ADTX

SEC source: 0002107788-26-000004 · primary_doc.xml · nonDerivative · entry 1

Takeover Time 2026 LLC · CIK 0002107788 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-26-000105 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-26-000105 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,406,438

SEC source: 0001481986-26-000005 · primary_doc.xml · nonDerivative · entry 1

DRW Securities, LLC · CIK 0001481986 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-26-000093 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-26-000089 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,964

SEC source: 0001475597-26-000081 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459,308

SEC source: 0001475597-26-000073 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000070858-26-000336 · primary_doc.xml · nonDerivative · entry 6

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 49

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. In addition, the reporting Persons could no longer be considered to hold voting and dispositive power over additional shares as a result of short-term stock borrowings.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.

SEC source: 0000070858-26-000336 · primary_doc.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 64

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. In addition, the reporting Persons could no longer be considered to hold voting and dispositive power over additional shares as a result of short-term stock borrowings.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.

SEC source: 0000070858-26-000336 · primary_doc.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 61

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. In addition, the reporting Persons could no longer be considered to hold voting and dispositive power over additional shares as a result of short-term stock borrowings.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.

SEC source: 0000070858-26-000336 · primary_doc.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 60

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. In addition, the reporting Persons could no longer be considered to hold voting and dispositive power over additional shares as a result of short-term stock borrowings.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.

SEC source: 0000070858-26-000336 · primary_doc.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 59

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. In addition, the reporting Persons could no longer be considered to hold voting and dispositive power over additional shares as a result of short-term stock borrowings.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.

SEC source: 0000070858-26-000336 · primary_doc.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 58

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. In addition, the reporting Persons could no longer be considered to hold voting and dispositive power over additional shares as a result of short-term stock borrowings.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) will be remitted to the Issuer.

SEC source: 0001475597-26-000070 · primary_doc.xml · nonDerivative · entry 3

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,004

SEC source: 0002124099-26-000005 · primary_doc.xml · nonDerivative · entry 1

Gong Sandie · CIK 0002034563 · 10% owner

Xu Devon Xin · CIK 0002124099 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported represents the weighted average sale price. The reported shares were sold in multiple transactions at prices ranging from $.068 to $.074. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: The reported securities were held directly in a brokerage account of Sandie Gong. Devon Xu is the spouse of Sandie Gong and holds trading authorization over the brokerage account in which the reported securities were held, and accordingly may be deemed to have beneficially owned the reported securities.

F2 · ownership.direct: The reported securities were held directly in a brokerage account of Sandie Gong. Devon Xu is the spouse of Sandie Gong and holds trading authorization over the brokerage account in which the reported securities were held, and accordingly may be deemed to have beneficially owned the reported securities.

SEC source: 0001475597-26-000070 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,674

SEC source: 0001475597-26-000070 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,193,333

SEC source: 0001475597-26-000062 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-26-000062 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,302

SEC source: 0001475597-26-000022 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,377

SEC source: 0001475597-26-000022 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,781

SEC source: 0001475597-26-000021 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,592

SEC source: 0001475597-26-000021 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,574

SEC source: 0001213900-25-123928 · ownership.xml · nonDerivative · entry 1

Brady Brian Michael · CIK 0001817386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3

F1 · kind: The share was sold by the Reporting Person for tax related purposes.

SEC source: 0001213900-25-115525 · ownership.xml · nonDerivative · entry 1

Pankovcin Corinne · CIK 0001527535 · Chief M&A Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The share was sold by the Reporting Person for tax related purposes.

SEC source: 0001475597-24-000017 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-24-000017 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,434

SEC source: 0001213900-23-086160 · ownership.xml · derivative · entry 1

Albanna Rowena · CIK 0001818598 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,702

Underlying: Common Stock · 4,702 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 4,702 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001213900-23-086161 · ownership.xml · derivative · entry 1

Farley Thomas J · CIK 0001854097 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,702

Underlying: Common Stock · 4,702 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 4,702 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001213900-23-086162 · ownership.xml · derivative · entry 1

Brady Brian Michael · CIK 0001817386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 470 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 470 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001213900-23-086158 · ownership.xml · derivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,053

Underlying: Common Stock · 7,053 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 7,053 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001213900-23-086163 · ownership.xml · derivative · entry 1

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 470 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 470 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001213900-23-086165 · ownership.xml · derivative · entry 1

Nelson Charles Athle · CIK 0001837179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 470 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 470 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001213900-23-086159 · ownership.xml · derivative · entry 1

Albanna Amro A. · CIK 0001424733 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,404

Underlying: Common Stock · 9,404 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 9,404 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest in fully on the date of grant.

SEC source: 0001213900-23-086166 · ownership.xml · derivative · entry 1

Pankovcin Corinne · CIK 0001527535 · CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,702

Underlying: Common Stock · 4,702 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 4,702 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

SEC source: 0001197610-23-000006 · primary_doc.xml · nonDerivative · entry 1

BNP PARIBAS SECURITIES CORP · CIK 0001197610 · Reduced under 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,342

SEC source: 0001213900-22-040717 · ownership.xml · nonDerivative · entry 1

Albanna Amro A. · CIK 0001424733 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · deemedExecutionDate: The outstanding share of Series B Preferred Stock shall be redeemed in whole, but not in part, at any time (i) if such redemption is ordered by the Board of Directors in its sole discretion or (ii) automatically upon the effectiveness of the amendment to the Certificate of Incorporation implementing a reverse stock split. Upon such redemption, the holder of the Series B Preferred Stock will receive consideration of $20,000.00 in cash.

F1 · balance_after: The outstanding share of Series B Preferred Stock shall be redeemed in whole, but not in part, at any time (i) if such redemption is ordered by the Board of Directors in its sole discretion or (ii) automatically upon the effectiveness of the amendment to the Certificate of Incorporation implementing a reverse stock split. Upon such redemption, the holder of the Series B Preferred Stock will receive consideration of $20,000.00 in cash.

SEC source: 0001213900-21-058885 · ownership.xml · derivative · entry 2

Albanna Rowena · CIK 0001818598 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F3 · derivative.exercise_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

F3 · derivative.expiration_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

SEC source: 0001213900-21-058881 · ownership.xml · derivative · entry 2

Farley Thomas J · CIK 0001854097 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F3 · derivative.exercise_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

F3 · derivative.expiration_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

SEC source: 0001213900-21-058883 · ownership.xml · derivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F3 · derivative.exercise_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

F3 · derivative.expiration_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

SEC source: 0001213900-21-051199 · ownership.xml · derivative · entry 1

ANTHONY LAURA E · CIK 0001174306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

F2 · derivative.expiration_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

SEC source: 0001213900-21-051201 · ownership.xml · derivative · entry 1

Brady Brian Michael · CIK 0001817386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

F2 · derivative.expiration_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

SEC source: 0001213900-21-051203 · ownership.xml · derivative · entry 1

Kiaie Namvar · CIK 0001817639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

F2 · derivative.expiration_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

SEC source: 0001213900-21-051235 · ownership.xml · derivative · entry 2

Chung Lauren · CIK 0001847773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 11,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

F3 · derivative.expiration_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

SEC source: 0001213900-21-051197 · ownership.xml · derivative · entry 1

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

F2 · derivative.expiration_date: 25% of the restricted stock units vest immediately, and the remaining 75% of the restricted stock units will vest in three equal quarterly instalments on the last date of each subsequent fiscal quarter, beginning December 31, 2021.

SEC source: 0001213900-21-058885 · ownership.xml · derivative · entry 1

Albanna Rowena · CIK 0001818598 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

F2 · derivative.expiration_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

SEC source: 0001213900-21-058881 · ownership.xml · derivative · entry 1

Farley Thomas J · CIK 0001854097 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

F2 · derivative.expiration_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

SEC source: 0001213900-21-058883 · ownership.xml · derivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

F2 · derivative.expiration_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

SEC source: 0001213900-21-051235 · ownership.xml · derivative · entry 1

Chung Lauren · CIK 0001847773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: The restricted stock units vest immediately.

F2 · derivative.expiration_date: The restricted stock units vest immediately.