Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 13, 2017 23:02 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.58 | $12,900.00 |
DisclosureSEC source: 0001040470-17-000090 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 23:02 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000090 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:38 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000086 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Comon Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:38 UTC |
HENDRICKSON DAVID SVP of Engineering
|
SaleCommon Stock | 5,000 | $2.79 | $13,950.00 |
DisclosureSEC source: 0001040470-17-000086 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:38 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000086 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 22:48 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000085 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 22:48 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.10 | $15,500.00 |
DisclosureSEC source: 0001040470-17-000085 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 22:48 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000085 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 19:10 UTC |
Erickson GaynDirector · President & C.E.O
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001040470-17-000084 · primary_doc.xml · derivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,667 Underlying: Common Stock · 30,000 shares Expires 2019-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 19:10 UTC |
Erickson GaynDirector · President & C.E.O
|
Exercise / conversionCommon Stock | 30,000 | $0.59 | $17,700.00 |
DisclosureSEC source: 0001040470-17-000084 · primary_doc.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 19:10 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 20,000 | $3.40 | $67,940.00 |
DisclosureSEC source: 0001040470-17-000084 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,063 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 18:29 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,183 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0001040470-17-000083 · primary_doc.xml · derivative · entry 7 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 15,183 shares Expires 2021-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 18:29 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,985 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001040470-17-000083 · primary_doc.xml · derivative · entry 6 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,985 shares Expires 2020-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 18:29 UTC |
ELDER WILLIAM W RDirector
|
SaleCommon Stock | 28,168 | $3.51 | $98,897.85 |
DisclosureSEC source: 0001040470-17-000083 · primary_doc.xml · nonDerivative · entry 3 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 18:29 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionCommon Stock | 15,183 | $2.06 | $31,322.53 |
DisclosureSEC source: 0001040470-17-000083 · primary_doc.xml · nonDerivative · entry 2 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 18:29 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionCommon Stock | 12,985 | $1.77 | $22,983.45 |
DisclosureSEC source: 0001040470-17-000083 · primary_doc.xml · nonDerivative · entry 1 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000080 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.44 | $17,200.00 |
DisclosureSEC source: 0001040470-17-000080 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 21:31 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000080 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 16:20 UTC |
ELDER WILLIAM W RDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001040470-17-000076 · primary_doc.xml · derivative · entry 1 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-26 F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 20:52 UTC |
SLAYEN HOWARD TDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001040470-17-000079 · primary_doc.xml · derivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-26 F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 20:43 UTC |
Schneider John M.Director
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001040470-17-000078 · primary_doc.xml · derivative · entry 1 Schneider John M. · CIK 0001625605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-26 F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 20:33 UTC |
ROSATI MARIO MDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001040470-17-000077 · primary_doc.xml · derivative · entry 1 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-26 F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · derivative · entry 4 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,436 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · derivative · entry 3 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,436 shares Expires 2022-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionCommon Stock | 10,000 | $2.17 | $21,700.00 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · nonDerivative · entry 2 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 762,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 21:08 UTC |
ANDERSON ROBERT RDirector
|
Exercise / conversionCommon Stock | 17,436 | $2.10 | $36,615.60 |
DisclosureSEC source: 0001040470-17-000075 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ROBERT R · CIK 0001202728 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 752,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 20:04 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001040470-17-000074 · primary_doc.xml · derivative · entry 8 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,985 Underlying: Common Stock · 400 shares Expires 2020-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 20:04 UTC |
ELDER WILLIAM W RDirector
|
SaleCommon Stock | 400 | $3.90 | $1,560.00 |
DisclosureSEC source: 0001040470-17-000074 · primary_doc.xml · nonDerivative · entry 4 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 20:04 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionCommon Stock | 400 | $1.77 | $708.00 |
DisclosureSEC source: 0001040470-17-000074 · primary_doc.xml · nonDerivative · entry 3 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 00:17 UTC |
BUCK CARL NVP OF MARKETING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000073 · primary_doc.xml · derivative · entry 4 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 2,500 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 00:17 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 3,000 | $3.83 | $11,490.00 |
DisclosureSEC source: 0001040470-17-000073 · primary_doc.xml · nonDerivative · entry 3 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 92,118 Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 00:17 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 2,500 | $3.89 | $9,725.00 |
DisclosureSEC source: 0001040470-17-000073 · primary_doc.xml · nonDerivative · entry 2 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 00:17 UTC |
BUCK CARL NVP OF MARKETING
|
Exercise / conversionCommon Stock | 2,500 | $1.25 | $3,125.00 |
DisclosureSEC source: 0001040470-17-000073 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 20:04 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001040470-17-000074 · primary_doc.xml · derivative · entry 7 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,385 Underlying: Common Stock · 200 shares Expires 2020-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 20:04 UTC |
ELDER WILLIAM W RDirector
|
SaleCommon Stock | 200 | $3.90 | $780.00 |
DisclosureSEC source: 0001040470-17-000074 · primary_doc.xml · nonDerivative · entry 2 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 20:04 UTC |
ELDER WILLIAM W RDirector
|
Exercise / conversionCommon Stock | 200 | $1.77 | $354.00 |
DisclosureSEC source: 0001040470-17-000074 · primary_doc.xml · nonDerivative · entry 1 ELDER WILLIAM W R · CIK 0001066598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 21:18 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000072 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 21:18 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.53 | $17,650.00 |
DisclosureSEC source: 0001040470-17-000072 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 21:18 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000072 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 22:31 UTC |
BUCK CARL NVP OF MARKETING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-17-000071 · primary_doc.xml · derivative · entry 3 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 2,500 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 22:31 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 2,500 | $3.71 | $9,267.50 |
DisclosureSEC source: 0001040470-17-000071 · primary_doc.xml · nonDerivative · entry 2 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 95,118 Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 22:31 UTC |
BUCK CARL NVP OF MARKETING
|
Exercise / conversionCommon Stock | 2,500 | $1.25 | $3,125.00 |
DisclosureSEC source: 0001040470-17-000071 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 97,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 21:00 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000070 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 21:00 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $3.90 | $19,500.00 |
DisclosureSEC source: 0001040470-17-000070 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 21:00 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.27 | $6,355.00 |
DisclosureSEC source: 0001040470-17-000070 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:36 UTC |
Erickson GaynDirector · President & C.E.O
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000069 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,063 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:23 UTC |
BUCK CARL NVP OF MARKETING
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000068 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 95,118 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:12 UTC |
SPINK KENNETH B.VP OF FINANCE & CFO
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000067 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,287 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:54 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000064 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.