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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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Tapewire entity
5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 4, 2023 21:35 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000977 · doc4.xml · derivative · entry 4

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:35 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000977 · doc4.xml · nonDerivative · entry 3

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,239

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:35 UTC Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000977 · doc4.xml · nonDerivative · entry 2

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,449

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:35 UTC Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000977 · doc4.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,449.474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:32 UTC
Hey JohannaDirector
GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000967 · doc4.xml · nonDerivative · entry 1

Hey Johanna · CIK 0001929900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

F1 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:18 UTC PurchaseCommon Stock 36.322 $19.21 $697.75
Disclosure

SEC source: 0001209191-22-060554 · doc4.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,672.938

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:17 UTC
STANTON THOMAS RDirector · Chairman & CEO
PurchaseCommon Stock 652.228 $19.21 $12,529.30
Disclosure

SEC source: 0001209191-22-060553 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,764.51

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:24 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060408 · doc4.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:08 UTC GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060403 · doc4.xml · derivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:07 UTC GrantDividend Equivalent Rights · Derivative 8.861 $19.38 $171.73
Disclosure

SEC source: 0001209191-22-060402 · doc4.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.426

Underlying: Common Stock · 8.861 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:06 UTC GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060401 · doc4.xml · derivative · entry 3

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:05 UTC GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060399 · doc4.xml · derivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:03 UTC GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060397 · doc4.xml · derivative · entry 2

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:03 UTC
Hey JohannaDirector
GrantDividend Equivalent Rights · Derivative 8.861 $19.38 $171.73
Disclosure

SEC source: 0001209191-22-060396 · doc4.xml · derivative · entry 2

Hey Johanna · CIK 0001929900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.426

Underlying: Common Stock · 8.861 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:02 UTC
Wilson James Denson JrChief Revenue Officer
GrantPhantom Stock · Derivative 75.386 $20.61 $1,553.71
Disclosure

SEC source: 0001209191-22-060395 · doc4.xml · derivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,339.122

Underlying: Common Stock · 75.386 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:01 UTC
Foliano MichaelChief Financial Officer
GrantPhantom Stock · Derivative 92.551 $20.61 $1,907.48
Disclosure

SEC source: 0001209191-22-060394 · doc4.xml · derivative · entry 3

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,287.29

Underlying: Common Stock · 92.551 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:01 UTC
STANTON THOMAS RDirector · Chairman & CEO
GrantPhantom Stock · Derivative 693.943 $20.61 $14,302.17
Disclosure

SEC source: 0001209191-22-060393 · doc4.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,610.784

Underlying: Common Stock · 693.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:22 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 707 $20.42 $14,436.94
Disclosure

SEC source: 0001209191-22-058140 · doc4.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,434.486

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:21 UTC
STANTON THOMAS RDirector · Chairman & CEO
Tax withholdingCommon Stock 3,355 $20.42 $68,509.10
Disclosure

SEC source: 0001209191-22-058138 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,112.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:21 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 747 $20.42 $15,253.74
Disclosure

SEC source: 0001209191-22-058135 · doc4.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,214.366

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:02 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 1,200 $20.41 $24,492.00
Disclosure

SEC source: 0001209191-22-057829 · doc4.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,141.486

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:01 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 1,591 $20.41 $32,472.31
Disclosure

SEC source: 0001209191-22-057826 · doc4.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,961.366

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:01 UTC
STANTON THOMAS RDirector · Chairman & CEO
Tax withholdingCommon Stock 5,571 $20.41 $113,704.11
Disclosure

SEC source: 0001209191-22-057822 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,467.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:32 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 8,200 $21.54 $176,628.00
Disclosure

SEC source: 0001209191-22-057622 · doc4.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,341.486

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:31 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 8,080 $21.54 $174,043.20
Disclosure

SEC source: 0001209191-22-057621 · doc4.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,552.366

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:28 UTC
STANTON THOMAS RDirector · Chairman & CEO
Tax withholdingCommon Stock 36,985 $21.54 $796,656.90
Disclosure

SEC source: 0001209191-22-057614 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,038.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:05 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 1,019 $18.19 $18,535.61
Disclosure

SEC source: 0001209191-22-056663 · doc4.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,541.486

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:05 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 773 $18.19 $14,060.87
Disclosure

SEC source: 0001209191-22-056661 · doc4.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,632.366

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:03 UTC
STANTON THOMAS RDirector · Chairman & CEO
Tax withholdingCommon Stock 4,730 $18.19 $86,038.70
Disclosure

SEC source: 0001209191-22-056659 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,023.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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September 04, 2022 Filed Sep 6, 2022 22:49 UTC PurchaseCommon Stock 30.348 $22.90 $694.97
Disclosure

SEC source: 0000926282-22-000063 · primary_doc.xml · nonDerivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,687.779

F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

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September 04, 2022 Filed Sep 6, 2022 22:16 UTC
STANTON THOMAS RDirector · Chairman and CEO
PurchaseCommon Stock 296.192 $22.90 $6,782.80
Disclosure

SEC source: 0000926282-22-000056 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,753.282

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.

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September 04, 2022 Filed Sep 6, 2022 22:04 UTC
Wilson James Denson JrChief Revenue Officer
PurchaseCommon Stock 102.333 $22.90 $2,343.43
Disclosure

SEC source: 0000926282-22-000055 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,560.486

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.

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September 04, 2022 Filed Sep 8, 2022 12:56 UTC Amendment
Wilson James Denson JrChief Revenue Officer
PurchaseCommon Stock 102.333 $22.90 $2,343.43
Disclosure

SEC source: 0001209191-22-049094 · doc4a.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,560.486

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Issuer's common stock.

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September 01, 2022 Filed Sep 6, 2022 22:49 UTC GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000063 · primary_doc.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,657.431

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

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September 01, 2022 Filed Sep 6, 2022 22:44 UTC GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000062 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,494.163

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

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September 01, 2022 Filed Sep 6, 2022 22:41 UTC GrantCommon Stock 7.565 $22.70 $171.73
Disclosure

SEC source: 0000926282-22-000061 · primary_doc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915.565

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

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September 01, 2022 Filed Sep 6, 2022 22:37 UTC GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000060 · primary_doc.xml · nonDerivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994.163

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

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September 01, 2022 Filed Sep 6, 2022 22:30 UTC
Nair BalanDirector
GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000059 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,204.163

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

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September 01, 2022 Filed Sep 6, 2022 22:26 UTC GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000058 · primary_doc.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,431.163

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

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September 01, 2022 Filed Sep 6, 2022 22:21 UTC
Hey JohannaDirector
GrantCommon Stock 7.565 $22.70 $171.73
Disclosure

SEC source: 0000926282-22-000057 · primary_doc.xml · nonDerivative · entry 1

Hey Johanna · CIK 0001929900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915.565

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock.

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September 01, 2022 Filed Sep 6, 2022 22:16 UTC
STANTON THOMAS RDirector · Chairman and CEO
PurchasePhantom Stock · Derivative 619.169 $23.01 $14,247.08
Disclosure

SEC source: 0000926282-22-000056 · primary_doc.xml · derivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,916.841

Underlying: Common Stock · 619.169 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F2 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F2 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

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September 01, 2022 Filed Sep 6, 2022 22:04 UTC
Wilson James Denson JrChief Revenue Officer
PurchasePhantom Stock · Derivative 67.263 $23.01 $1,547.72
Disclosure

SEC source: 0000926282-22-000055 · primary_doc.xml · derivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,263.736

Underlying: Common Stock · 67.263 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F3 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F3 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

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September 01, 2022 Filed Sep 6, 2022 21:49 UTC
Foliano MichaelChief Financial Officer
PurchasePhantom Stock · Derivative 82.579 $23.01 $1,900.14
Disclosure

SEC source: 0000926282-22-000054 · primary_doc.xml · derivative · entry 3

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,194.739

Underlying: Common Stock · 82.579 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F2 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F2 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

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September 01, 2022 Filed Sep 6, 2022 21:49 UTC
Foliano MichaelChief Financial Officer
PurchaseCommon Stock 0.943 $20.62 $19.44
Disclosure

SEC source: 0000926282-22-000054 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 248.901

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.

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September 01, 2022 Filed Sep 8, 2022 12:56 UTC Amendment
Wilson James Denson JrChief Revenue Officer
PurchasePhantom Stock · Derivative 67.263 $23.01 $1,547.72
Disclosure

SEC source: 0001209191-22-049094 · doc4a.xml · derivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,263.736

Underlying: Common Stock · 67.263 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer.

F3 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer.

F3 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer.

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August 23, 2022 Filed Aug 25, 2022 16:10 UTC
Protiva BrianDirector · CEO of ADVA
Exercise / conversionStock Option · Derivative 8,833 $0.00 Strike: $7.04 $0.00
Disclosure

SEC source: 0000926282-22-000050 · primary_doc.xml · derivative · entry 7

Protiva Brian · CIK 0001930886 · Director · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,997

Underlying: Common Stock · 8,833 shares

Expires 2025-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted to the reporting person vested/vests on the fourth anniversary of the date of grant.

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August 23, 2022 Filed Aug 25, 2022 16:10 UTC
Protiva BrianDirector · CEO of ADVA
Exercise / conversionStock Option · Derivative 17,668 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0000926282-22-000050 · primary_doc.xml · derivative · entry 6

Protiva Brian · CIK 0001930886 · Director · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,668 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted to the reporting person vested/vests on the fourth anniversary of the date of grant.

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August 23, 2022 Filed Aug 25, 2022 16:10 UTC
Protiva BrianDirector · CEO of ADVA
SaleCommon Stock 8,833 $24.64 $217,645.12
Disclosure

SEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 4

Protiva Brian · CIK 0001930886 · Director · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,609.14

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August 23, 2022 Filed Aug 25, 2022 16:10 UTC
Protiva BrianDirector · CEO of ADVA
Exercise / conversionCommon Stock 8,833 $7.04 $62,184.32
Disclosure

SEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 3

Protiva Brian · CIK 0001930886 · Director · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,442.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2022 Filed Aug 25, 2022 16:10 UTC
Protiva BrianDirector · CEO of ADVA
SaleCommon Stock 17,668 $24.64 $435,339.52
Disclosure

SEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 2

Protiva Brian · CIK 0001930886 · Director · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,609.14

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.