Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2020 Filed Mar 10, 2020 21:47 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 13,210 | $37.82 | $499,602.20 |
DisclosureSEC source: 0001209191-20-017807 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 25,210 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $37.625 and $37.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:47 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 13,211 | $37.82 | $499,640.02 |
DisclosureSEC source: 0001209191-20-017807 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 25,211 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $37.625 and $37.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:47 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 13,211 | $37.82 | $499,640.02 |
DisclosureSEC source: 0001209191-20-017807 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,206 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $37.625 and $37.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 16:19 UTC |
BUHL G LAWRENCEDirector
|
Exercise / conversionOptions to Acquire Common Shares · Derivative | 3,153 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016911 · doc4.xml · derivative · entry 2 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,153 shares Expires 2020-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: All options of this tranche have been exercised. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 16:19 UTC |
BUHL G LAWRENCEDirector
|
Exercise / conversionCommon Shares | 3,153 | $19.00 | $59,907.00 |
DisclosureSEC source: 0001209191-20-016911 · doc4.xml · nonDerivative · entry 1 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 12,000 | $41.29 | $495,480.00 |
DisclosureSEC source: 0001209191-20-016285 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 12,000 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $40.70 and $41.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 12,000 | $41.29 | $495,480.00 |
DisclosureSEC source: 0001209191-20-016285 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,000 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $40.70 and $41.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC |
Feldstein Andrew TChief Investment Officer
|
PurchaseCommon Shares | 12,000 | $41.29 | $495,480.00 |
DisclosureSEC source: 0001209191-20-016285 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,995 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $40.70 and $41.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:27 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 263 | $41.68 | $10,961.84 |
DisclosureSEC source: 0001209191-20-013854 · doc4.xml · nonDerivative · entry 2 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,483 F2 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:35 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
GrantCommon Shares | 57,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013900 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405,632.0034 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:31 UTC |
Chow LingGeneral Counsel and Secretary
|
GrantCommon Shares | 9,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013875 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,440 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:33 UTC |
Donnarumma StephenChief Credit Officer
|
GrantCommon Shares | 5,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013888 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,092.0408 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:29 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
GrantCommon Shares | 9,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013866 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,266.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:27 UTC |
Bieling LauraChief Accounting Officer
|
GrantCommon Shares | 2,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013854 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,746 F1 · price: Restricted stock units ("RSUs") awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). These RSUs vest as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one (1) common share will be delivered for each vested RSU. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:26 UTC |
Bailenson RobertChief Financial Officer
|
GrantCommon Shares | 12,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013841 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,151.0819 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:25 UTC |
Albert HowardChief Risk Officer
|
GrantCommon Shares | 5,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013833 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,574.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 23:28 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 1,363 | $45.34 | $61,798.42 |
DisclosureSEC source: 0001209191-20-012704 · doc4.xml · nonDerivative · entry 3 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,727 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 23:24 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 139 | $45.34 | $6,302.26 |
DisclosureSEC source: 0001209191-20-012699 · doc4.xml · nonDerivative · entry 3 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,845 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionPerformance Share Units · Derivative | 69,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · derivative · entry 7 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,237 Underlying: Common Shares · 69,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 50,332 | $46.30 | $2,330,371.60 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 3 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,622.0034 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 122,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398,954.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:33 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 28,560 | $46.30 | $1,322,328.00 |
DisclosureSEC source: 0001209191-20-012716 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,692.0034 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 67 shares purchased on 12/31/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:28 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 1,285 | $46.30 | $59,495.50 |
DisclosureSEC source: 0001209191-20-012704 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,090 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:30 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionPerformance Share Units · Derivative | 7,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012707 · doc4.xml · derivative · entry 4 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,581 Underlying: Common Shares · 7,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:30 UTC |
Donnarumma StephenChief Credit Officer
|
Tax withholdingCommon Shares | 7,099 | $46.30 | $328,683.70 |
DisclosureSEC source: 0001209191-20-012707 · doc4.xml · nonDerivative · entry 3 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,813.0408 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:30 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 13,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012707 · doc4.xml · nonDerivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,912.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:30 UTC |
Donnarumma StephenChief Credit Officer
|
Tax withholdingCommon Shares | 4,073 | $46.30 | $188,579.90 |
DisclosureSEC source: 0001209191-20-012707 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,574.0408 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 202 shares purchased on 12/31/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionPerformance Share Units · Derivative | 13,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,732 Underlying: Common Shares · 13,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Tax withholdingCommon Shares | 11,975 | $46.30 | $554,442.50 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,553.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionCommon Shares | 24,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,528.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Tax withholdingCommon Shares | 6,830 | $46.30 | $316,229.00 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,076.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:24 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 246 | $46.30 | $11,389.80 |
DisclosureSEC source: 0001209191-20-012699 · doc4.xml · nonDerivative · entry 2 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,984 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:22 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 16,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012697 · doc4.xml · derivative · entry 4 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,453 Underlying: Common Shares · 16,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:22 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 14,152 | $46.30 | $655,237.60 |
DisclosureSEC source: 0001209191-20-012697 · doc4.xml · nonDerivative · entry 3 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,482.0819 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:22 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionCommon Shares | 28,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012697 · doc4.xml · nonDerivative · entry 2 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,634.0819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:22 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 8,031 | $46.30 | $371,835.30 |
DisclosureSEC source: 0001209191-20-012697 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,736.0819 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionPerformance Share Units · Derivative | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,296 Underlying: Common Shares · 7,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 6,804 | $46.30 | $315,025.20 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,506.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 13,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,310.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 3,906 | $46.30 | $180,847.80 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,416.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 237 shares purchased on 12/31/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:28 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 1,802 | $46.30 | $83,432.60 |
DisclosureSEC source: 0001209191-20-012704 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,375 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:24 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 269 | $46.30 | $12,454.70 |
DisclosureSEC source: 0001209191-20-012699 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,230 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:57 UTC |
O Kane Michael TDirector
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 3,153 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002790 · doc4.xml · derivative · entry 3 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,153 shares Expires 2020-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options have been exercised. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:57 UTC |
O Kane Michael TDirector
|
Tax withholdingCommon Shares | 1,233 | $48.59 | $59,911.47 |
DisclosureSEC source: 0001209191-20-002790 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,807 F1 · kind: Represents the payment of the exercise price of stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:57 UTC |
O Kane Michael TDirector
|
Exercise / conversionCommon Shares | 3,153 | $19.00 | $59,907.00 |
DisclosureSEC source: 0001209191-20-002790 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:07 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 100,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-19-060458 · doc4.xml · derivative · entry 6 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012, and 1/3 on February 24, 2013. F3 · balance_after: All options have been exercised. Total does not include 151,507 performance share units of various tranches. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:07 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Tax withholdingCommon Shares | 65,120 | $49.52 | $3,224,742.40 |
DisclosureSEC source: 0001209191-19-060458 · doc4.xml · nonDerivative · entry 2 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305,185.0034 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:07 UTC |
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
|
Exercise / conversionCommon Shares | 100,000 | $19.79 | $1,979,000.00 |
DisclosureSEC source: 0001209191-19-060458 · doc4.xml · nonDerivative · entry 1 FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,305.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:23 UTC |
Bieling LauraChief Accounting Officer
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 2,800 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-19-059297 · doc4.xml · derivative · entry 3 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,949 Underlying: Common Shares · 2,800 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on February 7, 2014, 1/3 on February 7, 2015 and 1/3 on February 7, 2016. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:23 UTC |
Bieling LauraChief Accounting Officer
|
SaleCommon Shares | 2,800 | $49.15 | $137,620.00 |
DisclosureSEC source: 0001209191-19-059297 · doc4.xml · nonDerivative · entry 2 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $49.15 and $49.16 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.