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AEHR

AEHR TEST SYSTEMS

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2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2020 Filed Feb 12, 2020 23:23 UTC Amendment
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive stock option (right to buy) · Derivative 2,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001404 · section16.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This report on Form 4/A is being filed to correct the Price of Derivative Security as previously reported in Column 8 of Table II.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 23:23 UTC Amendment
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 2,000 $2.02 $4,040.00
Disclosure

SEC source: 0001654954-20-001404 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2020 Filed Feb 12, 2020 23:23 UTC Amendment
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon Stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001404 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · derivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 1,000 $2.10 $2,100.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 1,000 $2.05 $2,052.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 1,000 $2.00 $2,000.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
January 28, 2020 Filed Jan 30, 2020 01:36 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon Stock 3,000 $1.28 $3,840.00
Disclosure

SEC source: 0001654954-20-000904 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:36 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 500 $1.86 $930.00
Disclosure

SEC source: 0001654954-20-000448 · section16.xml · nonDerivative · entry 4

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,015

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:36 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 1,500 $1.88 $2,812.50
Disclosure

SEC source: 0001654954-20-000448 · section16.xml · nonDerivative · entry 3

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,515

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:36 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 500 $1.85 $926.10
Disclosure

SEC source: 0001654954-20-000448 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,015

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 01:36 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 17,500 $1.81 $31,605.00
Disclosure

SEC source: 0001654954-20-000448 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,515

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 01:24 UTC
FUCCI DAVIDVP of Operations
SaleCommon Stock 2,186 $2.01 $4,394.08
Disclosure

SEC source: 0001654954-19-012762 · section16.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

Read SEC document
October 22, 2019 Filed Oct 24, 2019 00:09 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001654954-19-011958 · section16.xml · derivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-10-22

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 23:09 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001654954-19-011956 · section16.xml · derivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2026-10-22

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 01:54 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001654954-19-011964 · section16.xml · derivative · entry 1

OLIPHANT LAURA · CIK 0001783244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-10-22

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 01:38 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001654954-19-011962 · section16.xml · derivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-10-22

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 00:52 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001654954-19-011960 · section16.xml · derivative · entry 1

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-10-22

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 01:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001654954-19-011557 · section16.xml · derivative · entry 9

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 2,500 shares became exercisable on this date and an additional one ninth (1/9) of 7,500 shares became exercisable each month thereafter.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 01:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,918 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001654954-19-011557 · section16.xml · derivative · entry 8

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,918 shares

Expires 2019-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 01:32 UTC SaleCommon Stock 41,918 $1.67 $70,208.46
Disclosure

SEC source: 0001654954-19-011557 · section16.xml · nonDerivative · entry 3

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.77, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 01:32 UTC Exercise / conversionCommon Stock 10,000 $0.97 $9,700.00
Disclosure

SEC source: 0001654954-19-011557 · section16.xml · nonDerivative · entry 2

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 01:32 UTC Exercise / conversionCommon Stock 31,918 $0.80 $25,534.40
Disclosure

SEC source: 0001654954-19-011557 · section16.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 22:15 UTC
Erickson GaynDirector · President and CEO
SaleCommon stock 17,322 $1.61 $27,888.42
Disclosure

SEC source: 0001654954-19-011516 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,015

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 22:15 UTC
Erickson GaynDirector · President and CEO
SaleCommon stock 2,678 $1.69 $4,523.68
Disclosure

SEC source: 0001654954-19-011516 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,337

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:23 UTC
SPINK KENNETH B.VP of Finance and CFO
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001654954-19-011387 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,287

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:23 UTC
RICHMOND DONALD P. IIVP of Engineering
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001654954-19-011388 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,506

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:14 UTC
Erickson GaynDirector · President and CEO
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001654954-19-011384 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,015

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 22:38 UTC
Erickson GaynDirector · President & CEO
SaleCommon Stock 40,000 $1.42 $56,880.00
Disclosure

SEC source: 0001040470-19-000017 · primary_doc.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,015

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.471, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 01:47 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000015 · primary_doc.xml · derivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 01:16 UTC
ROGERS VERNONEXE. VP OF SALES & MARKETING
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,738 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000014 · primary_doc.xml · derivative · entry 2

ROGERS VERNON · CIK 0001756642 · EXE. VP OF SALES & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,738

Underlying: Common Stock · 24,738 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 01:16 UTC
ROGERS VERNONEXE. VP OF SALES & MARKETING
GrantIncentive Stock Option (right to buy) · Derivative 15,262 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000014 · primary_doc.xml · derivative · entry 1

ROGERS VERNON · CIK 0001756642 · EXE. VP OF SALES & MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,262

Underlying: Common Stock · 15,262 shares

Expires 2019-06-26

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 01:00 UTC
RICHMOND DONALD P. IIVP of Engineering
GrantIncentive Stock Option (right to buy) · Derivative 34,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000013 · primary_doc.xml · derivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 00:51 UTC
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
GrantIncentive Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000012 · primary_doc.xml · derivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 00:38 UTC
FUCCI DAVIDVP OF OPERATIONS
GrantIncentive Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000011 · primary_doc.xml · derivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 00:29 UTC
SPINK KENNETH B.VP OF FINANCE & CFO
GrantIncentive Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000010 · primary_doc.xml · derivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 00:14 UTC
Erickson GaynDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 66,065 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000009 · primary_doc.xml · derivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,065

Underlying: Common Stock · 66,065 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 19, 2019 00:14 UTC
Erickson GaynDirector · President & CEO
GrantIncentive Stock Option (right to buy) · Derivative 63,935 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000009 · primary_doc.xml · derivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,935

Underlying: Common Stock · 63,935 shares

Expires 2026-07-16

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 16, 2019 Filed Jul 27, 2019 00:00 UTC Amendment OtherNon-Qualified Stock Option(right to buy) · Derivative 0 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001040470-19-000018 · primary_doc.xml · derivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · kind: On July 18, 2019, the Reporting Person mistakenly filed a Form 4 reporting the grant of a non-qualified stock option to purchase 18,000 shares of Common Stock, which stock option was not granted.

F1 · derivative.exercise_date: On July 18, 2019, the Reporting Person mistakenly filed a Form 4 reporting the grant of a non-qualified stock option to purchase 18,000 shares of Common Stock, which stock option was not granted.

F1 · derivative.expiration_date: On July 18, 2019, the Reporting Person mistakenly filed a Form 4 reporting the grant of a non-qualified stock option to purchase 18,000 shares of Common Stock, which stock option was not granted.

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May 17, 2019 Filed May 17, 2019 22:12 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · derivative · entry 6

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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May 17, 2019 Filed May 17, 2019 22:12 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 5,000 $1.56 $7,777.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 5,000 $1.56 $7,776.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 5,000 $1.56 $7,775.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 5,000 $1.56 $7,776.50
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
May 17, 2019 Filed May 17, 2019 22:12 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon Stock 20,000 $1.27 $25,420.00
Disclosure

SEC source: 0001040470-19-000008 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 1, 2019 00:35 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,698 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000007 · primary_doc.xml · derivative · entry 7

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 4,698 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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April 30, 2019 Filed May 1, 2019 00:35 UTC
BUCK CARL NFormer VP of Marketing
SaleCommon Stock 4,698 $1.65 $7,751.70
Disclosure

SEC source: 0001040470-19-000007 · primary_doc.xml · nonDerivative · entry 4

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 30, 2019 Filed May 1, 2019 00:35 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionCommon Stock 4,698 $1.27 $5,971.16
Disclosure

SEC source: 0001040470-19-000007 · primary_doc.xml · nonDerivative · entry 3

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed May 1, 2019 00:35 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 100 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000007 · primary_doc.xml · derivative · entry 6

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,698

Underlying: Common Stock · 100 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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April 29, 2019 Filed May 1, 2019 00:35 UTC
BUCK CARL NFormer VP of Marketing
SaleCommon Stock 100 $1.65 $165.00
Disclosure

SEC source: 0001040470-19-000007 · primary_doc.xml · nonDerivative · entry 2

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.