AES

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 5

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,821,155

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 4

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,897,095

F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,745,519

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754,988

F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,755,974

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-24-006840 · form4.xml · nonDerivative · entry 1

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,235

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2021.

SEC source: 0001127602-24-006835 · form4.xml · nonDerivative · entry 1

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,545

F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2021.

SEC source: 0001127602-24-005006 · form4.xml · derivative · entry 4

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 396,053 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017

SEC source: 0001127602-24-005006 · form4.xml · nonDerivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,560,516

F2 · shares: Reflects mandatory withholding transaction with AES for the payment of the option exercise price and associated taxes. There was no transaction in the market.

SEC source: 0001127602-24-005006 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-001837 · form4.xml · derivative · entry 2

Bhandari Inderpal S · CIK 0001945907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,538

Underlying: Common Stock · 4,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

SEC source: 0001127602-24-001837 · form4.xml · derivative · entry 1

Bhandari Inderpal S · CIK 0001945907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,541

Underlying: Common Stock · 1,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents annual retainer cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents annual retainer cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

SEC source: 0001127602-24-012913 · form4.xml · nonDerivative · entry 2

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,779

F1 · shares: This transaction is being reported late due to an administrative error.

F2 · balance_after: The column 5 tally is based on the number of shares reported as beneficially owned in the reporting person's most recently filed Form 4.

SEC source: 0001127602-23-029623 · form4.xml · derivative · entry 4

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,643 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017.

SEC source: 0001127602-23-029623 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,261

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001127602-23-029623 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-030375 · form4a.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,177

F1 · shares: The reporting person's original Form 4 filed on December 14, 2023 inadvertently underreported the number of shares sold in connection with an option exercise and sale of shares on December 13, 2023. This Form 4/A is being filed to correct the error.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001127602-24-012913 · form4.xml · nonDerivative · entry 1

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,706

F1 · shares: This transaction is being reported late due to an administrative error.

F2 · balance_after: The column 5 tally is based on the number of shares reported as beneficially owned in the reporting person's most recently filed Form 4.

SEC source: 0001127602-23-027988 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,778

F1 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on November 19, 2021.

SEC source: 0001127602-23-027986 · form4.xml · nonDerivative · entry 1

Falu Ricardo Manuel · CIK 0001942815 · SVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,033

F1 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on November 19, 2021.

SEC source: 0001127602-23-027133 · form4.xml · nonDerivative · entry 1

Falu Ricardo Manuel · CIK 0001942815 · SVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,981

SEC source: 0001127602-23-027075 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,123

SEC source: 0001127602-23-026981 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,798

SEC source: 0001127602-23-026979 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,526,449

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $16.35 to $16.38, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range.

SEC source: 0001127602-23-026980 · form4.xml · nonDerivative · entry 1

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,037

SEC source: 0001127602-23-027073 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,025

SEC source: 0001127602-23-022706 · form4.xml · nonDerivative · entry 1

MONIE ALAIN · CIK 0001230564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,725

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.24 to $18.29, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the ranges.

SEC source: 0001127602-23-022282 · form4.xml · nonDerivative · entry 1

Laulis Julia M. · CIK 0001644052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

SEC source: 0001127602-23-022188 · form4.xml · nonDerivative · entry 3

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 24,500

SEC source: 0001127602-23-022188 · form4.xml · nonDerivative · entry 2

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 1

Disclosed balance after: 24,500

SEC source: 0001127602-23-022188 · form4.xml · nonDerivative · entry 1

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,653

SEC source: 0001127602-23-020948 · form4.xml · derivative · entry 1

ANDERSON GERARD M · CIK 0001167314 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,060

Underlying: Common Stock · 8,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-018798 · form4.xml · derivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,053

Underlying: Common Stock · 50,000 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017

SEC source: 0001127602-23-018798 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-013367 · form4.xml · derivative · entry 1

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,451

Underlying: Common Stock · 11,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013366 · form4.xml · derivative · entry 1

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,581

Underlying: Common Stock · 7,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013365 · form4.xml · derivative · entry 1

Naim Moises · CIK 0001573692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,027

Underlying: Common Stock · 11,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013362 · form4.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,562

Underlying: Common Stock · 12,736 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013359 · form4.xml · derivative · entry 1

MONIE ALAIN · CIK 0001230564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 7,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013358 · form4.xml · derivative · entry 1

Laulis Julia M. · CIK 0001644052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,294

Underlying: Common Stock · 11,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013357 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,727

Underlying: Common Stock · 7,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013356 · form4.xml · derivative · entry 1

Khanna Tarun · CIK 0001459592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,211

Underlying: Common Stock · 9,636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-013355 · form4.xml · derivative · entry 1

DAVIDSON JANET · CIK 0001230523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,487

Underlying: Common Stock · 9,007 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015.

SEC source: 0001127602-23-007325 · form4.xml · nonDerivative · entry 4

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,079

F4 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-23-007325 · form4.xml · nonDerivative · entry 3

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,327

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.

SEC source: 0001127602-23-007325 · form4.xml · nonDerivative · entry 2

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,693

F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.

SEC source: 0001127602-23-007325 · form4.xml · nonDerivative · entry 1

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,023

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-23-007352 · form4.xml · nonDerivative · entry 3

Rubiolo Juan Ignacio · CIK 0001754411 · EVP, President Int. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,673

F3 · shares: This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date. Each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-23-007352 · form4.xml · nonDerivative · entry 2

Rubiolo Juan Ignacio · CIK 0001754411 · EVP, President Int. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,891

F2 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.

SEC source: 0001127602-23-007352 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP, President Int. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,297

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.