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ASSURED GUARANTY LTD

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Tapewire entity
4169
SEC CIK
0001273813
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 22:48 UTC Tax withholdingCommon Shares 1,251 $78.19 $97,815.69
Disclosure

SEC source: 0001213900-24-058719 · marketforms-66483.xml · nonDerivative · entry 1

Rosenblum Benjamin G. · CIK 0002000515 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,200

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:21 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 40,000 $78.12 $3,124,800.00
Disclosure

SEC source: 0001213900-24-054883 · marketforms-66401.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410,824.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $77.81 and $78.42 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:50 UTC
Bailenson RobertChief Operating Officer
SaleCommon Shares 569 $81.00 $46,089.00
Disclosure

SEC source: 0001213900-24-041783 · marketforms-65823.xml · nonDerivative · entry 2

Bailenson Robert · CIK 0001326822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,835.0819

F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $80.52 and $81.36 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:50 UTC
Bailenson RobertChief Operating Officer
SaleCommon Shares 29,431 $79.92 $2,352,125.52
Disclosure

SEC source: 0001213900-24-041783 · marketforms-65823.xml · nonDerivative · entry 1

Bailenson Robert · CIK 0001326822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,404.0819

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $79.52 and $80.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:46 UTC
Bieling LauraChief Accounting Officer
SaleCommon Shares 3,901 $79.93 $311,806.93
Disclosure

SEC source: 0001213900-24-041775 · marketforms-65822.xml · nonDerivative · entry 1

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,036

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $79.71 and $80.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:04 UTC
Batten MarkDirector
GrantCommon Shares 2,022 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039714 · marketforms-65713.xml · nonDerivative · entry 1

Batten Mark · CIK 0002010297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,093

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:12 UTC
Radtke LorinDirector
GrantCommon Shares 1,725 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039733 · marketforms-65724.xml · nonDerivative · entry 2

Radtke Lorin · CIK 0001859355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,181

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:14 UTC
Omura YukikoDirector
GrantCommon Shares 1,725 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039740 · marketforms-65726.xml · nonDerivative · entry 2

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,884

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:11 UTC GrantCommon Shares 3,866 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039731 · marketforms-65722.xml · nonDerivative · entry 2

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,766

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:16 UTC GrantCommon Shares 1,725 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039745 · marketforms-65728.xml · nonDerivative · entry 2

Shea Courtney C. · CIK 0001771938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,025

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:09 UTC GrantCommon Shares 1,725 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039727 · marketforms-65715.xml · nonDerivative · entry 2

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,675

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:06 UTC GrantCommon Shares 5,829 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039719 · marketforms-65710.xml · nonDerivative · entry 2

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,232

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:08 UTC GrantCommon Shares 1,725 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-039723 · marketforms-65717.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,579

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2025 annual shareholders meeting.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:20 UTC Tax withholdingCommon Shares 637 $77.05 $49,080.85
Disclosure

SEC source: 0001213900-24-039759 · marketforms-65708.xml · nonDerivative · entry 1

Rosenblum Benjamin G. · CIK 0002000515 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,451

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:12 UTC
Radtke LorinDirector
Tax withholdingCommon Shares 450 $77.05 $34,672.50
Disclosure

SEC source: 0001213900-24-039733 · marketforms-65724.xml · nonDerivative · entry 1

Radtke Lorin · CIK 0001859355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,456

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:14 UTC
Omura YukikoDirector
Tax withholdingCommon Shares 1,231 $77.05 $94,848.55
Disclosure

SEC source: 0001213900-24-039740 · marketforms-65726.xml · nonDerivative · entry 1

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,159

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC Tax withholdingCommon Shares 1,381 $77.05 $106,406.05
Disclosure

SEC source: 0001213900-24-039731 · marketforms-65722.xml · nonDerivative · entry 1

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,900

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 17:19 UTC Tax withholdingCommon Shares 692 $77.05 $53,318.60
Disclosure

SEC source: 0001213900-24-039753 · marketforms-65718.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,601

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 17:22 UTC Tax withholdingCommon Shares 606 $77.05 $46,692.30
Disclosure

SEC source: 0001213900-24-039761 · marketforms-65712.xml · nonDerivative · entry 1

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,901

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:17 UTC Tax withholdingCommon Shares 1,360 $77.05 $104,788.00
Disclosure

SEC source: 0001213900-24-039749 · marketforms-65720.xml · nonDerivative · entry 1

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,094

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:16 UTC Tax withholdingCommon Shares 606 $77.05 $46,692.30
Disclosure

SEC source: 0001213900-24-039745 · marketforms-65728.xml · nonDerivative · entry 1

Shea Courtney C. · CIK 0001771938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,300

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:09 UTC Tax withholdingCommon Shares 606 $77.05 $46,692.30
Disclosure

SEC source: 0001213900-24-039727 · marketforms-65715.xml · nonDerivative · entry 1

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,950

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:06 UTC Tax withholdingCommon Shares 2,091 $77.05 $161,111.55
Disclosure

SEC source: 0001213900-24-039719 · marketforms-65710.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,403

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:08 UTC Tax withholdingCommon Shares 606 $77.05 $46,692.30
Disclosure

SEC source: 0001213900-24-039723 · marketforms-65717.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,854

F2 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 20:48 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 22,067 $92.83 $2,048,479.61
Disclosure

SEC source: 0001213900-24-024802 · marketforms-65306.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,824.0034

F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $92.53 and $93.18 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 20:48 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 32,933 $92.17 $3,035,434.61
Disclosure

SEC source: 0001213900-24-024802 · marketforms-65306.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,472,891.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $92.00 and $92.53 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 22:07 UTC
Bieling LauraChief Accounting Officer
Tax withholdingCommon Shares 71 $89.49 $6,353.79
Disclosure

SEC source: 0001213900-24-021911 · marketforms-65163.xml · nonDerivative · entry 1

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,937

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:37 UTC GiftCommon Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-020229 · marketforms-65079.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,293

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:09 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 33,441 $85.69 $2,865,559.29
Disclosure

SEC source: 0001213900-24-018105 · marketforms-64979.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,824.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:41 UTC Tax withholdingCommon Shares 1,444 $85.69 $123,736.36
Disclosure

SEC source: 0001213900-24-018142 · marketforms-64972.xml · nonDerivative · entry 1

Rosenblum Benjamin G. · CIK 0002000515 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,088

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:15 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 7,822 $85.69 $670,267.18
Disclosure

SEC source: 0001213900-24-018115 · marketforms-64976.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,789

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:34 UTC
Donnarumma StephenChief Credit Officer
Tax withholdingCommon Shares 4,251 $85.69 $364,268.19
Disclosure

SEC source: 0001213900-24-018141 · marketforms-64977.xml · nonDerivative · entry 1

Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,186.0408

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:32 UTC
Bieling LauraChief Accounting Officer
Tax withholdingCommon Shares 371 $85.69 $31,790.99
Disclosure

SEC source: 0001213900-24-018140 · marketforms-64971.xml · nonDerivative · entry 1

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,008

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:30 UTC
Horn HollyChief Surveillance Officer
Tax withholdingCommon Shares 352 $85.69 $30,162.88
Disclosure

SEC source: 0001213900-24-018132 · marketforms-64973.xml · nonDerivative · entry 1

Horn Holly · CIK 0001908759 · Chief Surveillance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,038

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:13 UTC
Bailenson RobertChief Operating Officer
Tax withholdingCommon Shares 9,418 $85.69 $807,028.42
Disclosure

SEC source: 0001213900-24-018111 · marketforms-64975.xml · nonDerivative · entry 1

Bailenson Robert · CIK 0001326822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,835.0819

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:01 UTC
Gana Jorge A.Chief Risk Officer
Tax withholdingCommon Shares 314 $85.69 $26,906.66
Disclosure

SEC source: 0001213900-24-018100 · marketforms-64982.xml · nonDerivative · entry 1

Gana Jorge A. · CIK 0001959379 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,465

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:54 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GrantCommon Shares 141,930 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-017012 · marketforms-64926.xml · nonDerivative · entry 4

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518,574.0034

F3 · shares: Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered on February 24, 2025, subject to continued compliance with the terms of the award agreement.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:54 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 66,777 $84.93 $5,671,370.61
Disclosure

SEC source: 0001213900-24-017012 · marketforms-64926.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,644.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:54 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GrantCommon Shares 113,544 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-017012 · marketforms-64926.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,421.0034

F2 · shares: Represents the vesting of performance share units based on the achievement of core adjusted book value targets.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:54 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 30,767 $84.93 $2,613,041.31
Disclosure

SEC source: 0001213900-24-017012 · marketforms-64926.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,329,877.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:45 UTC Tax withholdingCommon Shares 1,556 $84.93 $132,151.08
Disclosure

SEC source: 0001213900-24-017004 · marketforms-64929.xml · nonDerivative · entry 3

Rosenblum Benjamin G. · CIK 0002000515 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,532

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:56 UTC
Chow LingGeneral Counsel and Secretary
GrantCommon Shares 24,330 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-017014 · marketforms-64924.xml · nonDerivative · entry 4

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,611

F3 · shares: Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered on February 24, 2025, subject to continued compliance with the terms of the award agreement.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:56 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 10,764 $84.93 $914,186.52
Disclosure

SEC source: 0001213900-24-017014 · marketforms-64924.xml · nonDerivative · entry 3

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,281

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:56 UTC
Chow LingGeneral Counsel and Secretary
GrantCommon Shares 19,464 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-017014 · marketforms-64924.xml · nonDerivative · entry 2

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,045

F2 · shares: Represents the vesting of performance share units based on the achievement of core adjusted book value targets.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 23:56 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 7,217 $84.93 $612,939.81
Disclosure

SEC source: 0001213900-24-017014 · marketforms-64924.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,581

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 00:02 UTC
Gana Jorge A.Chief Risk Officer
Tax withholdingCommon Shares 308 $84.93 $26,158.44
Disclosure

SEC source: 0001213900-24-017021 · marketforms-64927.xml · nonDerivative · entry 3

Gana Jorge A. · CIK 0001959379 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,779

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 00:00 UTC
Horn HollyChief Surveillance Officer
Tax withholdingCommon Shares 342 $84.93 $29,046.06
Disclosure

SEC source: 0001213900-24-017020 · marketforms-64928.xml · nonDerivative · entry 2

Horn Holly · CIK 0001908759 · Chief Surveillance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,390

F1 · shares: Common Shares being withheld to pay tax liability.

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February 24, 2024 Filed Feb 26, 2024 23:58 UTC
Bailenson RobertChief Operating Officer
GrantCommon Shares 31,935 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-017017 · marketforms-64922.xml · nonDerivative · entry 4

Bailenson Robert · CIK 0001326822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,253.0819

F3 · shares: Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered on February 24, 2025, subject to continued compliance with the terms of the award agreement.

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February 24, 2024 Filed Feb 26, 2024 23:58 UTC
Bailenson RobertChief Operating Officer
Tax withholdingCommon Shares 13,043 $84.93 $1,107,741.99
Disclosure

SEC source: 0001213900-24-017017 · marketforms-64922.xml · nonDerivative · entry 3

Bailenson Robert · CIK 0001326822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,318.0819

F1 · shares: Common Shares being withheld to pay tax liability.

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February 24, 2024 Filed Feb 26, 2024 23:58 UTC
Bailenson RobertChief Operating Officer
GrantCommon Shares 25,548 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-017017 · marketforms-64922.xml · nonDerivative · entry 2

Bailenson Robert · CIK 0001326822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,361.0819

F2 · shares: Represents the vesting of performance share units based on the achievement of core adjusted book value targets.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.