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AEHR

AEHR TEST SYSTEMS

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Tapewire entity
2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2020 Filed Aug 19, 2020 23:52 UTC
FUCCI DAVIDFormer VP of Operations
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 200 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001654954-20-009368 · section16.xml · derivative · entry 3

FUCCI DAVID · CIK 0001609842 · Former VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 200 shares

Expires 2020-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter

Read SEC document
August 17, 2020 Filed Aug 19, 2020 23:52 UTC
FUCCI DAVIDFormer VP of Operations
SaleCommon Stock 200 $2.10 $420.00
Disclosure

SEC source: 0001654954-20-009368 · section16.xml · nonDerivative · entry 2

FUCCI DAVID · CIK 0001609842 · Former VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

Read SEC document
August 17, 2020 Filed Aug 19, 2020 23:52 UTC
FUCCI DAVIDFormer VP of Operations
Exercise / conversionCommon Stock 200 $1.68 $336.00
Disclosure

SEC source: 0001654954-20-009368 · section16.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · Former VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2020 Filed Aug 14, 2020 22:08 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 19,900 $2.07 $41,193.00
Disclosure

SEC source: 0001654954-20-009211 · section16.xml · nonDerivative · entry 3

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,816

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05 to $2.11, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:08 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 20,000 $2.09 $41,800.00
Disclosure

SEC source: 0001654954-20-009211 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,716

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.06 to $2.13, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
August 12, 2020 Filed Aug 14, 2020 22:08 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 20,000 $2.09 $41,800.00
Disclosure

SEC source: 0001654954-20-009211 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,716

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.06 to $2.14, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 01:47 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 14,711 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001654954-20-007753 · section16.xml · derivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,711

Underlying: Common Stock · 14,711 shares

Expires 2027-07-14

F1 · derivative.exercise_date: The total number of shares became exercisable on this date.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 01:41 UTC
Erickson GaynDirector · President and CEO
GrantCommon Stock 77,625 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007751 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,716

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 01:37 UTC
SPINK KENNETH B.VP of Finance and CFO
GrantCommon Stock 35,243 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007749 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,968

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 01:30 UTC GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007747 · section16.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,148

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 01:26 UTC
ROGERS VERNONExec. VP Sales and Marketing
GrantCommon Stock 20,163 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007745 · section16.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,163

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 01:21 UTC
RICHMOND DONALD P. IIVP of Engineering
GrantCommon Stock 16,130 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007743 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,636

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 00:25 UTC GrantCommon Stock 9,409 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007784 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 911,831

F1 · shares: RSU shares issued in-lieu of cash for BOD fee.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 01:26 UTC GrantCommon Stock 8,065 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007788 · section16.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,533

F1 · shares: RSU shares issued in-lieu of cash for BOD fee.

F2 · ownership.nature: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 00:26 UTC GrantCommon Stock 9,005 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007786 · section16.xml · nonDerivative · entry 1

OLIPHANT LAURA · CIK 0001783244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,456

F1 · shares: RSU shares issued in-lieu of cash for BOD fee.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 00:25 UTC GrantCommon Stock 8,065 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007785 · section16.xml · nonDerivative · entry 1

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,442

F1 · shares: RSU shares issued in-lieu of cash for BOD fee.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:44 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,746 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-006997 · section16.xml · derivative · entry 4

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,746 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:44 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 84,254 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-006997 · section16.xml · derivative · entry 3

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,254 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:44 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 782 $1.93 $1,509.26
Disclosure

SEC source: 0001654954-20-006997 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,091

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:44 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionCommon Stock 95,000 $1.28 $121,600.00
Disclosure

SEC source: 0001654954-20-006997 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 14, 2020 22:25 UTC
FUCCI DAVIDVP of Operations
SaleCommon Stock 547 $1.52 $831.55
Disclosure

SEC source: 0001654954-20-005520 · section16.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

Read SEC document
May 12, 2020 Filed May 13, 2020 01:12 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,438 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-005268 · section16.xml · derivative · entry 2

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,438 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
May 12, 2020 Filed May 13, 2020 01:12 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 3,438 $1.28 $4,400.64
Disclosure

SEC source: 0001654954-20-005268 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 01:34 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 17,956 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001654954-20-004301 · section16.xml · derivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,956

Underlying: Common Stock · 17,956 shares

Expires 2027-04-21

F1 · derivative.exercise_date: The total number of shares became exercisable on this date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 01:34 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 14,108 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001654954-20-004300 · section16.xml · derivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,108

Underlying: Common Stock · 14,108 shares

Expires 2027-04-21

F1 · derivative.exercise_date: The total number of shares became exercisable on this date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 01:06 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 14,365 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001654954-20-004297 · section16.xml · derivative · entry 1

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

Underlying: Common Stock · 14,365 shares

Expires 2027-04-21

F1 · derivative.exercise_date: The total number of shares became exercisable on this date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 01:06 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 16,160 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001654954-20-004296 · section16.xml · derivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,160

Underlying: Common Stock · 16,160 shares

Expires 2027-04-21

F1 · derivative.exercise_date: The total number of shares became exercisable on this date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 00:02 UTC GrantCommon Stock 9,451 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-004293 · section16.xml · nonDerivative · entry 1

OLIPHANT LAURA · CIK 0001783244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,451

F1 · shares: RSU shares issued in-lieu of cash for BOD fee.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:50 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-004349 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,873

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:50 UTC
Erickson GaynDirector · President and CEO
GrantCommon Stock 15,911 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-004349 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,926

F1 · shares: Represents shares of common stock issued for bonus.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:46 UTC
Erickson GaynDirector · President and CEO
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001654954-20-003758 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,015

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:17 UTC
RICHMOND DONALD P. IIVP of Engineering
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001654954-20-003755 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,506

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 22:55 UTC
SPINK KENNETH B.VP of Finance and CFO
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001654954-20-003753 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,287

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 17:11 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 20,000 $1.62 $32,400.00
Disclosure

SEC source: 0001654954-20-003670 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,015

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.58 to $1.70, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 01:23 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001551 · section16.xml · derivative · entry 4

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 01:23 UTC SaleCommon Stock 30,000 $2.27 $68,100.00
Disclosure

SEC source: 0001654954-20-001551 · section16.xml · nonDerivative · entry 2

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,794

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.40, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 01:23 UTC Exercise / conversionCommon Stock 30,000 $1.28 $38,400.00
Disclosure

SEC source: 0001654954-20-001551 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Mr. Rhea Posedel received a required minimum distribution from ESOP plan for CY2019 of 1,960 shares on 11/22/2019. The closing price was $2.02 per share.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:27 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive stock option (right to buy) · Derivative 1,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001543 · section16.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eigth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eigth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:27 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon stock 1,000 $2.27 $2,270.00
Disclosure

SEC source: 0001654954-20-001543 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:27 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon stock 1,000 $1.28 $1,280.00
Disclosure

SEC source: 0001654954-20-001543 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 02:09 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · derivative · entry 6

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 02:09 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 2,000 $2.13 $4,260.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 4

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.19, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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February 11, 2020 Filed Feb 12, 2020 02:09 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon Stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2020 Filed Feb 12, 2020 02:09 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · derivative · entry 5

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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February 10, 2020 Filed Feb 12, 2020 02:09 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon Stock 2,000 $2.00 $4,000.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:09 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon Stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001370 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2020 Filed Feb 11, 2020 23:32 UTC
FUCCI DAVIDVP of Operations
SaleCommon Stock 546 $2.00 $1,092.05
Disclosure

SEC source: 0001654954-20-001350 · section16.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

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February 07, 2020 Filed Feb 10, 2020 21:42 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionIncentive stock option (right to buy) · Derivative 2,000 $2.02 Strike: $1.28 $4,040.00
Disclosure

SEC source: 0001654954-20-001282 · section16.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common stock · 2,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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February 07, 2020 Filed Feb 10, 2020 21:42 UTC
SANO KUNIOPresident of Aehr Test Japan
SaleCommon stock 2,000 $2.02 $4,040.00
Disclosure

SEC source: 0001654954-20-001282 · section16.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2020 Filed Feb 10, 2020 21:42 UTC
SANO KUNIOPresident of Aehr Test Japan
Exercise / conversionCommon stock 2,000 $1.28 $2,560.00
Disclosure

SEC source: 0001654954-20-001282 · section16.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of Aehr Test Japan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.