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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2024 Filed Mar 5, 2024 21:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,724,106

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 16,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 32,735 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006576 · form4-03052024_090333.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,098

Underlying: Class A Common Stock · 32,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Commoon Stock 16,591 $35.87 $595,119.17
Disclosure

SEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,772,534

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:08 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 32,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 01:32 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 32,040 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,707,962

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 01:32 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 32,040 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
February 01, 2024 Filed Feb 6, 2024 01:32 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002752 · form4-02062024_010216.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,125

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 01:32 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Tax withholdingClass A Commoon Stock 21,085 $24.95 $526,070.75
Disclosure

SEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,788,430

Read SEC document
February 01, 2024 Filed Feb 6, 2024 01:32 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 16:15 UTC
Parkkinen JuhoSVP & CHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 3,585 $24.78 $88,836.30
Disclosure

SEC source: 0001415889-24-002170 · form4-02012024_090225.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,230

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:58 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-23-060013 · doc4.xml · derivative · entry 3

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,349

Underlying: Class A Common Stock · 2,000 shares

Expires 2032-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:58 UTC Tax withholdingClass A Common Stock 915 $29.98 $27,427.13
Disclosure

SEC source: 0001209191-23-060013 · doc4.xml · nonDerivative · entry 2

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,030

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:58 UTC Exercise / conversionClass A Common Stock 2,000 $13.49 $26,980.00
Disclosure

SEC source: 0001209191-23-060013 · doc4.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2023 Filed Dec 26, 2023 21:02 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 407 $28.80 $11,721.60
Disclosure

SEC source: 0001209191-23-059737 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,815

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 22:19 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 662,489 $0.00 Strike: $31.61 $0.00
Disclosure

SEC source: 0001209191-23-059806 · doc4.xml · derivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,489

Underlying: Class A Common Stok · 662,489 shares

Expires 2033-12-21

F3 · derivative.exercise_date: 1/3rd of the shares subject to the option grant shall vest on December 1, 2024, and 1/12th of the shares subject to the option grant shall vest each quarter thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 22:19 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 392,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059806 · doc4.xml · derivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,833

Underlying: Class A Common Stock · 392,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 18:43 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 685 $32.16 $22,029.60
Disclosure

SEC source: 0001209191-23-059389 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,222

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 19:02 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 45,548 $30.73 $1,399,690.04
Disclosure

SEC source: 0001209191-23-059251 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,373

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 18:43 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 5,513 $30.56 $168,477.28
Disclosure

SEC source: 0001209191-23-059389 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,907

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.38 to $30.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 19:02 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059251 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F8 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F8 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 19:02 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059251 · doc4.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,147

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F7 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 19:02 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 83,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-059251 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 01:16 UTC
Wanger GuySVP & Chief Admin Officer
SaleClass A Common Stock 9,778 $28.05 $274,272.90
Disclosure

SEC source: 0001209191-23-058426 · doc4.xml · nonDerivative · entry 2

Wanger Guy · CIK 0001992968 · SVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,053

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:16 UTC
Wanger GuySVP & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 17,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058426 · doc4.xml · derivative · entry 3

Wanger Guy · CIK 0001992968 · SVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,802

Underlying: Class A Common Stock · 17,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F4 · derivative.expiration_date: Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:16 UTC
Wanger GuySVP & Chief Admin Officer
Exercise / conversionClass A Common Stock 17,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058426 · doc4.xml · nonDerivative · entry 1

Wanger Guy · CIK 0001992968 · SVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 01:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,675,922

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 01:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
November 01, 2023 Filed Nov 3, 2023 01:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054262 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,250

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 01:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 26,340 $23.97 $631,369.80
Disclosure

SEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,175

Read SEC document
November 01, 2023 Filed Nov 3, 2023 01:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 21:20 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 3,231 $24.40 $78,836.40
Disclosure

SEC source: 0001209191-23-054261 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,420

Read SEC document
October 04, 2023 Filed Oct 6, 2023 23:54 UTC GrantStock Option (Right to Buy) · Derivative 24,098 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052386 · doc4.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,098

Underlying: Class A Common Stock · 24,098 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 19:48 UTC GrantStock Option (Right to Buy) · Derivative 22,795 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052381 · doc4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,795

Underlying: Class A Common Stock · 22,795 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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October 04, 2023 Filed Oct 6, 2023 19:50 UTC GrantStock Option (Right to Buy) · Derivative 27,029 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052382 · doc4.xml · derivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,029

Underlying: Class A Common Stock · 27,029 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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October 04, 2023 Filed Oct 6, 2023 19:52 UTC GrantStock Option (Right to Buy) · Derivative 24,098 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052384 · doc4.xml · derivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,098

Underlying: Class A Common Stock · 24,098 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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October 04, 2023 Filed Oct 6, 2023 19:51 UTC GrantStock Option (Right to Buy) · Derivative 22,795 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052383 · doc4.xml · derivative · entry 1

Rice Condoleezza · CIK 0001528387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,795

Underlying: Class A Common Stock · 22,795 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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October 04, 2023 Filed Oct 6, 2023 23:53 UTC
Snabe Jim H.Director
GrantStock Option (Right to Buy) · Derivative 22,795 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052385 · doc4.xml · derivative · entry 1

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,795

Underlying: Class A Common Stock · 22,795 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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October 04, 2023 Filed Oct 6, 2023 23:47 UTC GrantStock Option (Right to Buy) · Derivative 22,795 $0.00 Strike: $24.11 $0.00
Disclosure

SEC source: 0001209191-23-052380 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,795

Underlying: Class A Common Stock · 22,795 shares

Expires 2033-10-03

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 4, 2023 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the effective grant date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

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September 23, 2023 Filed Sep 25, 2023 21:00 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 404 $24.51 $9,902.04
Disclosure

SEC source: 0001209191-23-050531 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,651

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September 19, 2023 Filed Sep 19, 2023 18:33 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 674 $27.27 $18,379.98
Disclosure

SEC source: 0001209191-23-050076 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,055

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September 15, 2023 Filed Sep 19, 2023 18:33 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 5,385 $27.36 $147,333.60
Disclosure

SEC source: 0001209191-23-050076 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,729

F1 · balance_after: Includes 992 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.

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September 15, 2023 Filed Sep 19, 2023 18:34 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050077 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F7 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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September 15, 2023 Filed Sep 19, 2023 18:34 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050077 · doc4.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,221

Underlying: Class A Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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September 15, 2023 Filed Sep 19, 2023 18:34 UTC
ABBO EDWARD YChief Technology Officer
Tax withholdingClass A Common Stock 44,736 $27.36 $1,223,976.96
Disclosure

SEC source: 0001209191-23-050077 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,847

F2 · balance_after: Includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.

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September 15, 2023 Filed Sep 19, 2023 18:34 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 83,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-050077 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

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September 08, 2023 Filed Sep 12, 2023 21:16 UTC
Wanger GuySVP & Chief Admin Officer
GrantRestricted Stock Units · Derivative 356,633 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049125 · doc4.xml · derivative · entry 1

Wanger Guy · CIK 0001992968 · SVP & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,633

Underlying: Class A Common Stock · 356,633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: Five percent (5%) of such RSU award shall vest on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Five percent (5%) of such RSU award shall vest on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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August 02, 2023 Filed Aug 2, 2023 22:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,649,137

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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August 02, 2023 Filed Aug 2, 2023 22:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
August 01, 2023 Filed Aug 2, 2023 22:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044292 · doc4.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,375

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.