Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2019 Filed Apr 1, 2019 17:03 UTC |
KENNY PATRICK WDirector
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 2,153 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001209191-19-022026 · doc4.xml · derivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 Underlying: Common Shares · 2,153 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:03 UTC |
KENNY PATRICK WDirector
|
Exercise / conversionCommon Shares | 2,153 | $11.13 | $23,962.89 |
DisclosureSEC source: 0001209191-19-022026 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 16:33 UTC |
BUHL G LAWRENCEDirector
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 3,873 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001209191-19-017358 · doc4.xml · derivative · entry 3 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,153 Underlying: Common Shares · 3,873 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting terms and expiration dates. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 16:33 UTC |
BUHL G LAWRENCEDirector
|
SaleCommon Shares | 3,873 | $43.77 | $169,521.21 |
DisclosureSEC source: 0001209191-19-017358 · doc4.xml · nonDerivative · entry 2 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,479 F1 · price: The Common Shares reported herein as being sold were sold at a range of between $43.76 and $43.80 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 16:33 UTC |
BUHL G LAWRENCEDirector
|
Exercise / conversionCommon Shares | 3,873 | $11.13 | $43,106.49 |
DisclosureSEC source: 0001209191-19-017358 · doc4.xml · nonDerivative · entry 1 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:54 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GrantCommon Shares | 59,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015196 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310,229.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:50 UTC |
Chow LingGeneral Counsel and Secretary
|
GrantCommon Shares | 9,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015191 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,851 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:47 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
GrantCommon Shares | 10,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015188 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,906.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:57 UTC |
Stern Bruce E.Executive Officer
|
GrantCommon Shares | 6,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015198 · doc4.xml · nonDerivative · entry 1 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,005.3073 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:52 UTC |
Donnarumma StephenChief Credit Officer
|
GrantCommon Shares | 5,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015194 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,229.0408 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:45 UTC |
Bailenson RobertChief Financial Officer
|
GrantCommon Shares | 14,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015186 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,767.0819 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:43 UTC |
Albert HowardChief Risk Officer
|
GrantCommon Shares | 5,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015184 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,085.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionPerformance Share Units · Derivative | 102,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,507 Underlying: Common Shares · 102,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 100,000 outstanding options. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 85,118 | $41.55 | $3,536,652.90 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,379.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 205,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,497.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 42,643 | $41.55 | $1,771,816.65 |
DisclosureSEC source: 0001209191-19-013700 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,567.0034 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 82 shares purchased on 12/31/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 979 | $41.55 | $40,677.45 |
DisclosureSEC source: 0001209191-19-013725 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,876 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionPerformance Share Units · Derivative | 22,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,586 Underlying: Common Shares · 22,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · balance_after: Total includes performance units from tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Tax withholdingCommon Shares | 22,186 | $41.55 | $921,828.30 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,933.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionCommon Shares | 45,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,119.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Tax withholdingCommon Shares | 11,137 | $41.55 | $462,742.35 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,815.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:16 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 22,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013717 · doc4.xml · derivative · entry 4 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,826 Underlying: Common Shares · 22,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 28,000 outstanding options. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:16 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 22,186 | $41.55 | $921,828.30 |
DisclosureSEC source: 0001209191-19-013717 · doc4.xml · nonDerivative · entry 3 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,804.0819 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:16 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionCommon Shares | 45,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013717 · doc4.xml · nonDerivative · entry 2 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,990.0819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:16 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 11,100 | $41.55 | $461,205.00 |
DisclosureSEC source: 0001209191-19-013717 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,686.0819 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionPerformance Share Units · Derivative | 13,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,168 Underlying: Common Shares · 13,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 14,750 outstanding options. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 13,111 | $41.55 | $544,762.05 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,100.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 26,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,211.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 6,610 | $41.55 | $274,645.50 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,439.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 410 shares purchased on 6/30/2018 and 308 shares purchased on 12/31/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
Stern Bruce E.Executive Officer
|
Exercise / conversionPerformance Share Units · Derivative | 14,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013703 · doc4.xml · derivative · entry 4 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,258 Underlying: Common Shares · 14,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from tranches with different performance measures, performance periods and vesting dates, but does not include 19,600 outstanding option. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
Stern Bruce E.Executive Officer
|
Tax withholdingCommon Shares | 14,119 | $41.55 | $586,644.45 |
DisclosureSEC source: 0001209191-19-013703 · doc4.xml · nonDerivative · entry 3 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,022.3073 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
Stern Bruce E.Executive Officer
|
Exercise / conversionCommon Shares | 28,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013703 · doc4.xml · nonDerivative · entry 2 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,141.3073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:13 UTC |
Stern Bruce E.Executive Officer
|
Tax withholdingCommon Shares | 7,107 | $41.55 | $295,295.85 |
DisclosureSEC source: 0001209191-19-013703 · doc4.xml · nonDerivative · entry 1 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,311.3073 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 734 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:12 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionPerformance Share Units · Derivative | 10,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013697 · doc4.xml · derivative · entry 4 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,138 Underlying: Common Shares · 10,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · balance_after: Total includes performance units from tranches with different performance measures, performance periods and vesting dates, but does not include 8,844 outstanding options. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:12 UTC |
Donnarumma StephenChief Credit Officer
|
Tax withholdingCommon Shares | 10,961 | $41.55 | $455,429.55 |
DisclosureSEC source: 0001209191-19-013697 · doc4.xml · nonDerivative · entry 3 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,244.0408 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:12 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 20,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013697 · doc4.xml · nonDerivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,205.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:12 UTC |
Donnarumma StephenChief Credit Officer
|
Tax withholdingCommon Shares | 5,481 | $41.55 | $227,735.55 |
DisclosureSEC source: 0001209191-19-013697 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,611.0408 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:17 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 923 | $41.55 | $38,350.65 |
DisclosureSEC source: 0001209191-19-013725 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,855 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 18:04 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 1,252 | $41.53 | $51,995.56 |
DisclosureSEC source: 0001209191-19-012459 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,778 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:14 UTC |
KENNY PATRICK WDirector
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 2,153 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001209191-19-010278 · doc4.xml · derivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,108 Underlying: Common Shares · 2,153 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:14 UTC |
KENNY PATRICK WDirector
|
Exercise / conversionCommon Shares | 2,153 | $11.13 | $23,962.89 |
DisclosureSEC source: 0001209191-19-010278 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:10 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 863 | $40.49 | $34,942.87 |
DisclosureSEC source: 0001209191-19-007404 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,030 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 22:51 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 5,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-19-005208 · doc4.xml · derivative · entry 3 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,844 Underlying: Common Shares · 5,000 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on February 5, 2010, 1/3 on February 5, 2011 and 1/3 on February 5, 2012. F4 · balance_after: Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 26,435 performance share units of various tranches. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 22:51 UTC |
Donnarumma StephenChief Credit Officer
|
Tax withholdingCommon Shares | 3,237 | $39.89 | $129,123.93 |
DisclosureSEC source: 0001209191-19-005208 · doc4.xml · nonDerivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,092.0408 F2 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 22:51 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 5,000 | $7.44 | $37,200.00 |
DisclosureSEC source: 0001209191-19-005208 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,329.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes 246 shares purchased on 6/30/2018 and 233 shares purchased on 12/31/18 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:22 UTC |
O Kane Michael TDirector
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 3,873 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001209191-19-002122 · doc4.xml · derivative · entry 3 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,873 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 3,153 (after taking into account the options exercised as reported on this Form 4). Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:22 UTC |
O Kane Michael TDirector
|
Tax withholdingCommon Shares | 1,138 | $37.88 | $43,107.44 |
DisclosureSEC source: 0001209191-19-002122 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,616 F1 · kind: Represents the payment of the exercise price of stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:22 UTC |
O Kane Michael TDirector
|
Exercise / conversionCommon Shares | 3,873 | $11.13 | $43,106.49 |
DisclosureSEC source: 0001209191-19-002122 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2018 Filed Jan 4, 2019 17:24 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002128 · doc5.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,868 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 00:08 UTC |
Stern Bruce E.Executive Officer
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 6,723 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-062081 · doc4.xml · derivative · entry 2 Stern Bruce E. · CIK 0001539879 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Shares · 6,723 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 34,673 performance share units of various tranches. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.