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MUTCH JOHN

Disclosed activity across 7 companies

Tapewire entity
43371
SEC CIK
0001228146

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILYSYS INCAGYS · Entity 897DirectorMay 27, 2026May 29, 2026
AVIAT NETWORKS, INC.AVNW · Entity 6172DirectorNovember 07, 2025November 12, 2025
LEAF GROUP LTD.LEAF · Entity 138166See Explanation of ResponsesFebruary 16, 2021February 23, 2021
QUANTUM CORP /DE/QTM · Entity 4987DirectorApril 01, 2017April 03, 2017
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorMay 26, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILYSYS INC

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,424 Reported balance After 2026-05-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 1,424 · Balance 1,424

F1: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.

F2: The restricted stock units vest on May 27, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.

F2: The restricted stock units vest on May 27, 2027.

AVIAT NETWORKS, INC.

Report date November 07, 2025 · Filed November 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,618 Reported balance After 2025-11-07 transaction · row 1
1 source row

Row 1 · 2025-11-07 · Grant · Acquired 5,480 · Balance 95,618

F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.

LEAF GROUP LTD.

Report date February 16, 2021 · Filed February 23, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-02-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: John Mutch may be deemed to be a member of a Section 13(d) group with VIEX Opportunities Fund, LP - Series One, a series of VIEX Opportunities Fund, LP, VIEX GP, LLC, VIEX Capital Advisors, LLC, Eric Singer, Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and Mike McConnell that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: John Mutch may be deemed to be a member of a Section 13(d) group with VIEX Opportunities Fund, LP - Series One, a series of VIEX Opportunities Fund, LP, VIEX GP, LLC, VIEX Capital Advisors, LLC, Eric Singer, Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and Mike McConnell that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

QUANTUM CORP /DE/

Report date April 01, 2017 · Filed April 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,000 Reported balance After 2017-04-01 transaction · row 1
1 source row

Row 1 · 2017-04-01 · Grant · Acquired 50,000 · Balance 50,000

F1: Upon the resignation of Mr. Mutch from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Mutch's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Mutch resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Mutch shall forfeit the entirety of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the resignation of Mr. Mutch from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Mutch's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Mutch resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Mutch shall forfeit the entirety of the grant.

UNIVERSAL ELECTRONICS INC

Report date May 26, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy John Mutch Sole and Separate Property Trust54,591 Reported balance After 2026-05-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-26 · Grant · Acquired 31,017 · Balance 54,591

F1: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.

F2: These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.

F2: These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MAXWELL TECHNOLOGIES INC

Report date May 16, 2019 · Filed May 16, 2019

Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-05-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-05-16 · Exercise / conversion · Acquired 19,785 · Balance 35,155

F1: These units do not carry a conversion price.

Row 2 · 2019-05-16 · Other · Disposed 35,155 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 678 shares of Tesla common stock and $120.86 in lieu of fractional shares of Tesla common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-05-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-16 · Exercise / conversion · Disposed 19,785 · Balance 0

F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.

F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.

F5: These units do not expire.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2028-05-15Direct0 Reported balance After 2019-05-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0

F6: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-05-22Direct0 Reported balance After 2019-05-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.

Filing footnotes · ownership attribution and instrument terms

F1: These units do not carry a conversion price.

F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 678 shares of Tesla common stock and $120.86 in lieu of fractional shares of Tesla common stock.

F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.

F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.

F5: These units do not expire.

F6: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.

F7: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.

YuMe Inc

Report date February 02, 2018 · Filed February 07, 2018

Section 16 reporting ended · disclosed 2018-02-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-02-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-02 · Disposition to issuer · Disposed 20,883 · Balance 0

F1: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below)

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below)

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 29, 2026 14:55 UTC AGILYSYS INC AGYS · Entity 897 GrantRestricted Stock Units · Derivative 1,424 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-246963 · ownership.xml · derivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,424

Underlying: Common Stock · 1,424 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on May 27, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 27, 2027.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantCommon Stock 31,017 $0.00 $0.00
Disclosure

SEC source: 0001228146-26-000002 · wk-form4_1780005008.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John Mutch Sole and Separate Property Trust

Disclosed balance after: 54,591

F1 · shares: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.

F2 · ownership.nature: These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.

Read SEC document
May 22, 2026 Filed May 27, 2026 22:09 UTC AGILYSYS INC AGYS · Entity 897 Exercise / conversionRestricted Stock Units · Derivative 973 $0.00 Strike: $79.84 $0.00
Disclosure

SEC source: 0001193125-26-242302 · ownership.xml · derivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 973

Underlying: Common Stock · 973 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 27, 2026 22:09 UTC AGILYSYS INC AGYS · Entity 897 Exercise / conversionCommon Stock 973 $79.84 $77,684.32
Disclosure

SEC source: 0001193125-26-242302 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0000101984-26-000072 · wk-form4_1779401271.xml · derivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.

F3 · derivative.expiration_date: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 18,437 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-26-000072 · wk-form4_1779401271.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John Mutch Sole and Separate Property Trust

Disclosed balance after: 23,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.nature: These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 22:14 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 5,480 $0.00 $0.00
Disclosure

SEC source: 0001228146-25-000006 · wk-form4_1762985687.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,618

F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000174 · wk-form4_1751496853.xml · derivative · entry 3

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,437

Underlying: Common Stock · 18,437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.

F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 5,137 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000174 · wk-form4_1751496853.xml · derivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 5,137 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000174 · wk-form4_1751496853.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · John Mutch Trust

Disclosed balance after: 5,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 13:19 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 500 $110.83 $55,415.00
Disclosure

SEC source: 0000950170-25-083459 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,404

Read SEC document
May 22, 2025 Filed May 27, 2025 21:11 UTC AGILYSYS INC AGYS · Entity 897 GrantRestricted Stock Units · Derivative 973 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-077853 · ownership.xml · derivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 973

Underlying: Common Stock · 973 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on May 22, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 22, 2026.

Read SEC document
April 15, 2025 Filed Apr 18, 2025 18:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,137 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000076 · wk-form4_1745000970.xml · derivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,137

Underlying: Common Stock · 5,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: Restricted stock units awarded on April 15, 2025 to Mr. Mutch as pro rata director compensation and vest on July 1, 2025.

F2 · derivative.expiration_date: Restricted stock units awarded on April 15, 2025 to Mr. Mutch as pro rata director compensation and vest on July 1, 2025.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 12:58 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 750 $75.33 $56,497.50
Disclosure

SEC source: 0000950170-25-041752 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,904

Read SEC document
March 07, 2025 Filed Mar 10, 2025 22:01 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 2,000 $77.87 $155,740.00
Disclosure

SEC source: 0000950170-25-036595 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,654

Read SEC document
November 25, 2024 Filed Nov 27, 2024 02:31 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 368 $137.91 $50,750.88
Disclosure

SEC source: 0000950170-24-131230 · ownership.xml · nonDerivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,654

Read SEC document
November 25, 2024 Filed Nov 27, 2024 02:31 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 132 $137.72 $18,179.04
Disclosure

SEC source: 0000950170-24-131230 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,022

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:28 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 8,339 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-047195 · wk-form4_1731446911.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,138

F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2025 Annual Shareholder meeting or one year from the grant date.

Read SEC document
November 05, 2024 Filed Nov 8, 2024 01:06 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 500 $104.24 $52,120.00
Disclosure

SEC source: 0000950170-24-123622 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,858

Read SEC document
August 29, 2024 Filed Aug 29, 2024 21:30 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 1,000 $113.69 $113,690.00
Disclosure

SEC source: 0000950170-24-101962 · ownership.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,326

Read SEC document
May 21, 2024 Filed May 24, 2024 21:32 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 968 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005733 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,326

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2025.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:07 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 4,046 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-038678 · wk-form4_1699913212.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,799

F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2024 Annual Shareholder meeting or one year from the grant date.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 22:05 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 1,000 $70.91 $70,910.00
Disclosure

SEC source: 0001209191-23-045334 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,358

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.85 to $71.03. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 24, 2023 Filed May 27, 2023 01:23 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 1,435 $69.65 $99,947.75
Disclosure

SEC source: 0001209191-23-032739 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,358

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2024.

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March 06, 2023 Filed Mar 7, 2023 02:00 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 1,000 $84.61 $84,610.00
Disclosure

SEC source: 0001209191-23-016552 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,923

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.57 to $84.68. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 10, 2023 Filed Feb 14, 2023 13:54 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 400 $80.64 $32,256.00
Disclosure

SEC source: 0001209191-23-008969 · doc4.xml · nonDerivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Read SEC document
February 10, 2023 Filed Feb 14, 2023 13:54 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 100 $80.61 $8,061.00
Disclosure

SEC source: 0001209191-23-008969 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,323

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January 27, 2023 Filed Jan 31, 2023 13:51 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 1,000 $83.50 $83,500.00
Disclosure

SEC source: 0001209191-23-005625 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,423

Read SEC document
November 10, 2022 Filed Nov 15, 2022 22:56 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 4,078 $0.00 $0.00
Disclosure

SEC source: 0001377789-22-000163 · wf-form4_166855297925361.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,753

F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2023 Annual Shareholder meeting or one year from the grant date.

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August 09, 2022 Filed Aug 11, 2022 20:28 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 2,000 $49.46 $98,920.00
Disclosure

SEC source: 0001209191-22-045424 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.17 to $49.70. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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June 08, 2022 Filed Jun 10, 2022 20:02 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 2,322 $43.06 $99,985.32
Disclosure

SEC source: 0001209191-22-035807 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,423

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2023.

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January 31, 2022 Filed Feb 2, 2022 02:21 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 2,000 $36.87 $73,740.00
Disclosure

SEC source: 0001209191-22-006165 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,101

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.85 to $36.96. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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November 11, 2021 Filed Nov 15, 2021 23:22 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001377789-21-000089 · wf-form4_163701851183678.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,675

F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2022 Annual Shareholder meeting or one year from the grant date.

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May 27, 2021 Filed Jun 1, 2021 20:56 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 1,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036884 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,101

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2022.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:24 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059936 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,666

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:32 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 3,039 $0.00 $0.00
Disclosure

SEC source: 0001377789-20-000108 · wf-form4_160530310349647.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,228

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November 13, 2019 Filed Nov 14, 2019 21:17 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 5,293 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000096 · wf-form4_157376626287099.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

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May 28, 2019 Filed May 30, 2019 21:54 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 3,308 $22.67 $74,992.36
Disclosure

SEC source: 0001209191-19-033510 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,278

F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2020.

Read SEC document
May 16, 2019 Filed May 16, 2019 16:59 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 Disposition to issuerStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001209191-19-030453 · doc4.xml · derivative · entry 5

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-22

F7 · derivative.exercise_date: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.

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May 16, 2019 Filed May 16, 2019 16:59 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 Disposition to issuerStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001209191-19-030453 · doc4.xml · derivative · entry 4

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-05-15

F6 · derivative.exercise_date: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.

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May 16, 2019 Filed May 16, 2019 16:59 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 Exercise / conversionRestricted Stock Units · Derivative 19,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030453 · doc4.xml · derivative · entry 3

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.

F5 · derivative.expiration_date: These units do not expire.

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May 16, 2019 Filed May 16, 2019 16:59 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 OtherCommon Stock 35,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030453 · doc4.xml · nonDerivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 678 shares of Tesla common stock and $120.86 in lieu of fractional shares of Tesla common stock.

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May 16, 2019 Filed May 16, 2019 16:59 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 Exercise / conversionCommon Stock 19,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030453 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These units do not carry a conversion price.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 23:14 UTC AVIAT NETWORKS, INC. AVNW · Entity 6172 GrantCommon Stock 3,896 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000117 · wf-form4_154232368086597.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,896

Read SEC document
May 31, 2018 Filed Jun 5, 2018 00:54 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 5,274 $14.22 $74,996.28
Disclosure

SEC source: 0001209191-18-035404 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2019.

Read SEC document
May 20, 2018 Filed May 22, 2018 19:25 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 Exercise / conversionRestricted Stock Units · Derivative 15,370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032466 · doc4.xml · derivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units do not carry a conversion price.

F1 · price: These units do not carry a conversion price.

F2 · derivative.expiration_date: These units do not expire.

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May 20, 2018 Filed May 22, 2018 19:25 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 Exercise / conversionCommon Stock 15,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032466 · doc4.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These units do not carry a conversion price.

Read SEC document
May 15, 2018 Filed May 17, 2018 16:35 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001209191-18-030933 · doc4.xml · derivative · entry 2

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-15

F5 · derivative.exercise_date: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as holder remains in service to the Company.

Read SEC document
May 15, 2018 Filed May 17, 2018 16:35 UTC MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 GrantRestricted Stock Units · Derivative 19,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030933 · doc4.xml · derivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,785

Underlying: Common Stock · 19,785 shares

Expires not disclosed

F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.

F2 · shares: This RSU grant represents the holder's annual non-employee director award, including an additional prorated amount to account for a change in the grant date of such annual award to be made in connection with the Company's annual meeting date.

F3 · derivative.exercise_date: The RSUs vest in full on the earlier of: (1) May 20, 2019, or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company.

F4 · derivative.expiration_date: These units do not expire.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 08:14 UTC YuMe Inc YUME · Entity 169668 Disposition to issuerRestricted Stock Units · Derivative 20,883 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001853 · rdgdoc.xml · derivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,883 shares

Expires not disclosed

F1 · derivative.exercise_price: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below)

F1 · derivative.exercise_date: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below)

F1 · derivative.expiration_date: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below)

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.