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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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Tapewire entity
5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 15, 2018 22:22 UTC Disposition to issuerDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000017 · edgar.xml · derivative · entry 2

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:22 UTC GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000016 · edgar.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · derivative · entry 8

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · nonDerivative · entry 3

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,561

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 11:32 UTC Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000003 · edgar.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:35 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000008 · edgar.xml · derivative · entry 4

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:35 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000008 · edgar.xml · nonDerivative · entry 3

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,974

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:35 UTC Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000008 · edgar.xml · nonDerivative · entry 2

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:35 UTC Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000008 · edgar.xml · nonDerivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:35 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000007 · edgar.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,873

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:34 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000006 · edgar.xml · derivative · entry 5

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:34 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000006 · edgar.xml · nonDerivative · entry 3

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,077

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:34 UTC Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000006 · edgar.xml · nonDerivative · entry 2

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,426

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:34 UTC Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000006 · edgar.xml · nonDerivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,426.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000005 · edgar.xml · derivative · entry 4

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000005 · edgar.xml · nonDerivative · entry 3

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,034

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000005 · edgar.xml · nonDerivative · entry 2

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,383

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000005 · edgar.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,383.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000004 · edgar.xml · derivative · entry 4

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000004 · edgar.xml · nonDerivative · entry 3

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,984

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000004 · edgar.xml · nonDerivative · entry 2

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:33 UTC Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000004 · edgar.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:30 UTC
Nair BalanDirector
Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000001 · edgar.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:30 UTC
Nair BalanDirector
GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000001 · edgar.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,061

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:30 UTC
Nair BalanDirector
Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000001 · edgar.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,410

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:30 UTC
Nair BalanDirector
Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000001 · edgar.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,410.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:31 UTC Exercise / conversionDividend Equivalent Rights · Derivative 69.756 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000002 · edgar.xml · derivative · entry 4

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:31 UTC GrantCommon Stock 4,651 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000002 · edgar.xml · nonDerivative · entry 3

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,973

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:31 UTC Disposition to issuerCommon Stock 0.756 $19.35 $14.63
Disclosure

SEC source: 0001179022-18-000002 · edgar.xml · nonDerivative · entry 2

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:31 UTC Exercise / conversionCommon Stock 69.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-18-000002 · edgar.xml · nonDerivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 21, 2017 Filed Nov 28, 2017 09:31 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000068 · edgar.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,841

Read SEC document
November 17, 2017 Filed Nov 22, 2017 16:35 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 4,038 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000067 · edgar.xml · derivative · entry 4

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,710.248

Underlying: Common stock · 4,038 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2014 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 16:34 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 4,038 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000066 · edgar.xml · derivative · entry 4

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,028.672

Underlying: Common stock · 4,038 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2014 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 16:34 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 17,649 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000065 · edgar.xml · derivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,115.837

Underlying: Common stock · 17,649 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2014 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

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November 17, 2017 Filed Nov 22, 2017 16:31 UTC
Heering Kevin P.Sr VP Services & Support
GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000061 · edgar.xml · nonDerivative · entry 2

Heering Kevin P. · CIK 0001610129 · Sr VP Services & Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,017

Read SEC document
November 15, 2017 Filed Nov 22, 2017 10:19 UTC GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000058 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 16:35 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 41.713 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000067 · edgar.xml · derivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,672.248

Underlying: Common stock · 41.713 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 16:34 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 51.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000066 · edgar.xml · derivative · entry 3

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,990.672

Underlying: Common stock · 51.711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 16:34 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 286.646 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000065 · edgar.xml · derivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,466.837

Underlying: Common stock · 286.646 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:23 UTC GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000060 · edgar.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:20 UTC GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000059 · edgar.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:19 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000057 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:17 UTC GrantDividend Equivalent Rights · Derivative 9.638 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000056 · edgar.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18.939

Underlying: Common Stock · 9.638 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 9.237 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 9.301. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:16 UTC GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000055 · edgar.xml · derivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:15 UTC GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000054 · edgar.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 15, 2017 Filed Nov 22, 2017 15:14 UTC GrantDividend Equivalent Rights · Derivative 17.467 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000053 · edgar.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.756

Underlying: Common Stock · 17.467 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · balance_after: The reporting person previously reported an acquisition on August 17, 2017 of 16.74 Dividend Equivalent Rights as reported on a Form 4 filed on August 21, 2017. The actual number of Dividend Equivalent Rights acquired on August 17, 2017 was 16.857. The amount of derivative securities beneficially owned stated herein currently reflects the correct amount.

Read SEC document
November 12, 2017 Filed Nov 14, 2017 20:32 UTC
STANTON THOMAS RDirector · CEO
Tax withholdingCommon Stock 2,351 $20.65 $48,548.15
Disclosure

SEC source: 0001179022-17-000052 · edgar.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,719

Read SEC document
November 12, 2017 Filed Nov 14, 2017 20:31 UTC
Wilson James Denson JrSVP Technology & Strategy
Tax withholdingCommon Stock 523 $20.65 $10,799.95
Disclosure

SEC source: 0001179022-17-000051 · edgar.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,940

Read SEC document
November 12, 2017 Filed Nov 14, 2017 20:30 UTC
Shannon Roger DSr VP Finance and CFO
Tax withholdingCommon Stock 601 $20.65 $12,410.65
Disclosure

SEC source: 0001179022-17-000049 · edgar.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.