682030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,724 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 16 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2011-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 15 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 14 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 13 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,070 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 12 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,070 shares Expires 2026-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 11 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 38,878 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 10 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,878 shares Expires 2025-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $3.10 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 9 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2024-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · derivative · entry 8 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:39 UTC |
Kordyback FrancesDirector
|
Exercise / conversionCommon Stock | 8,000 | $2.60 | $20,800.00 |
DisclosureSEC source: 0001209191-17-018961 · doc4.xml · nonDerivative · entry 7 Kordyback Frances · CIK 0001682049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.