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Nasdaq · USD

AGIO

AGIOS PHARMACEUTICALS, INC.

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Tapewire entity
4499
SEC CIK
0001439222
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202601
Feb 202600
Mar 2026021
Apr 202607
May 202600
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 19, 2020 21:50 UTC Tax withholdingCommon stock 2,534 $52.01 $131,793.34
Disclosure

SEC source: 0001439222-20-000015 · wf-form4_158214903584597.xml · nonDerivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,158

Read SEC document
February 16, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · derivative · entry 8

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2020. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F6 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2020. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · derivative · entry 7

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. The shares underlying the restricted stock units will vest in three equal annual installments on February 16, 2019, 2020 and 2021. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F5 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. The shares underlying the restricted stock units will vest in three equal annual installments on February 16, 2019, 2020 and 2021. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionCommon stock 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · nonDerivative · entry 2

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionCommon stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:53 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionRestricted stock unit · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000018 · wf-form4_158214922111232.xml · derivative · entry 5

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:53 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000018 · wf-form4_158214922111232.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:51 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionRestricted stock units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000016 · wf-form4_158214909552275.xml · derivative · entry 5

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:51 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000016 · wf-form4_158214909552275.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:50 UTC Exercise / conversionRestricted stock units · Derivative 8,125 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000015 · wf-form4_158214903584597.xml · derivative · entry 5

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

Underlying: Common stock · 8,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:50 UTC Exercise / conversionCommon stock 8,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000015 · wf-form4_158214903584597.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
GrantStock option (right to buy) · Derivative 5,332 $0.00 Strike: $51.51 $0.00
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · derivative · entry 6

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,332

Underlying: Common stock · 5,332 shares

Expires 2030-02-14

F4 · derivative.exercise_date: This option was granted on February 14, 2020. The shares underlying this option vest as to 25% of the underlying shares on February 14, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
GrantRestricted stock unit · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · derivative · entry 5

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 14, 2020. The shares underlying the restricted stock units will vest in full on February 14, 2022.

F3 · derivative.expiration_date: The restricted stock units were granted on February 14, 2020. The shares underlying the restricted stock units will vest in full on February 14, 2022.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
GrantRestricted stock units · Derivative 2,666 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · derivative · entry 4

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666

Underlying: Common stock · 2,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 14, 2020. Beginning on February, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on February 14, 2020. Beginning on February, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:53 UTC
Bowden ChristopherChief Medical Officer
GrantStock option (right to buy) · Derivative 45,000 $0.00 Strike: $51.51 $0.00
Disclosure

SEC source: 0001439222-20-000018 · wf-form4_158214922111232.xml · derivative · entry 4

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common stock · 45,000 shares

Expires 2030-02-14

F3 · derivative.exercise_date: This option was granted on February 14, 2020. The shares underlying this option vest as to 25% of the underlying shares on February 14, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:53 UTC
Bowden ChristopherChief Medical Officer
GrantRestricted stock units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000018 · wf-form4_158214922111232.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 14, 2020. Beginning on February, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on February 14, 2020. Beginning on February, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:52 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
GrantRestricted stock units · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000017 · wf-form4_158214915116382.xml · derivative · entry 2

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common stock · 34,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 14, 2020. Beginning on February, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on February 14, 2020. Beginning on February, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:52 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
GrantStock option (right to buy) · Derivative 137,000 $0.00 Strike: $51.51 $0.00
Disclosure

SEC source: 0001439222-20-000017 · wf-form4_158214915116382.xml · derivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,000

Underlying: Common stock · 137,000 shares

Expires 2030-02-14

F1 · derivative.exercise_date: This option was granted on February 14, 2020. The shares underlying this option vest as to 25% of the underlying shares on February 14, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:51 UTC
Hirsch AndrewChief Financial Officer
GrantStock option (right to buy) · Derivative 45,000 $0.00 Strike: $51.51 $0.00
Disclosure

SEC source: 0001439222-20-000016 · wf-form4_158214909552275.xml · derivative · entry 4

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common stock · 45,000 shares

Expires 2030-02-14

F3 · derivative.exercise_date: This option was granted on February 14, 2020. The shares underlying this option vest as to 25% of the underlying shares on February 14, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:51 UTC
Hirsch AndrewChief Financial Officer
GrantRestricted stock units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000016 · wf-form4_158214909552275.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 14, 2020. Beginning on February 14, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on February 14, 2020. Beginning on February 14, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:18 UTC GiftCommon stock 1,915 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000026 · wf-form4_158292472045446.xml · nonDerivative · entry 2

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,294

F1 · kind: This disposition reflects a gift of shares to a not-for-profit organization.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 21:18 UTC GiftCommon stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000026 · wf-form4_158292472045446.xml · nonDerivative · entry 1

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,209

F1 · kind: This disposition reflects a gift of shares to a not-for-profit organization.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:05 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionStock option (right to buy) · Derivative 7,100 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001439222-20-000008 · wf-form4_158205991627413.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,306

Underlying: Common stock · 7,100 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: This option was granted on May 31, 2014. The shares underlying this option vest as to 25% of the underlying shares on May 13, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:05 UTC
Bowden ChristopherChief Medical Officer
SaleCommon stock 7,100 $50.16 $356,111.86
Disclosure

SEC source: 0001439222-20-000008 · wf-form4_158205991627413.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $50.00 to $50.82. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:05 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 7,100 $35.16 $249,636.00
Disclosure

SEC source: 0001439222-20-000008 · wf-form4_158205991627413.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:21 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionStock option (right to buy) · Derivative 621 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001439222-20-000006 · wf-form4_158162886617100.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,406

Underlying: Common stock · 621 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: This option was granted on May 31, 2014. The shares underlying this option vest as to 25% of the underlying shares on May 13, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:21 UTC
Bowden ChristopherChief Medical Officer
SaleCommon stock 621 $50.02 $31,063.23
Disclosure

SEC source: 0001439222-20-000006 · wf-form4_158162886617100.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $50.00 to $50.06. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:21 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 621 $35.16 $21,834.36
Disclosure

SEC source: 0001439222-20-000006 · wf-form4_158162886617100.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:52 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionStock option (right to buy) · Derivative 35,447 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001439222-20-000005 · wf-form4_158102593034853.xml · derivative · entry 6

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,027

Underlying: Common stock · 35,447 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: This option was granted on May 31, 2014. The shares underlying this option vest as to 25% of the underlying shares on May 13, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:52 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 35,447 $35.16 $1,246,316.52
Disclosure

SEC source: 0001439222-20-000005 · wf-form4_158102593034853.xml · nonDerivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:52 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionStock option (right to buy) · Derivative 8,526 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001439222-20-000005 · wf-form4_158102593034853.xml · derivative · entry 5

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,474

Underlying: Common stock · 8,526 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: This option was granted on May 31, 2014. The shares underlying this option vest as to 25% of the underlying shares on May 13, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:52 UTC
Bowden ChristopherChief Medical Officer
SaleCommon stock 35,447 $50.10 $1,776,025.85
Disclosure

SEC source: 0001439222-20-000005 · wf-form4_158102593034853.xml · nonDerivative · entry 4

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $50.00 to $50.46. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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February 04, 2020 Filed Feb 6, 2020 21:52 UTC
Bowden ChristopherChief Medical Officer
SaleCommon stock 14,191 $50.03 $709,962.96
Disclosure

SEC source: 0001439222-20-000005 · wf-form4_158102593034853.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $50.00 to $50.23. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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February 04, 2020 Filed Feb 6, 2020 21:52 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 8,526 $35.16 $299,774.16
Disclosure

SEC source: 0001439222-20-000005 · wf-form4_158102593034853.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 77 shares purchased through the Company's employee stock purchase plan.

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January 06, 2020 Filed Jan 8, 2020 21:24 UTC
Car BruceChief Scientific Officer
GrantRestricted stock units · Derivative 10,311 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000003 · wf-form4_157851867389419.xml · derivative · entry 2

Car Bruce · CIK 0001798876 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311

Underlying: Common stock · 10,311 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on January 6, 2020. Beginning on January 6, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on January 6, 2020. Beginning on January 6, 2021, the shares underlying the restricted stock units will vest in three equal annual installments.

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January 06, 2020 Filed Jan 8, 2020 21:24 UTC
Car BruceChief Scientific Officer
GrantStock option (right to buy) · Derivative 47,007 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0001439222-20-000003 · wf-form4_157851867389419.xml · derivative · entry 1

Car Bruce · CIK 0001798876 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,007

Underlying: Common stock · 47,007 shares

Expires 2030-01-06

F1 · derivative.exercise_date: This option was granted on January 6, 2020. The shares underlying this option vest as to 25% of the underlying shares on January 6, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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December 26, 2019 Filed Dec 30, 2019 16:08 UTC
Alenson CarmanPrincipal Accounting Officer
SaleCommon stock 2,950 $50.09 $147,765.50
Disclosure

SEC source: 0001439222-19-000030 · wf-form4_157774008262318.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $50.04 to $50.58. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares purchased through the Company's employee stock purchase plan.

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December 03, 2019 Filed Dec 5, 2019 21:07 UTC
Biller JonathanChief Legal Officer
GrantRestricted stock units · Derivative 17,259 $0.00 $0.00
Disclosure

SEC source: 0001439222-19-000028 · wf-form4_157558005250284.xml · derivative · entry 2

Biller Jonathan · CIK 0001744749 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,259

Underlying: Common stock · 17,259 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on December 3, 2019. Beginning on December 3, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on December 3, 2019. Beginning on December 3, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

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December 03, 2019 Filed Dec 5, 2019 21:07 UTC
Biller JonathanChief Legal Officer
GrantStock option (right to buy) · Derivative 78,824 $0.00 Strike: $39.11 $0.00
Disclosure

SEC source: 0001439222-19-000028 · wf-form4_157558005250284.xml · derivative · entry 1

Biller Jonathan · CIK 0001744749 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,824

Underlying: Common stock · 78,824 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option was granted on December 3, 2019. The shares underlying this option vest as to 25% of the underlying shares on December 3, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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November 13, 2019 Filed Nov 15, 2019 21:05 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
PurchaseCommon stock 40,322 $31.00 $1,249,982.00
Disclosure

SEC source: 0001439222-19-000025 · wf-form4_157385189418467.xml · nonDerivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,722

F1 · price: All shares were purchased at $31.00 per share in an underwritten public offering that closed on November 13, 2019.

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November 13, 2019 Filed Nov 15, 2019 21:03 UTC PurchaseCommon stock 8,064 $31.00 $249,984.00
Disclosure

SEC source: 0001439222-19-000023 · wf-form4_157385177050441.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,567

F1 · price: All shares were purchased at $31.00 per share in an underwritten public offering that closed on November 13, 2019.

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November 12, 2019 Filed Nov 14, 2019 16:06 UTC PurchaseCommon Stock 403,225 $31.00 $12,499,975.00
Disclosure

SEC source: 0001104659-19-064171 · tm1922788d1_4.xml · nonDerivative · entry 1

CELGENE CORP /DE/ · CIK 0000816284 · 10% owner

Celgene European Investment Co LLC · CIK 0001577650 · 10% owner

Celgene Switzerland LLC · CIK 0001661486 · 10% owner

Celgene Alpine Investment Co., LLC · CIK 0001581774 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,824

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:20 UTC GiftCommon stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-19-000011 · wf-form4_156054363018449.xml · nonDerivative · entry 1

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,609

F1 · kind: This disposition reflects a gift of 5,000 shares to a not-for-profit organization.

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June 11, 2019 Filed Jun 13, 2019 20:07 UTC
Biller ScottChief Scientific Officer
Exercise / conversionStock option (right to buy) · Derivative 7,218 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001628280-19-007955 · wf-form4_156045644678438.xml · derivative · entry 3

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,218 shares

Expires 2022-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on April 6, 2012 for the purchase of 63,636 shares of common stock. The option vests as to 25% of the shares upon the achievement of a performance milestone, as to an additional 50% upon the achievement of a second performance milestone, and as to the remaining 25% on the first anniversary of the first date that both performance milestones were achieved. The performance criteria for the first performance milestone were met on March 18, 2013. The performance criteria for the second performance milestone were met on April 4, 2014, resulting in the vesting of the option as to 31,818 shares, and the remaining 15,909 shares vested on April 4, 2015.

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June 11, 2019 Filed Jun 13, 2019 20:07 UTC
Biller ScottChief Scientific Officer
Exercise / conversionCommon stock 7,218 $2.34 $16,872.08
Disclosure

SEC source: 0001628280-19-007955 · wf-form4_156045644678438.xml · nonDerivative · entry 1

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed May 31, 2019 20:08 UTC Exercise / conversionRestricted stock units · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033625 · doc4.xml · derivative · entry 4

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 31, 2018. The shares underlying the stock units vested in full on May 31, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on May 31, 2018. The shares underlying the stock units vested in full on May 31, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
May 31, 2019 Filed May 31, 2019 20:08 UTC Exercise / conversionCommon stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033625 · doc4.xml · nonDerivative · entry 1

MARAGANORE JOHN · CIK 0001180432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 31, 2019 Filed May 31, 2019 20:08 UTC Exercise / conversionRestricted stock units · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033626 · doc4.xml · derivative · entry 4

Scadden David · CIK 0001707715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 31, 2018. The shares underlying the stock units vested in full on May 31, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on May 31, 2018. The shares underlying the stock units vested in full on May 31, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
May 31, 2019 Filed May 31, 2019 20:08 UTC Exercise / conversionCommon stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033626 · doc4.xml · nonDerivative · entry 1

Scadden David · CIK 0001707715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 31, 2019 Filed May 31, 2019 20:07 UTC
Ho MaykinDirector
Exercise / conversionRestricted stock units · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033622 · doc4.xml · derivative · entry 4

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 31, 2018. The shares underlying the stock units vested in full on May 31, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on May 31, 2018. The shares underlying the stock units vested in full on May 31, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.