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person · Reporting owner

Shabahang Shahrokh

Disclosed activity across 1 company

Tapewire entity
108356
SEC CIK
0001816754

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aditxt, Inc.ADTX · Entity 8072Director · Chief Innovation OfficerNovember 08, 2023November 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aditxt, Inc.

Report date November 08, 2023 · Filed November 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.01 · Expires 2033-11-08Direct7,053 Reported balance After 2023-11-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-11-08 · Grant · Acquired 7,053 · Balance 7,053

F1: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 7,053 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 7,053 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2023 Filed Nov 13, 2023 16:30 UTC Aditxt, Inc. ADTX · Entity 8072 GrantOptions (right to buy) · Derivative 7,053 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0001213900-23-086158 · ownership.xml · derivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,053

Underlying: Common Stock · 7,053 shares

Expires 2033-11-08

F1 · derivative.exercise_date: On November 8, 2023, the Reporting Person was granted options ("Options") to purchase up to 7,053 shares of the Registrant's common stock pursuant to the Registrant's 2021 Omnibus Equity Incentive Plan. The Options vest fully on the date of grant.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:50 UTC Aditxt, Inc. ADTX · Entity 8072 GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-058883 · ownership.xml · derivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F3 · derivative.exercise_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

F3 · derivative.expiration_date: 50% of the restricted stock units vest on September 1, 2022, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on September 1, 2023.

Read SEC document
July 22, 2021 Filed Nov 12, 2021 21:50 UTC Aditxt, Inc. ADTX · Entity 8072 GrantRestricted Stock Unit · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-058883 · ownership.xml · derivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ADTX common stock.

F2 · derivative.exercise_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

F2 · derivative.expiration_date: 50% of the restricted stock units vest on December 1, 2021, and the remaining 50% of the restricted stock units vest in equal quarterly installments ending on December 1, 2022.

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June 01, 2021 Filed Jun 2, 2021 16:37 UTC Aditxt, Inc. ADTX · Entity 8072 PurchaseCommon Stock 490 $2.93 $1,435.70
Disclosure

SEC source: 0001213900-21-030557 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,016,098

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 27, 2021 Filed May 28, 2021 18:49 UTC Aditxt, Inc. ADTX · Entity 8072 PurchaseCommon Stock 185 $2.70 $499.50
Disclosure

SEC source: 0001213900-21-030054 · ownership.xml · nonDerivative · entry 3

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,608

F2 · shares: Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 25, 2021 Filed May 28, 2021 18:49 UTC Aditxt, Inc. ADTX · Entity 8072 PurchaseCommon Stock 138 $2.38 $328.44
Disclosure

SEC source: 0001213900-21-030054 · ownership.xml · nonDerivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,015,423

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 25, 2021 Filed May 28, 2021 18:49 UTC Aditxt, Inc. ADTX · Entity 8072 PurchaseCommon Stock 279 $2.40 $669.60
Disclosure

SEC source: 0001213900-21-030054 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,015,285

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 17, 2021 Filed Mar 22, 2021 16:16 UTC Aditxt, Inc. ADTX · Entity 8072 OtherWarrant (Right to Buy) · Derivative 18,750 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001213900-21-016947 · ownership.xml · derivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2021-03-17

F2 · ownership.nature: Held beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

Read SEC document
March 17, 2021 Filed Mar 22, 2021 16:16 UTC Aditxt, Inc. ADTX · Entity 8072 OtherCommon Stock 18,750 $4.00 $75,000.00
Disclosure

SEC source: 0001213900-21-016947 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,015,006

F1 · balance_after: 967,784 shares of common stock are owned beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

F2 · ownership.nature: Held beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:20 UTC Aditxt, Inc. ADTX · Entity 8072 GrantStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001213900-20-035129 · ownership.xml · derivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The options shall vest as to 50% of the total shares on November 2, 2021, after which the remaining 50% of the total shares shall vest in four successive equal quarterly installments.

Read SEC document
July 24, 2020 Filed Aug 3, 2020 20:27 UTC Aditxt, Inc. ADTX · Entity 8072 OtherSeries B Warrant · Derivative 47,222 $11.25 Strike: $0.00 $531,247.50
Disclosure

SEC source: 0001213900-20-019990 · ownership.xml · derivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 47,222 shares

Expires 2025-06-29

F2 · ownership.nature: Held beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

Read SEC document
July 24, 2020 Filed Aug 3, 2020 20:27 UTC Aditxt, Inc. ADTX · Entity 8072 OtherCommon Stock 47,222 $11.25 $531,247.50
Disclosure

SEC source: 0001213900-20-019990 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,256

F1 · balance_after: 949,034 shares of common stock are owned beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.