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Nasdaq · USD

AGYS

AGILYSYS INC

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897
SEC CIK
0000078749
Parsed reports
431

Last 12 months

Inside the activity.

16 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202640
Feb 202660
Mar 202660
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 16, 2021 21:03 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
SaleCommon Stock 8,000 $56.50 $452,000.00
Disclosure

SEC source: 0001209191-21-010692 · doc4.xml · nonDerivative · entry 1

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,812

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Exercise / conversionStock-settled Appreciation Rights · Derivative 2,971 $0.00 Strike: $22.41 $0.00
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · derivative · entry 7

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 2,971 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Exercise / conversionStock-settled Appreciation Rights · Derivative 8,846 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · derivative · entry 6

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,423

Underlying: Common Stock · 8,846 shares

Expires 2025-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Exercise / conversionStock Appreciation Rights · Derivative 8,183 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · derivative · entry 5

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

Underlying: Common Stock · 8,183 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Tax withholdingCommon Stock 10,713 $56.36 $603,784.68
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · nonDerivative · entry 4

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,099

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Exercise / conversionCommon Stock 2,971 $22.41 $66,580.11
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · nonDerivative · entry 3

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Exercise / conversionCommon Stock 8,846 $14.22 $125,790.12
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · nonDerivative · entry 2

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:47 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
Exercise / conversionCommon Stock 8,183 $20.02 $163,823.66
Disclosure

SEC source: 0001209191-21-011230 · doc4.xml · nonDerivative · entry 1

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:10 UTC
Badger Kyle CSVP, GC and Secretary
GrantStock Appreciation Rights · Derivative 45,602 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059994 · doc4.xml · derivative · entry 3

Badger Kyle C · CIK 0001407935 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,602

Underlying: Common Stock · 45,602 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:10 UTC
Badger Kyle CSVP, GC and Secretary
GrantStock Appreciation Rights · Derivative 19,662 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059994 · doc4.xml · derivative · entry 2

Badger Kyle C · CIK 0001407935 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,662

Underlying: Common Stock · 19,662 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:10 UTC
Badger Kyle CSVP, GC and Secretary
GrantCommon Stock 3,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059994 · doc4.xml · nonDerivative · entry 1

Badger Kyle C · CIK 0001407935 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,153

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:04 UTC GrantStock Appreciation Rights · Derivative 19,553 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059990 · doc4.xml · derivative · entry 2

Robertson Chris J · CIK 0001709455 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,553

Underlying: Common Stock · 19,553 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F2 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:04 UTC GrantStock Appreciation Rights · Derivative 16,862 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059990 · doc4.xml · derivative · entry 1

Robertson Chris J · CIK 0001709455 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,862

Underlying: Common Stock · 16,862 shares

Expires 2027-06-02

F1 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:40 UTC
Sridhar LavetiVP of Est. Prod. & Cust. Supp.
GrantStock Appreciation Rights · Derivative 42,345 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059982 · doc4.xml · derivative · entry 3

Sridhar Laveti · CIK 0001717720 · VP of Est. Prod. & Cust. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,345

Underlying: Common Stock · 42,345 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:40 UTC
Sridhar LavetiVP of Est. Prod. & Cust. Supp.
GrantStock Appreciation Rights · Derivative 18,258 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059982 · doc4.xml · derivative · entry 2

Sridhar Laveti · CIK 0001717720 · VP of Est. Prod. & Cust. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,258

Underlying: Common Stock · 18,258 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:40 UTC
Sridhar LavetiVP of Est. Prod. & Cust. Supp.
GrantCommon Stock 3,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059982 · doc4.xml · nonDerivative · entry 1

Sridhar Laveti · CIK 0001717720 · VP of Est. Prod. & Cust. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,081

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:56 UTC
Kaufman Michael ADirector · 10% owner
GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059985 · doc4.xml · nonDerivative · entry 1

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:32 UTC
Kingsley JebaseelanVP, Professional Services
GrantStock Appreciation Rights · Derivative 38,273 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059972 · doc4.xml · derivative · entry 3

Kingsley Jebaseelan · CIK 0001778225 · VP, Professional Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,273

Underlying: Common Stock · 38,273 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:32 UTC
Kingsley JebaseelanVP, Professional Services
GrantStock Appreciation Rights · Derivative 16,502 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059972 · doc4.xml · derivative · entry 2

Kingsley Jebaseelan · CIK 0001778225 · VP, Professional Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,502

Underlying: Common Stock · 16,502 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:32 UTC
Kingsley JebaseelanVP, Professional Services
GrantCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059972 · doc4.xml · nonDerivative · entry 1

Kingsley Jebaseelan · CIK 0001778225 · VP, Professional Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,564

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:06 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
GrantStock Appreciation Rights · Derivative 40,716 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059954 · doc4.xml · derivative · entry 3

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,716

Underlying: Common Stock · 40,716 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:06 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
GrantStock Appreciation Rights · Derivative 17,556 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059954 · doc4.xml · derivative · entry 2

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,556

Underlying: Common Stock · 17,556 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:06 UTC
DeMarinis Donald AnthonySenior Vice President of Sales
GrantCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059954 · doc4.xml · nonDerivative · entry 1

DeMarinis Donald Anthony · CIK 0001742080 · Senior Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,812

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:24 UTC GrantStock Appreciation Rights · Derivative 39,087 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059966 · doc4.xml · derivative · entry 3

Jacks Robert L. Jr. · CIK 0001742104 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,087

Underlying: Common Stock · 39,087 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:24 UTC GrantStock Appreciation Rights · Derivative 16,853 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059966 · doc4.xml · derivative · entry 2

Jacks Robert L. Jr. · CIK 0001742104 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,853

Underlying: Common Stock · 16,853 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:24 UTC GrantCommon Stock 2,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059966 · doc4.xml · nonDerivative · entry 1

Jacks Robert L. Jr. · CIK 0001742104 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,981

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:54 UTC
Biswas PrabuddhaCTO & SVP of Technology
GrantStock Appreciation Rights · Derivative 43,973 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059944 · doc4.xml · derivative · entry 3

Biswas Prabuddha · CIK 0001742610 · CTO & SVP of Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,973

Underlying: Common Stock · 43,973 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:54 UTC
Biswas PrabuddhaCTO & SVP of Technology
GrantStock Appreciation Rights · Derivative 18,960 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059944 · doc4.xml · derivative · entry 2

Biswas Prabuddha · CIK 0001742610 · CTO & SVP of Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,960

Underlying: Common Stock · 18,960 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan) on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:54 UTC
Biswas PrabuddhaCTO & SVP of Technology
GrantCommon Stock 3,371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059944 · doc4.xml · nonDerivative · entry 1

Biswas Prabuddha · CIK 0001742610 · CTO & SVP of Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,139

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:44 UTC
Wood William David IIIChief Financial Officer
GrantStock Appreciation Rights · Derivative 39,087 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059942 · doc4.xml · derivative · entry 3

Wood William David III · CIK 0001820468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,087

Underlying: Common Stock · 39,087 shares

Expires 2027-06-02

F3 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

F3 · derivative.exercise_date: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest on the date prior to June 30, 2023 that the average closing price of the Company's common stock over a 10 consecutive trading day period is equal to or greater than $45, and if such threshold is not achieved by June 30, 2023, the SARs will be forfeited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:44 UTC
Wood William David IIIChief Financial Officer
GrantStock Appreciation Rights · Derivative 16,853 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-20-059942 · doc4.xml · derivative · entry 2

Wood William David III · CIK 0001820468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,853

Underlying: Common Stock · 16,853 shares

Expires 2027-06-02

F2 · security: Stock appreciation rights ("SARs") granted under the Agilysys, Inc. 2020 Equity Incentive Plan (the "Plan") on June 2, 2020, subject to shareholder approval of the Plan, which occurred on November 19, 2020. The SARs vest over a three-year period: 20% on March 31, 2021; 20% on March 31, 2022; 15% on June 30, 2022; 15% on September 30, 2022; 15% on December 31, 2022; and 15% on March 31, 2023.

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November 19, 2020 Filed Nov 23, 2020 20:44 UTC
Wood William David IIIChief Financial Officer
GrantCommon Stock 2,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059942 · doc4.xml · nonDerivative · entry 1

Wood William David III · CIK 0001820468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,698

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest in one-third increments on March 31, 2021, 2022 and 2023.

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November 19, 2020 Filed Nov 23, 2020 19:24 UTC
MUTCH JOHNDirector
GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059936 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,666

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

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November 19, 2020 Filed Nov 23, 2020 19:16 UTC GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059935 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,276

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

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November 19, 2020 Filed Nov 23, 2020 19:03 UTC GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059933 · doc4.xml · nonDerivative · entry 1

Jones Dana Sue · CIK 0001775010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,506

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

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November 19, 2020 Filed Nov 23, 2020 18:54 UTC GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059931 · doc4.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,372

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

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November 19, 2020 Filed Nov 23, 2020 18:51 UTC GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059930 · doc4.xml · nonDerivative · entry 1

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

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November 10, 2020 Filed Nov 13, 2020 15:21 UTC SaleCommon Stock 1,400 $31.61 $44,254.00
Disclosure

SEC source: 0001209191-20-058220 · doc4.xml · nonDerivative · entry 1

Jacks Robert L. Jr. · CIK 0001742104 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,984

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July 16, 2020 Filed Jul 21, 2020 00:59 UTC
SRINIVASAN RAMESHDirector · President & CEO
Exercise / conversionPerformance Rights · Derivative 30,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-043106 · doc4.xml · derivative · entry 3

SRINIVASAN RAMESH · CIK 0001277036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,120 shares

Expires 2020-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion of performance rights for common stock upon the attainment of certain perfomance goals for the fiscal year ending March 31, 2020, which common stock vested on July 16, 2020. All unearned performance rights expired on July 16, 2020.

F1 · price: Conversion of performance rights for common stock upon the attainment of certain perfomance goals for the fiscal year ending March 31, 2020, which common stock vested on July 16, 2020. All unearned performance rights expired on July 16, 2020.

F1 · derivative.exercise_date: Conversion of performance rights for common stock upon the attainment of certain perfomance goals for the fiscal year ending March 31, 2020, which common stock vested on July 16, 2020. All unearned performance rights expired on July 16, 2020.

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July 16, 2020 Filed Jul 21, 2020 00:59 UTC
SRINIVASAN RAMESHDirector · President & CEO
Exercise / conversionCommon Stock 6,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-043106 · doc4.xml · nonDerivative · entry 1

SRINIVASAN RAMESH · CIK 0001277036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance rights for common stock upon the attainment of certain perfomance goals for the fiscal year ending March 31, 2020, which common stock vested on July 16, 2020. All unearned performance rights expired on July 16, 2020.

F1 · price: Conversion of performance rights for common stock upon the attainment of certain perfomance goals for the fiscal year ending March 31, 2020, which common stock vested on July 16, 2020. All unearned performance rights expired on July 16, 2020.

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June 01, 2020 Filed Jun 4, 2020 21:13 UTC
Badger Kyle CSVP, GC and Secretary
Exercise / conversionStock-settled Appreciation Rights · Derivative 11,292 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001209191-20-034475 · doc4.xml · derivative · entry 3

Badger Kyle C · CIK 0001407935 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,292 shares

Expires 2020-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 21:13 UTC
Badger Kyle CSVP, GC and Secretary
Tax withholdingCommon Stock 8,251 $20.13 $166,092.63
Disclosure

SEC source: 0001209191-20-034475 · doc4.xml · nonDerivative · entry 2

Badger Kyle C · CIK 0001407935 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,657

Read SEC document
June 01, 2020 Filed Jun 4, 2020 21:13 UTC
Badger Kyle CSVP, GC and Secretary
Exercise / conversionCommon Stock 11,292 $12.38 $139,794.96
Disclosure

SEC source: 0001209191-20-034475 · doc4.xml · nonDerivative · entry 1

Badger Kyle C · CIK 0001407935 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2020 Filed May 27, 2020 01:51 UTC
Kaufman Michael ADirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 297,507 $20.17 Strike: $20.17 $6,000,002.17
Disclosure

SEC source: 0001019056-20-000360 · ownership.xml · derivative · entry 2

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,507

Underlying: Common Stock · 297,507 shares

Expires not disclosed

F2 · shares: MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund") acquired 297,507 shares of Convertible Preferred Stock pursuant to the Investment Agreement.

F3 · derivative.exercise_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F3 · derivative.expiration_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F4 · ownership.nature: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Convertible Preferred Stock and the shares of Common Stock issuable upon conversion of the Convertible Preferred Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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May 22, 2020 Filed May 27, 2020 01:51 UTC
Kaufman Michael ADirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 1,437,950 $20.17 Strike: $20.17 $29,000,000.42
Disclosure

SEC source: 0001019056-20-000360 · ownership.xml · derivative · entry 1

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,498,408

Underlying: Common Stock · 1,437,950 shares

Expires not disclosed

F1 · shares: MAK Capital Fund LP ("MAK Fund") acquired 1,437,950 shares of Series A Serial Preferred Stock, without par value (the "Convertible Preferred Stock") pursuant to the Investment Agreement dated May 11, 2020 ("Investment Agreement") between Issuer and MAK Capital One LLC ("MAK Capital").

F3 · derivative.exercise_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F3 · derivative.expiration_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F4 · ownership.nature: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Convertible Preferred Stock and the shares of Common Stock issuable upon conversion of the Convertible Preferred Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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March 17, 2020 Filed Mar 18, 2020 13:11 UTC PurchaseCommon Stock 2,810 $17.77 $49,933.70
Disclosure

SEC source: 0001209191-20-019893 · doc4.xml · nonDerivative · entry 1

Jones Dana Sue · CIK 0001775010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,118

Read SEC document
March 17, 2020 Filed Mar 23, 2020 13:46 UTC PurchaseCommon Stock 300 $16.74 $5,022.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 4

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,888

Read SEC document
March 16, 2020 Filed Mar 17, 2020 00:24 UTC
SRINIVASAN RAMESHDirector · President & CEO
PurchaseCommon Stock 10,000 $17.81 $178,100.00
Disclosure

SEC source: 0001209191-20-019423 · doc4.xml · nonDerivative · entry 1

SRINIVASAN RAMESH · CIK 0001277036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,348

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.25 to $18.37, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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March 16, 2020 Filed Mar 23, 2020 13:46 UTC PurchaseCommon Stock 200 $17.30 $3,460.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 3

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,588

Read SEC document
March 16, 2020 Filed Mar 23, 2020 13:46 UTC PurchaseCommon Stock 300 $17.15 $5,145.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,388

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.