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ASPEN INSURANCE HOLDINGS LTD

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9774
SEC CIK
0001267395
Parsed reports
196

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2017 Filed Feb 10, 2017 16:41 UTC
Postlewhite StephenCEO Aspen Insurance
GrantOrdinary Shares 3,195 Not disclosed Not disclosed
Disclosure

SEC source: 0001561533-17-000002 · wf-form4_148674485730326.xml · nonDerivative · entry 1

Postlewhite Stephen · CIK 0001561533 · CEO Aspen Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,285

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:32 UTC
Gibbard Lisa Ms.Former Chief of Operarations
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 822 Not disclosed Not disclosed
Disclosure

SEC source: 0001603616-17-000002 · wf-form4_148674431954988.xml · derivative · entry 6

Gibbard Lisa Ms. · CIK 0001603616 · Former Chief of Operarations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642

Underlying: Ordinary Shares · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:32 UTC
Gibbard Lisa Ms.Former Chief of Operarations
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 355 Not disclosed Not disclosed
Disclosure

SEC source: 0001603616-17-000002 · wf-form4_148674431954988.xml · derivative · entry 5

Gibbard Lisa Ms. · CIK 0001603616 · Former Chief of Operarations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

Underlying: Ordinary Shares · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:32 UTC
Gibbard Lisa Ms.Former Chief of Operarations
Tax withholdingOrdinary Shares 387 $56.45 $21,846.15
Disclosure

SEC source: 0001603616-17-000002 · wf-form4_148674431954988.xml · nonDerivative · entry 4

Gibbard Lisa Ms. · CIK 0001603616 · Former Chief of Operarations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,585

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:32 UTC
Gibbard Lisa Ms.Former Chief of Operarations
GrantOrdinary Shares 822 Not disclosed Not disclosed
Disclosure

SEC source: 0001603616-17-000002 · wf-form4_148674431954988.xml · nonDerivative · entry 3

Gibbard Lisa Ms. · CIK 0001603616 · Former Chief of Operarations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:32 UTC
Gibbard Lisa Ms.Former Chief of Operarations
Tax withholdingOrdinary Shares 167 $56.45 $9,427.15
Disclosure

SEC source: 0001603616-17-000002 · wf-form4_148674431954988.xml · nonDerivative · entry 2

Gibbard Lisa Ms. · CIK 0001603616 · Former Chief of Operarations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:32 UTC
Gibbard Lisa Ms.Former Chief of Operarations
GrantOrdinary Shares 355 Not disclosed Not disclosed
Disclosure

SEC source: 0001603616-17-000002 · wf-form4_148674431954988.xml · nonDerivative · entry 1

Gibbard Lisa Ms. · CIK 0001603616 · Former Chief of Operarations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,317

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:27 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative 698 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000002 · wf-form4_148674402839379.xml · derivative · entry 6

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396

Underlying: Ordinary Shares · 698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:27 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 1,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000002 · wf-form4_148674402839379.xml · derivative · entry 5

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Ordinary Shares · 1,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:27 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 329 $56.45 $18,572.05
Disclosure

SEC source: 0001561510-17-000002 · wf-form4_148674402839379.xml · nonDerivative · entry 4

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:27 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 698 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000002 · wf-form4_148674402839379.xml · nonDerivative · entry 3

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,966

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:27 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
Tax withholdingOrdinary Shares 516 $56.45 $29,128.20
Disclosure

SEC source: 0001561510-17-000002 · wf-form4_148674402839379.xml · nonDerivative · entry 2

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,268

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:27 UTC
Green Karen AnnCEO AIUK Ltd AMAL Ltd
GrantOrdinary Shares 1,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001561510-17-000002 · wf-form4_148674402839379.xml · nonDerivative · entry 1

Green Karen Ann · CIK 0001561510 · CEO AIUK Ltd AMAL Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,784

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:22 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units 2016 (Off Cycle) · Derivative 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · derivative · entry 6

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Ordinary Shares · 3,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:22 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · derivative · entry 5

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Ordinary Shares · 913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:22 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 1,534 $56.45 $86,594.30
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 4

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:22 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 3,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 3

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:22 UTC
Lillelund ThomasCEO, Aspen Reinsurance
Tax withholdingOrdinary Shares 384 $56.45 $21,676.80
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 2

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,659

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:22 UTC
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000002 · wf-form4_148674372539976.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,043

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:16 UTC
Issavi EmilPresident and CUO, Aspen Re
Exercise / conversionRestricted Share Units (2016 Grant) · Derivative 2,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000002 · wf-form4_148674340242413.xml · derivative · entry 3

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Ordinary Shares · 2,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:16 UTC
Issavi EmilPresident and CUO, Aspen Re
Tax withholdingOrdinary Shares 750 $56.45 $42,337.50
Disclosure

SEC source: 0001562198-17-000002 · wf-form4_148674340242413.xml · nonDerivative · entry 2

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 16:16 UTC
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 2,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000002 · wf-form4_148674340242413.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 and to the number of 2015 Restricted Share Units acquired upon mandatory conversion due to transactions that were exempt from reporting on Form 4.

Read SEC document
February 08, 2017 Filed Mar 28, 2017 19:57 UTC Amendment
Boornazian BrianChairman Aspen Re
GrantOrdinary Shares 115 Not disclosed Not disclosed
Disclosure

SEC source: 0001561312-17-000010 · wf-form4a_149073104137271.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,588

F1 · kind: The additional 115 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 8, 2017, and all Forms 4 filed by the Reporting Person after February 8, 2017, due to a tax re-calculation.

F2 · price: The 115 ordinary shares were acquired upon mandatory conversion of previously granted 2016 Restricted Share Units on February 8, 2017.

F3 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
February 08, 2017 Filed Mar 28, 2017 19:53 UTC Amendment
Cohen David AlanPresident and CUO Insurance
GrantOrdinary Shares 102 Not disclosed Not disclosed
Disclosure

SEC source: 0001657961-17-000008 · wf-form4a_149073081645783.xml · nonDerivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

F1 · kind: The additional 102 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 8, 2017 and all Forms 4 filed by the Reporting Person after February 8, 2017 due to a tax re-calculation.

F2 · price: The additional 102 ordinary shares were acquired upon mandatory conversion of previously granted 2016 Restricted Share Units on February 8, 2017.

Read SEC document
February 08, 2017 Filed Mar 28, 2017 19:50 UTC Amendment
Issavi EmilPresident and CUO, Aspen Re
GrantOrdinary Shares 73 Not disclosed Not disclosed
Disclosure

SEC source: 0001562198-17-000012 · wf-form4a_149073061009352.xml · nonDerivative · entry 1

Issavi Emil · CIK 0001562198 · President and CUO, Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

F1 · kind: The additional 73 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 8, 2017, and all Forms 4 filed by the Reporting Person after February 8, 2017, due to a tax re-calculation.

F2 · price: The additional 73 ordinary shares were acquired upon mandatory conversion of previously granted 2016 Restricted Share Units on February 8, 2017.

F3 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.

Read SEC document
February 08, 2017 Filed Nov 22, 2017 17:26 UTC Amendment
Cain MichaelCEO, ABL & Group GC
GrantOrdinary Shares 341 Not disclosed Not disclosed
Disclosure

SEC source: 0001561304-17-000012 · wf-form4a_151137158611558.xml · nonDerivative · entry 1

Cain Michael · CIK 0001561304 · CEO, ABL & Group GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,223

F1 · shares: The Reporting Person's Form 4 filed on February 10, 2017 erroneously reported that 341 ordinary shares were withheld from the Reporting Person in order to satisfy tax liability upon the previously granted restricted share units (2016 Grant and 2015 Part Bonus) when in fact no ordinary shares were withheld. As a result, the reported amount of ordinary shares beneficially owned by the Reporting Person on Forms 4 on and after February 10, 2017 was erroneously reduced by 341 ordinary shares.

F2 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
February 08, 2017 Filed Nov 22, 2017 17:17 UTC Amendment
Lillelund ThomasCEO, Aspen Reinsurance
GrantOrdinary Shares 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001675399-17-000014 · wf-form4a_151137102483732.xml · nonDerivative · entry 1

Lillelund Thomas · CIK 0001675399 · CEO, Aspen Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

F1 · shares: The Reporting Person's Form 4 filed on February 10, 2017 erroneously reported that 1,918 ordinary shares were withheld from the Reporting Person in order to satisfy tax liability upon the previously granted restricted share units (2016 Grant and Off Cycle) when in fact 1,005 ordinary shares were withheld. As a result, the reported amount of ordinary shares beneficially owned by the Reporting Person on Forms 4 on and after February 10, 2017 was erroneously reduced by 913 ordinary shares.

F2 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 12:15 UTC
Cohen David AlanPresident and CUO Insurance
Exercise / conversionRestricted Share Units (2015 Grant) · Derivative 1,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-149531 · doc4.xml · derivative · entry 3

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967

Underlying: Ordinary Shares · 1,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F3 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.

F4 · derivative.exercise_date: Represents 2015 Restricted Share Units granted on November 10, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

F4 · derivative.expiration_date: Represents 2015 Restricted Share Units granted on November 10, 2015 under our 2013 Share Incentive Plan. One-third of the 2015 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2015 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 12:15 UTC
Cohen David AlanPresident and CUO Insurance
Tax withholdingOrdinary Shares 721 $49.95 $36,013.95
Disclosure

SEC source: 0001209191-16-149531 · doc4.xml · nonDerivative · entry 2

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.

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November 10, 2016 Filed Nov 14, 2016 12:15 UTC
Cohen David AlanPresident and CUO Insurance
GrantOrdinary Shares 1,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-149531 · doc4.xml · nonDerivative · entry 1

Cohen David Alan · CIK 0001657961 · President and CUO Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984

F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.

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October 28, 2016 Filed Nov 1, 2016 17:14 UTC
Boornazian BrianChairman Aspen Re
GrantOrdinary Shares 245 $36.45 $8,930.25
Disclosure

SEC source: 0001209191-16-147585 · doc4.xml · nonDerivative · entry 1

Boornazian Brian · CIK 0001561312 · Chairman Aspen Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,605

F1 · security: Ordinary shares acquired under the Issuer's Employee Share Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.