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MAK Capital Distressed Debt Fund I, LP

Disclosed activity across 1 company

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94251
SEC CIK
0001760572

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Reported relationships

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CompanyLast reported asReport datePublished
AGILYSYS INCAGYS · Entity 89710% ownerFebruary 14, 2024February 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILYSYS INC

Report date February 14, 2024 · Filed February 17, 2024

Jointly reported with MAK CAPITAL ONE LLC, MAK Capital Fund LP, Kaufman Michael A

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote2,060,458 Reported balance After 2024-02-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-02-14 · Sale · Disposed 867,729 · Balance 2,060,458

F1: The sale transaction reported on this Form 4 is effected pursuant to an Underwriting Agreement dated February 14, 2024 between MAK Capital One LLC ("MAK Capital"), MAK Capital Fund LP ("MAK Fund"), MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund"), Agilysys, Inc., and BTIG, LLC, pursuant to which a total of 867,729 shares of common stock, without par value, of Agilysys, Inc. are being sold by MAK Fund and MAK CDD Fund (718,605 shares are being sold by MAK Fund and 149,124 shares are being sold by MAK CDD) to BTIG, LLC. The closing date for the sale transaction is February 20, 2024.

F2: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The sale transaction reported on this Form 4 is effected pursuant to an Underwriting Agreement dated February 14, 2024 between MAK Capital One LLC ("MAK Capital"), MAK Capital Fund LP ("MAK Fund"), MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund"), Agilysys, Inc., and BTIG, LLC, pursuant to which a total of 867,729 shares of common stock, without par value, of Agilysys, Inc. are being sold by MAK Fund and MAK CDD Fund (718,605 shares are being sold by MAK Fund and 149,124 shares are being sold by MAK CDD) to BTIG, LLC. The closing date for the sale transaction is February 20, 2024.

F2: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2024 Filed Feb 17, 2024 00:41 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 867,729 $82.59 $71,665,738.11
Disclosure

SEC source: 0001019056-24-000097 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,060,458

F1 · kind: The sale transaction reported on this Form 4 is effected pursuant to an Underwriting Agreement dated February 14, 2024 between MAK Capital One LLC ("MAK Capital"), MAK Capital Fund LP ("MAK Fund"), MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund"), Agilysys, Inc., and BTIG, LLC, pursuant to which a total of 867,729 shares of common stock, without par value, of Agilysys, Inc. are being sold by MAK Fund and MAK CDD Fund (718,605 shares are being sold by MAK Fund and 149,124 shares are being sold by MAK CDD) to BTIG, LLC. The closing date for the sale transaction is February 20, 2024.

F1 · shares: The sale transaction reported on this Form 4 is effected pursuant to an Underwriting Agreement dated February 14, 2024 between MAK Capital One LLC ("MAK Capital"), MAK Capital Fund LP ("MAK Fund"), MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund"), Agilysys, Inc., and BTIG, LLC, pursuant to which a total of 867,729 shares of common stock, without par value, of Agilysys, Inc. are being sold by MAK Fund and MAK CDD Fund (718,605 shares are being sold by MAK Fund and 149,124 shares are being sold by MAK CDD) to BTIG, LLC. The closing date for the sale transaction is February 20, 2024.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:25 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 14,426 $81.69 $1,178,472.92
Disclosure

SEC source: 0001019056-24-000035 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,928,187

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC ("10b5-1 Plan"). All 867,728 shares covered by the 10b5-1 Plan have now been sold.

F3 · shares: 11,959 shares were sold for MAK Fund and 2,467 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 18, 2024 Filed Jan 18, 2024 22:21 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 87,500 $77.63 $6,792,310.00
Disclosure

SEC source: 0001019056-24-000030 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,942,613

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 72,538 shares were sold for MAK Fund and 14,962 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 22:21 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 32,958 $75.39 $2,484,743.17
Disclosure

SEC source: 0001019056-24-000030 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,030,113

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 27,322 shares were sold for MAK Fund and 5,636 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 22:21 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 13,356 $75.08 $1,002,755.12
Disclosure

SEC source: 0001019056-24-000030 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,063,071

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 11,072 shares were sold for MAK Fund and 2,284 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 22:44 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 44,936 $75.59 $3,396,671.80
Disclosure

SEC source: 0001019056-24-000026 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,076,427

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 37,252 shares were sold for MAK Fund and 7,684 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 11, 2024 Filed Jan 12, 2024 22:44 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 28,176 $76.90 $2,166,799.20
Disclosure

SEC source: 0001019056-24-000026 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,121,363

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 23,358 shares were sold for MAK Fund and 4,818 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 22:44 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 55,000 $76.24 $4,193,161.50
Disclosure

SEC source: 0001019056-24-000026 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,149,539

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 45,595 shares were sold for MAK Fund and 9,405 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 09, 2024 Filed Jan 9, 2024 22:57 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 30,768 $77.39 $2,381,003.22
Disclosure

SEC source: 0001019056-24-000015 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,204,539

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 25,507 shares were sold for MAK Fund and 5,261 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 22:57 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 23,928 $78.36 $1,874,904.76
Disclosure

SEC source: 0001019056-24-000015 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,235,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 19,836 shares were sold for MAK Fund and 4,092 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 22:57 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 19,448 $77.90 $1,514,981.70
Disclosure

SEC source: 0001019056-24-000015 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,259,235

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 16,122 shares were sold for MAK Fund and 3,326 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 04, 2024 Filed Jan 4, 2024 22:18 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 13,710 $78.16 $1,071,536.58
Disclosure

SEC source: 0001019056-24-000012 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,278,683

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 11,366 shares were sold for MAK Fund and 2,344 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 22:18 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 18,682 $80.02 $1,494,870.12
Disclosure

SEC source: 0001019056-24-000012 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,292,393

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 15,487 shares were sold for MAK Fund and 3,195 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:18 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 13,510 $82.33 $1,112,344.50
Disclosure

SEC source: 0001019056-24-000012 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,311,075

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 11,200 shares were sold for MAK Fund and 2,310 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman ("Mr. Kaufman") is the managing member of MAK Capital. Each of MAK Capital and Mr. Kaufman may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 22:55 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 83,566 $83.93 $7,013,610.81
Disclosure

SEC source: 0001019056-23-000423 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,324,585

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 69,276 shares were sold for MAK Fund and 14,290 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:55 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 40,105 $81.36 $3,262,926.76
Disclosure

SEC source: 0001019056-23-000423 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,408,151

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 33,247 shares were sold for MAK Fund and 6,858 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 13, 2023 Filed Dec 13, 2023 22:36 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 35,794 $81.13 $2,903,920.69
Disclosure

SEC source: 0001019056-23-000419 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,448,256

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 29,673 shares were sold for MAK Fund and 6,121 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 22:36 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 27,412 $80.46 $2,205,457.13
Disclosure

SEC source: 0001019056-23-000419 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,484,050

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 22,724 shares were sold for MAK Fund and 4,688 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:36 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 14,212 $82.45 $1,171,746.71
Disclosure

SEC source: 0001019056-23-000419 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,511,462

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 11,781 shares were sold for MAK Fund and 2,431 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 08, 2023 Filed Dec 8, 2023 22:36 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 11,173 $83.83 $936,576.73
Disclosure

SEC source: 0001019056-23-000413 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,863,750

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 7,977 shares were sold for MAK Fund and 3,196 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 08, 2023 Filed Dec 15, 2023 22:59 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 11,173 $83.83 $936,576.73
Disclosure

SEC source: 0001019056-23-000431 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,525,674

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 9,262 shares were sold for MAK Fund and 1,911 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:36 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 28,473 $84.24 $2,398,423.16
Disclosure

SEC source: 0001019056-23-000413 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,874,923

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 20,329 shares were sold for MAK Fund and 8,144 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 07, 2023 Filed Dec 15, 2023 22:59 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 28,473 $84.24 $2,398,423.16
Disclosure

SEC source: 0001019056-23-000431 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,536,847

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 23,604 shares were sold for MAK Fund and 4,869 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:36 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 33,457 $86.57 $2,896,228.62
Disclosure

SEC source: 0001019056-23-000413 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,903,396

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 23,888 shares were sold for MAK Fund and 9,569 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund"). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 06, 2023 Filed Dec 15, 2023 22:59 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 33,457 $86.57 $2,896,228.62
Disclosure

SEC source: 0001019056-23-000431 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,565,320

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 27,736 shares were sold for MAK Fund and 5,721 shares were sold for MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 13:34 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 16,078 $86.27 $1,387,018.51
Disclosure

SEC source: 0001019056-23-000406 · ownership.xml · nonDerivative · entry 3

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,936,853

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 11,480 shares were sold by MAK Fund and 4,598 shares were sold by MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 05, 2023 Filed Dec 15, 2023 22:59 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 16,078 $86.27 $1,387,018.51
Disclosure

SEC source: 0001019056-23-000429 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,598,777

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 13,329 shares were sold by MAK Fund and 2,749 shares were sold by MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 13:34 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 20,925 $87.70 $1,835,153.89
Disclosure

SEC source: 0001019056-23-000406 · ownership.xml · nonDerivative · entry 2

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,952,931

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 14,940 shares were sold by MAK Fund and 5,985 shares were sold by MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 04, 2023 Filed Dec 15, 2023 22:59 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 20,925 $87.70 $1,835,153.89
Disclosure

SEC source: 0001019056-23-000429 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,614,855

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 17,347 shares were sold by MAK Fund and 3,578 shares were sold by MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 13:34 UTC AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 64,367 $87.11 $5,606,912.82
Disclosure

SEC source: 0001019056-23-000406 · ownership.xml · nonDerivative · entry 1

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,973,856

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 45,958 shares were sold by MAK Fund and 18,409 shares were sold by MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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December 01, 2023 Filed Dec 15, 2023 22:59 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 64,367 $87.11 $5,606,912.82
Disclosure

SEC source: 0001019056-23-000429 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,635,780

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 53,360 shares were sold by MAK Fund and 11,007 shares were sold by MAK CDD.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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November 30, 2023 Filed Dec 15, 2023 22:58 UTC Amendment AGILYSYS INC AGYS · Entity 897 OtherSeries A Convertible Preferred Stock · Derivative 1,735,457 $20.17 Strike: $20.17 $35,000,002.59
Disclosure

SEC source: 0001019056-23-000427 · ownership.xml · derivative · entry 4

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · (5) See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,735,457 shares

Expires not disclosed

F4 · derivative.expiration_date: 18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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November 30, 2023 Filed Dec 15, 2023 22:58 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 44,427 $84.95 $3,774,202.49
Disclosure

SEC source: 0001019056-23-000427 · ownership.xml · nonDerivative · entry 3

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,700,147

F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F5 · shares: 36,830 shares were sold by MAK Fund and 7,597 shares were sold by MAK CDD Fund.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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November 29, 2023 Filed Dec 15, 2023 22:58 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 22,434 $84.94 $1,905,642.67
Disclosure

SEC source: 0001019056-23-000427 · ownership.xml · nonDerivative · entry 2

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,744,574

F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F4 · shares: 18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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November 28, 2023 Filed Dec 15, 2023 22:58 UTC Amendment AGILYSYS INC AGYS · Entity 897 SaleCommon Stock 28,907 $86.25 $2,493,127.58
Disclosure

SEC source: 0001019056-23-000427 · ownership.xml · nonDerivative · entry 1

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 3,767,008

F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.

F3 · shares: 23,964 shares were sold by MAK Fund and 4,943 shares were sold by MAK CDD Fund.

F2 · ownership.nature: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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May 22, 2020 Filed May 27, 2020 01:51 UTC AGILYSYS INC AGYS · Entity 897 PurchaseSeries A Convertible Preferred Stock · Derivative 297,507 $20.17 Strike: $20.17 $6,000,002.17
Disclosure

SEC source: 0001019056-20-000360 · ownership.xml · derivative · entry 2

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,507

Underlying: Common Stock · 297,507 shares

Expires not disclosed

F2 · shares: MAK Capital Distressed Debt Fund I, LP ("MAK CDD Fund") acquired 297,507 shares of Convertible Preferred Stock pursuant to the Investment Agreement.

F3 · derivative.exercise_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F3 · derivative.expiration_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F4 · ownership.nature: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Convertible Preferred Stock and the shares of Common Stock issuable upon conversion of the Convertible Preferred Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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May 22, 2020 Filed May 27, 2020 01:51 UTC AGILYSYS INC AGYS · Entity 897 PurchaseSeries A Convertible Preferred Stock · Derivative 1,437,950 $20.17 Strike: $20.17 $29,000,000.42
Disclosure

SEC source: 0001019056-20-000360 · ownership.xml · derivative · entry 1

Kaufman Michael A · CIK 0001426157 · Director · 10% owner

MAK CAPITAL ONE LLC · CIK 0001385702 · 10% owner

MAK Capital Fund LP · CIK 0001426156 · 10% owner

MAK Capital Distressed Debt Fund I, LP · CIK 0001760572 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,498,408

Underlying: Common Stock · 1,437,950 shares

Expires not disclosed

F1 · shares: MAK Capital Fund LP ("MAK Fund") acquired 1,437,950 shares of Series A Serial Preferred Stock, without par value (the "Convertible Preferred Stock") pursuant to the Investment Agreement dated May 11, 2020 ("Investment Agreement") between Issuer and MAK Capital One LLC ("MAK Capital").

F3 · derivative.exercise_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F3 · derivative.expiration_date: The Convertible Preferred Stock is convertible into a share of common stock, without par value ("Common Stock"), at any time on a one-for-one basis, subject to anti-dilution adjustment and certain approvals, if required, and has no expiration date.

F4 · ownership.nature: MAK Capital acts as the investment manager of MAK Fund and MAK CDD Fund. Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Convertible Preferred Stock and the shares of Common Stock issuable upon conversion of the Convertible Preferred Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.