Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2017 Filed Sep 20, 2017 21:54 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.52 | $17,600.00 |
DisclosureSEC source: 0001040470-17-000064 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:54 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000064 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:28 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000061 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:28 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.36 | $16,800.00 |
DisclosureSEC source: 0001040470-17-000061 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:28 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000061 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 00:04 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000058 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 00:04 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.18 | $15,900.00 |
DisclosureSEC source: 0001040470-17-000058 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 00:04 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000058 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 22:21 UTC |
Erickson GaynDirector · President & C.E.O
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001040470-17-000057 · primary_doc.xml · derivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,667 Underlying: Common Stock · 60,000 shares Expires 2019-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 22:21 UTC |
Erickson GaynDirector · President & C.E.O
|
Exercise / conversionCommon Stock | 60,000 | $0.59 | $35,400.00 |
DisclosureSEC source: 0001040470-17-000057 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 23:02 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000056 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 23:02 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.67 | $18,350.00 |
DisclosureSEC source: 0001040470-17-000056 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 23:02 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000056 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 22:04 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 2,700 | $3.70 | $9,990.00 |
DisclosureSEC source: 0001040470-17-000055 · primary_doc.xml · nonDerivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,063 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 22:04 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 17,300 | $3.71 | $64,234.90 |
DisclosureSEC source: 0001040470-17-000055 · primary_doc.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,763 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 22:04 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 20,000 | $3.82 | $76,420.00 |
DisclosureSEC source: 0001040470-17-000055 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,063 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| August 04, 2017 Filed Aug 29, 2017 23:14 UTC |
Schneider John M.Director
|
SaleCommon Stock | 17,900 | $4.00 | $71,675.18 |
DisclosureSEC source: 0001040470-17-000060 · primary_doc.xml · nonDerivative · entry 1 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 78,632 F1 · ownership.nature: Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:53 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,460 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001040470-17-000054 · primary_doc.xml · derivative · entry 3 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,460 shares Expires 2021-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:53 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001040470-17-000054 · primary_doc.xml · derivative · entry 2 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 18:53 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionCommon Stock | 24,960 | $2.06 | $51,492.48 |
DisclosureSEC source: 0001040470-17-000054 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 734,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2017 Filed Aug 25, 2017 22:54 UTC |
Schneider John M.Director
|
SaleCommon Stock | 45,168 | $4.01 | $181,114.65 |
DisclosureSEC source: 0001040470-17-000059 · primary_doc.xml · nonDerivative · entry 2 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 96,532 F1 · ownership.nature: Shares held by PWA Real Estate, LL for which the Reporting Person is an affiliate. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 21:10 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 1,500 | $4.14 | $6,210.00 |
DisclosureSEC source: 0001040470-17-000053 · primary_doc.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 899,214 Read SEC document |
| July 26, 2017 Filed Aug 25, 2017 22:54 UTC |
Schneider John M.Director
|
SaleCommon Stock | 3,518 | $4.15 | $14,599.70 |
DisclosureSEC source: 0001040470-17-000059 · primary_doc.xml · nonDerivative · entry 1 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 141,700 F1 · ownership.nature: Shares held by PWA Real Estate, LL for which the Reporting Person is an affiliate. Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 23:23 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 10,000 | $4.14 | $41,400.00 |
DisclosureSEC source: 0001040470-17-000050 · primary_doc.xml · nonDerivative · entry 5 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 900,714 Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 23:23 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 10,000 | $4.09 | $40,910.00 |
DisclosureSEC source: 0001040470-17-000050 · primary_doc.xml · nonDerivative · entry 4 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 910,714 Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 23:23 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 10,056 | $4.05 | $40,726.80 |
DisclosureSEC source: 0001040470-17-000050 · primary_doc.xml · nonDerivative · entry 3 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 920,714 Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 23:51 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 5,698 | $4.08 | $23,247.84 |
DisclosureSEC source: 0001040470-17-000051 · primary_doc.xml · nonDerivative · entry 4 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 92,118 Read SEC document |
| July 25, 2017 Filed Jul 25, 2017 23:51 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 4,113 | $4.10 | $16,846.85 |
DisclosureSEC source: 0001040470-17-000051 · primary_doc.xml · nonDerivative · entry 3 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 97,816 Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 19:19 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000052 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 19:19 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $4.05 | $20,230.00 |
DisclosureSEC source: 0001040470-17-000052 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016 Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 19:19 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-17-000052 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 23:23 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 9,944 | $4.05 | $40,273.20 |
DisclosureSEC source: 0001040470-17-000050 · primary_doc.xml · nonDerivative · entry 2 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 930,770 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 23:23 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 10,000 | $4.04 | $40,390.00 |
DisclosureSEC source: 0001040470-17-000050 · primary_doc.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 940,714 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 23:51 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 6,159 | $4.05 | $24,937.79 |
DisclosureSEC source: 0001040470-17-000051 · primary_doc.xml · nonDerivative · entry 2 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 101,929 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 23:51 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 6,110 | $4.04 | $24,708.84 |
DisclosureSEC source: 0001040470-17-000051 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 108,088 Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:59 UTC |
POSEDEL RHEA JDirector
|
GrantIncentive Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000045 · primary_doc.xml · derivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2024-07-11 F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 14, 2017 00:26 UTC Amendment |
SPINK KENNETH B.VP OF FINANCE & CFO
|
GrantIncentive Stock Option (right to buy) · Derivative | 24,400 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000047 · primary_doc.xml · derivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 Underlying: Common Stock · 24,400 shares Expires 2024-07-11 F1 · shares: This report on Form 4/A is being filed to correct the "Number of Derivative Securities Acquired", "Number of Shares" of Underlying Securities, and "Number of Derivative Securities Beneficially Owned Following Reported Transaction" from 14,400 to 24,400. F1 · derivative.underlying_shares: This report on Form 4/A is being filed to correct the "Number of Derivative Securities Acquired", "Number of Shares" of Underlying Securities, and "Number of Derivative Securities Beneficially Owned Following Reported Transaction" from 14,400 to 24,400. F1 · balance_after: This report on Form 4/A is being filed to correct the "Number of Derivative Securities Acquired", "Number of Shares" of Underlying Securities, and "Number of Derivative Securities Beneficially Owned Following Reported Transaction" from 14,400 to 24,400. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 23:20 UTC |
ALLISON MARK D.VP OF WORLDWIDE SALES
|
GrantIncentive Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000046 · primary_doc.xml · derivative · entry 2 ALLISON MARK D. · CIK 0001584400 · VP OF WORLDWIDE SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 23:20 UTC |
ALLISON MARK D.VP OF WORLDWIDE SALES
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000046 · primary_doc.xml · nonDerivative · entry 1 ALLISON MARK D. · CIK 0001584400 · VP OF WORLDWIDE SALES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,882 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:51 UTC |
FUCCI DAVIDVP OF OPERATIONS
|
GrantIncentive Stock Option (right to buy) · Derivative | 11,250 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000044 · primary_doc.xml · derivative · entry 2 FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:51 UTC |
FUCCI DAVIDVP OF OPERATIONS
|
GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000044 · primary_doc.xml · nonDerivative · entry 1 FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:30 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
GrantIncentive Stock Option (right to buy) · Derivative | 14,063 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000043 · primary_doc.xml · derivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063 Underlying: Common Stock · 14,063 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:30 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
GrantCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000043 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:17 UTC |
BUCK CARL NVP OF MARKETING
|
GrantIncentive Stock Option (right to buy) · Derivative | 11,250 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000042 · primary_doc.xml · derivative · entry 2 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:17 UTC |
BUCK CARL NVP OF MARKETING
|
GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000042 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 114,198 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:00 UTC |
Erickson GaynDirector · President & C.E.O
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,344 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000041 · primary_doc.xml · derivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,344 Underlying: Common Stock · 10,344 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:00 UTC |
Erickson GaynDirector · President & C.E.O
|
GrantIncentive Stock Option (right to buy) · Derivative | 23,856 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000041 · primary_doc.xml · derivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,856 Underlying: Common Stock · 23,856 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 22:00 UTC |
Erickson GaynDirector · President & C.E.O
|
GrantCommon Stock | 11,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000041 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,063 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 21:17 UTC |
SPINK KENNETH B.VP OF FINANCE & CFO
|
GrantIncentive Stock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000040 · primary_doc.xml · derivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Underlying: Common Stock · 14,400 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 21:17 UTC |
SPINK KENNETH B.VP OF FINANCE & CFO
|
GrantCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000040 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,287 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.