Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | December 31, 2023 | January 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date December 31, 2023 · Filed January 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 237,196.564 |
Reported balance
After 2023-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-31 · Exercise / conversion · Acquired 168.424 · Balance 237,196.564 F1: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. |
| Common StockSEC Table I · non-derivative | Direct | 237,196.14 |
Reported balance
After 2023-12-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-12-31 · Disposition to issuer · Disposed 0.424 · Balance 237,196.14 F1: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. |
| Common StockSEC Table I · non-derivative | Direct | 253,545.14 |
Reported balance
After 2023-12-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-12-31 · Grant · Acquired 16,349 · Balance 253,545.14 F2: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-12-31 · Exercise / conversion · Disposed 168.424 · Balance 0 F1: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 119,361.03 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 119,361.03 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.08 · Expires 2029-05-14 | Direct | 88,326 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 88,326 F3: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.17 · Expires 2028-05-14 | Direct | 49,464 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 49,464 F4: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.01 · Expires 2027-05-14 | Direct | 41,220 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 41,220 F5: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.04 · Expires 2025-05-14 | Direct | 52,997 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 52,997 F6: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.
F2: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.
F3: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2022.
F4: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2021.
F5: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2020.
F6: The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2023 Filed Jan 3, 2024 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionDividend Equivalent Rights · Derivative | 168.424 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001254 · ownership.xml · derivative · entry 5 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 168.424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 16,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001254 · ownership.xml · nonDerivative · entry 3 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,545.14 F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 0.424 | $7.34 | $3.11 |
DisclosureSEC source: 0000950170-24-001254 · ownership.xml · nonDerivative · entry 2 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,196.14 F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 168.424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-001254 · ownership.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,196.564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 21:05 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-069041 · ownership.xml · nonDerivative · entry 2 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 119,361.03 F1 · kind: The reporting person made a bona fide gift of the Company's shares to their spouse. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 21:05 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-069041 · ownership.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,028.14 F1 · kind: The reporting person made a bona fide gift of the Company's shares to their spouse. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 69.021 | $8.37 | $577.71 |
DisclosureSEC source: 0001209191-23-048665 · doc4.xml · derivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168.424 Underlying: Common Stock · 69.021 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:06 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 63.206 | $9.14 | $577.70 |
DisclosureSEC source: 0001209191-23-035500 · doc4.xml · derivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99.403 Underlying: Common Stock · 63.206 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:53 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 36.197 | $15.96 | $577.70 |
DisclosureSEC source: 0001209191-23-020785 · doc4.xml · derivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36.197 Underlying: Common Stock · 36.197 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 22:11 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004859 · doc4.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,028.14 F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:39 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000985 · doc4.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,399.14 F1 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionStock Option · Derivative | 8,833 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0000926282-22-000050 · primary_doc.xml · derivative · entry 7 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,997 Underlying: Common Stock · 8,833 shares Expires 2025-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options granted to the reporting person vested/vests on the fourth anniversary of the date of grant. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionStock Option · Derivative | 17,668 | $0.00 Strike: $10.58 | $0.00 |
DisclosureSEC source: 0000926282-22-000050 · primary_doc.xml · derivative · entry 6 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,668 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options granted to the reporting person vested/vests on the fourth anniversary of the date of grant. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 8,833 | $24.64 | $217,645.12 |
DisclosureSEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 4 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,609.14 Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 8,833 | $7.04 | $62,184.32 |
DisclosureSEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 3 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,442.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 17,668 | $24.64 | $435,339.52 |
DisclosureSEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 2 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,609.14 Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 17,668 | $10.58 | $186,927.44 |
DisclosureSEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,277.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 20:40 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionStock Option · Derivative | 8,833 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0000926282-22-000052 · primary_doc.xml · derivative · entry 6 Protiva Brian · CIK 0001930886 · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,997 Underlying: Common Stock · 8,833 shares Expires 2025-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 20:40 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionStock Option · Derivative | 17,668 | $0.00 Strike: $10.58 | $0.00 |
DisclosureSEC source: 0000926282-22-000052 · primary_doc.xml · derivative · entry 5 Protiva Brian · CIK 0001930886 · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,668 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 20:40 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 26,501 | $24.64 | $652,984.64 |
DisclosureSEC source: 0000926282-22-000052 · primary_doc.xml · nonDerivative · entry 3 Protiva Brian · CIK 0001930886 · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,609.14 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.47 to $24.94, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 20:40 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 8,833 | $7.04 | $62,184.32 |
DisclosureSEC source: 0000926282-22-000052 · primary_doc.xml · nonDerivative · entry 2 Protiva Brian · CIK 0001930886 · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,110.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 20:40 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 17,668 | $10.58 | $186,927.44 |
DisclosureSEC source: 0000926282-22-000052 · primary_doc.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,277.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantStock Option · Derivative | 17,668 | Not disclosed Strike: $10.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-042915 · doc4.xml · derivative · entry 7 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,668 Underlying: Common Stock · 17,668 shares Expires 2023-05-14 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantStock Option · Derivative | 61,830 | Not disclosed Strike: $7.05 | Not disclosed |
DisclosureSEC source: 0001209191-22-042915 · doc4.xml · derivative · entry 6 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,830 Underlying: Common Stock · 61,830 shares Expires 2025-05-14 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantStock Option · Derivative | 41,220 | Not disclosed Strike: $7.01 | Not disclosed |
DisclosureSEC source: 0001209191-22-042915 · doc4.xml · derivative · entry 5 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,220 Underlying: Common Stock · 41,220 shares Expires 2027-05-14 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantStock Option · Derivative | 49,464 | Not disclosed Strike: $12.17 | Not disclosed |
DisclosureSEC source: 0001209191-22-042915 · doc4.xml · derivative · entry 4 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,464 Underlying: Common Stock · 49,464 shares Expires 2028-05-14 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 22:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantStock Option · Derivative | 88,326 | Not disclosed Strike: $19.09 | Not disclosed |
DisclosureSEC source: 0001209191-22-042915 · doc4.xml · derivative · entry 3 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,326 Underlying: Common Stock · 88,326 shares Expires 2029-05-14 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022. In connection therewith, on July 20, 2022, the reporting person's options to purchase shares of ADVA's common stock outstanding immediately prior to the Closing Date ("ADVA Options") converted into options to purchase shares of the Issuer's common stock ("Issuer Options"), at a ratio of 1 ADVA Option to 0.8244 Issuer Options (such ratio, the "Exchange Ratio"), rounded down to the nearest whole share, and at an exercise price equal to the original ADVA Option exercise price divided by the Exchange Ratio and multiplied by the FX rate on the Closing Date, rounded up to the nearest cent. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:54 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 19,361.03 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-042587 · doc4.xml · nonDerivative · entry 2 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 19,361.03 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022 (the "Closing Date"). On the Closing Date, each ADVA share tendered by the reporting person was exchanged for 0.8244 shares of the Issuer's common stock. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022 (the "Closing Date"). On the Closing Date, each ADVA share tendered by the reporting person was exchanged for 0.8244 shares of the Issuer's common stock. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:54 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 330,609.14 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-042587 · doc4.xml · nonDerivative · entry 1 Protiva Brian · CIK 0001930886 · Director · CEO of ADVA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,609.14 F1 · kind: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022 (the "Closing Date"). On the Closing Date, each ADVA share tendered by the reporting person was exchanged for 0.8244 shares of the Issuer's common stock. F1 · price: Pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE ("ADVA"); the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., the Issuer and ADVA consummated the Exchange Offer (as defined in the Business Combination Agreement) and ADVA became a subsidiary of the Issuer on July 15, 2022 (the "Closing Date"). On the Closing Date, each ADVA share tendered by the reporting person was exchanged for 0.8244 shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.