Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | September 19, 2023 | September 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date September 19, 2023 · Filed September 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,294 |
Reported balance
After 2023-09-19 transaction · row 1
1 source rowRow 1 · 2023-09-19 · Tax withholding · Disposed 78 · Balance 8,294 F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2023 Filed Sep 21, 2023 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 78 | $7.55 | $588.90 |
DisclosureSEC source: 0001209191-23-050291 · doc4.xml · nonDerivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,294 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 69.021 | $8.37 | $577.71 |
DisclosureSEC source: 0001209191-23-048660 · doc4.xml · derivative · entry 4 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168.424 Underlying: Common Stock · 69.021 shares Expires not disclosed F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| August 09, 2023 Filed Sep 7, 2023 21:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionDividend Equivalent Rights · Derivative | 45.973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048660 · doc4.xml · derivative · entry 3 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99.403 Underlying: Common Stock · 45.973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| August 09, 2023 Filed Sep 7, 2023 21:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 0.973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-048660 · doc4.xml · nonDerivative · entry 2 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,372 F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| August 09, 2023 Filed Sep 7, 2023 21:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 45.973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-048660 · doc4.xml · nonDerivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,372.973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:58 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 81.994 | $9.14 | $749.43 |
DisclosureSEC source: 0001209191-23-035468 · doc4.xml · derivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145.376 Underlying: Common Stock · 81.994 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:48 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 46.956 | $15.96 | $749.42 |
DisclosureSEC source: 0001209191-23-020779 · doc4.xml · derivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63.382 Underlying: Common Stock · 46.956 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 22:04 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004853 · doc4.xml · nonDerivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,327 F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:32 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000967 · doc4.xml · nonDerivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,698 F1 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 23:03 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 8.861 | $19.38 | $171.73 |
DisclosureSEC source: 0001209191-22-060396 · doc4.xml · derivative · entry 2 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16.426 Underlying: Common Stock · 8.861 shares Expires not disclosed F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:21 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 7.565 | $22.70 | $171.73 |
DisclosureSEC source: 0000926282-22-000057 · primary_doc.xml · nonDerivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,915.565 F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:19 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-22-000046 · primary_doc.xml · nonDerivative · entry 1 Hey Johanna · CIK 0001929900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908 F1 · security: Represents restricted stock award grant that vests in full on August 9, 2023 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.