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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2023 Filed May 25, 2023 20:14 UTC
Glingener ChristophChief Technology Officer
GrantCommon Stock 7,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032156 · doc4.xml · nonDerivative · entry 1

Glingener Christoph · CIK 0001943622 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,625

F1 · kind: Represents a grant of restricted stock units that vests in four equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:09 UTC
Dopfer UlrichChief Financial Officer
GrantCommon Stock 8,932 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032148 · doc4.xml · nonDerivative · entry 1

Dopfer Ulrich · CIK 0001974355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,932

F1 · kind: Represents a grant of restricted stock units that vests in four equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:58 UTC
Wilson James Denson JrChief Revenue Officer
GrantPhantom Stock · Derivative 97.847 $15.95 $1,560.66
Disclosure

SEC source: 0001209191-23-020792 · doc4.xml · derivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,436.969

Underlying: Common Stock · 97.847 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:57 UTC
Foliano MichaelChief Financial Officer
GrantPhantom Stock · Derivative 233.955 $15.95 $3,731.58
Disclosure

SEC source: 0001209191-23-020790 · doc4.xml · derivative · entry 3

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,692.245

Underlying: Common Stock · 233.955 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:56 UTC
STANTON THOMAS RDirector · Chairman & CEO
GrantPhantom Stock · Derivative 1,241.097 $15.95 $19,795.50
Disclosure

SEC source: 0001209191-23-020788 · doc4.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,171.881

Underlying: Common Stock · 1,241.097 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:55 UTC GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020787 · doc4.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:54 UTC GrantDividend Equivalent Rights · Derivative 46.956 $15.96 $749.42
Disclosure

SEC source: 0001209191-23-020786 · doc4.xml · derivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63.382

Underlying: Common Stock · 46.956 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:53 UTC GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020785 · doc4.xml · derivative · entry 1

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:52 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020784 · doc4.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:51 UTC GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020783 · doc4.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:50 UTC GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020782 · doc4.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:50 UTC GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020780 · doc4.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:48 UTC
Hey JohannaDirector
GrantDividend Equivalent Rights · Derivative 46.956 $15.96 $749.42
Disclosure

SEC source: 0001209191-23-020779 · doc4.xml · derivative · entry 1

Hey Johanna · CIK 0001929900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63.382

Underlying: Common Stock · 46.956 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:13 UTC GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004861 · doc4.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,931

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:12 UTC GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004860 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,327

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:11 UTC GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004859 · doc4.xml · nonDerivative · entry 1

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,028.14

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:10 UTC
Nair BalanDirector
GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004858 · doc4.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,641

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:08 UTC GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004857 · doc4.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,160.938

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:07 UTC GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004856 · doc4.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,868

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:06 UTC GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004854 · doc4.xml · nonDerivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 22:04 UTC
Hey JohannaDirector
GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004853 · doc4.xml · nonDerivative · entry 1

Hey Johanna · CIK 0001929900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,327

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:57 UTC
STANTON THOMAS RDirector · Chairman & CEO
GrantCommon Stock 87,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004634 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,097.51

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:59 UTC
Wilson James Denson JrChief Revenue Officer
GrantCommon Stock 8,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004642 · doc4.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,309.486

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:18 UTC
STANTON THOMAS RDirector · Chairman & CEO
GrantPhantom Stock · Derivative 60,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001148 · doc4.xml · derivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,930.784

Underlying: Common Stock · 60,320 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F2 · kind: Upon vesting 60,320 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program.

F3 · derivative.exercise_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F3 · derivative.expiration_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:18 UTC
STANTON THOMAS RDirector · Chairman & CEO
Disposition to issuerCommon Stock 60,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001148 · doc4.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,951.51

F2 · kind: Upon vesting 60,320 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:18 UTC
STANTON THOMAS RDirector · Chairman & CEO
Tax withholdingCommon Stock 56,493 $18.79 $1,061,503.47
Disclosure

SEC source: 0001209191-23-001148 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,271.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:20 UTC
Wilson James Denson JrChief Revenue Officer
Tax withholdingCommon Stock 20,950 $18.79 $393,650.50
Disclosure

SEC source: 0001209191-23-001153 · doc4.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,484.486

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:17 UTC
Foliano MichaelChief Financial Officer
GrantPhantom Stock · Derivative 20,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001142 · doc4.xml · derivative · entry 4

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,458.29

Underlying: Common Stock · 20,171 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F2 · kind: Upon vesting 20,171 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program.

F3 · derivative.exercise_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F3 · derivative.expiration_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:17 UTC
Foliano MichaelChief Financial Officer
Disposition to issuerCommon Stock 20,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001142 · doc4.xml · nonDerivative · entry 2

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,986.366

F2 · kind: Upon vesting 20,171 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:17 UTC
Foliano MichaelChief Financial Officer
Tax withholdingCommon Stock 19,056 $18.79 $358,062.24
Disclosure

SEC source: 0001209191-23-001142 · doc4.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,157.366

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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December 31, 2022 Filed Jan 4, 2023 21:41 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000989 · doc4.xml · derivative · entry 6

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:41 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000989 · doc4.xml · nonDerivative · entry 5

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

F3 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:41 UTC Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000989 · doc4.xml · nonDerivative · entry 4

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 39,345

F2 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:41 UTC Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000989 · doc4.xml · nonDerivative · entry 3

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 39,345.474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:41 UTC OtherCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000989 · doc4.xml · nonDerivative · entry 2

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 39,276

F1 · security: Upon vesting 3,943 shares that were previously reported as directly held were transferred to a trust.

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December 31, 2022 Filed Jan 4, 2023 21:41 UTC OtherCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000989 · doc4.xml · nonDerivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Upon vesting 3,943 shares that were previously reported as directly held were transferred to a trust.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC
Nair BalanDirector
Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC
Nair BalanDirector
GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,012

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC
Nair BalanDirector
Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,222

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC
Nair BalanDirector
Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,222.474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,302

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,512

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:44 UTC Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000996 · doc4.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,512.474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:43 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000995 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

F1 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:39 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000985 · doc4.xml · nonDerivative · entry 1

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,399.14

F1 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:36 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000978 · doc4.xml · derivative · entry 4

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:36 UTC GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000978 · doc4.xml · nonDerivative · entry 3

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,531.938

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:36 UTC Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000978 · doc4.xml · nonDerivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,741.938

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:36 UTC Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000978 · doc4.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,742.412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.