Tapewire

Nasdaq · USD

AEIS

ADVANCED ENERGY INDUSTRIES INC

Export transactions ↓
Tapewire entity
3497
SEC CIK
0000927003
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202604
Mar 2026024
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 2026021
Sep 202602
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 27, 2017 22:38 UTC GrantCommon Stock 5,494 $61.66 $338,760.04
Disclosure

SEC source: 0001209191-17-014913 · doc4.xml · nonDerivative · entry 1

Liguori Thomas · CIK 0001229306 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,964

F1 · shares: These performance share awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 2/23/17 release by the Compensation Committee 2/1/17.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:30 UTC
WASSERMAN YUVALDirector · President & CEO
Tax withholdingCommon Stock 6,462 $61.19 $395,409.78
Disclosure

SEC source: 0001209191-17-008172 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,209

F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 20,570 Performance Shares. As of the transaction date, the restricted stock units have vested as to 32,365 shares.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:29 UTC
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
Tax withholdingCommon Stock 2,086 $61.19 $127,642.34
Disclosure

SEC source: 0001209191-17-008169 · doc4.xml · nonDerivative · entry 2

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,153

F2 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock.

F3 · balance_after: Represents 15,963 shares of Restricted Stock units (RSUs) and 5,190 shares of Performance shares. As of the transaction date, the Restricted Stock Units have vested as to 3,120 shares.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:27 UTC Tax withholdingCommon Stock 1,761 $61.19 $107,755.59
Disclosure

SEC source: 0001209191-17-008167 · doc4.xml · nonDerivative · entry 2

Liguori Thomas · CIK 0001229306 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,470

F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock.

F3 · balance_after: Represents 70,470 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to 31,903 shares and Mr. Liguori holds 20,690 shares in street name.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:30 UTC
WASSERMAN YUVALDirector · President & CEO
GrantPerformance Units · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008172 · doc4.xml · derivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,380

Underlying: Commoon Stock · 43,380 shares

Expires not disclosed

F4 · derivative.exercise_date: These performance share awards were issued under the 2016 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

F4 · derivative.expiration_date: These performance share awards were issued under the 2016 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:30 UTC
WASSERMAN YUVALDirector · President & CEO
GrantCommon Stock 21,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008172 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,671

F1 · shares: The employee restricted stock units granted 2/2/2017 under the Company's 2017 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:29 UTC
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
GrantPerformance Units · Derivative 10,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008169 · doc4.xml · derivative · entry 3

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

Underlying: Common Stock · 10,845 shares

Expires not disclosed

F4 · derivative.exercise_date: These performance share awards were issued under the 2017 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

F4 · derivative.expiration_date: These performance share awards were issued under the 2017 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:29 UTC
MCGIMPSEY THOMAS OEVP Gen Counsel & Corp Sec
GrantCommon Stock 5,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008169 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,239

F1 · shares: The employee Restricted Stock units granted 2/2/2017 under the Company's 2017 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:27 UTC GrantPerformance Units · Derivative 14,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008167 · doc4.xml · derivative · entry 3

Liguori Thomas · CIK 0001229306 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 14,315 shares

Expires not disclosed

F4 · derivative.exercise_date: These performance share awards were issued under the 2017 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3 year period will be cancelled.

F4 · derivative.expiration_date: These performance share awards were issued under the 2017 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3 year period will be cancelled.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:27 UTC GrantCommon Stock 7,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008167 · doc4.xml · nonDerivative · entry 1

Liguori Thomas · CIK 0001229306 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,231

F1 · shares: Employee Restricted Stock Units granted on 2/2/2017 under the Company's 2017 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the firs anniversary date of the grant

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:05 UTC SaleCommon Stock 4,000 $54.86 $219,440.00
Disclosure

SEC source: 0001209191-17-002212 · doc4.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,750

F1 · shares: Sale in accordance with Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $54.23 to $55.47. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: As of this filing Mr. Rohrs holds 18,750 shares in street name and 8,000 RSUs are unvested.

Read SEC document
December 13, 2016 Filed Dec 29, 2016 21:21 UTC GiftCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 5

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 1998 Ball Family Trust

Disclosed balance after: 13,000

F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing.

Read SEC document
December 13, 2016 Filed Dec 29, 2016 21:21 UTC GiftCommon Sock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 4

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing.

Read SEC document
November 15, 2016 Filed Dec 29, 2016 21:21 UTC GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 3

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

F2 · shares: Represents charitable contribution of shares.

Read SEC document
November 11, 2016 Filed Dec 29, 2016 21:21 UTC GiftCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 2

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 1998 Ball Family Trust

Disclosed balance after: 9,250

F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing.

Read SEC document
November 11, 2016 Filed Dec 29, 2016 21:21 UTC GiftCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157005 · doc4.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

F1 · balance_after: Mr. Ball transferred 13,000 vested RSUs to the 1998 Ball Family Trust (9,250 shares on 11/11/16 and 3,750 on 12/13/2016. 8,000 RSUs remain unvested at the time of this filing.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:16 UTC SaleCommon Stock 4,000 $47.82 $191,280.00
Disclosure

SEC source: 0001209191-16-148618 · doc4.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,750

F1 · shares: Sale in accordance with 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from 47.36 to 48.52. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Mr. Rohrs has been granted a total of 87,000 RSUs in eleven grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs (A-E)vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013; (I) 8,000 RSUs granted on May 7, 2014; (J) 8,000 RSUs granted on May 7, 2015; (K) 8,000 RSUs granted on May 5, 2016. These RSUs (F-K) vested 100% on the first anniversary of the grant date. As of this filing Mr. Rohrs holds 22,750 shares in street name.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.