Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Sr VP Services & Support | November 11, 2017 | November 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date November 11, 2017 · Filed November 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,017 |
Ending reported balance
After 2017-11-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-11 · Grant · Acquired 4,100 · Balance 7,979 Row 2 · 2017-11-17 · Grant · Acquired 4,038 · Balance 12,017 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2017 Filed Nov 22, 2017 16:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000061 · edgar.xml · nonDerivative · entry 2 Heering Kevin P. · CIK 0001610129 · Sr VP Services & Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,017 Read SEC document |
| November 11, 2017 Filed Nov 22, 2017 16:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000061 · edgar.xml · nonDerivative · entry 1 Heering Kevin P. · CIK 0001610129 · Sr VP Services & Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,979 Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:23 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 3,526 | $0.00 Strike: $16.97 | $0.00 |
DisclosureSEC source: 0001179022-17-000045 · edgar.xml · derivative · entry 5 Heering Kevin P. · CIK 0001610129 · Sr VP Quality & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,526 shares Expires 2022-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:23 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 6,283 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001179022-17-000045 · edgar.xml · derivative · entry 4 Heering Kevin P. · CIK 0001610129 · Sr VP Quality & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,283 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:23 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 9,809 | $21.60 | $211,825.36 |
DisclosureSEC source: 0001179022-17-000045 · edgar.xml · nonDerivative · entry 3 Heering Kevin P. · CIK 0001610129 · Sr VP Quality & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879 F1 · price: The shares were sold in multiple transactions at prices ranging from $21.55 to $21.60. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:23 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 3,526 | $16.97 | $59,836.22 |
DisclosureSEC source: 0001179022-17-000045 · edgar.xml · nonDerivative · entry 2 Heering Kevin P. · CIK 0001610129 · Sr VP Quality & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:23 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 6,283 | $15.29 | $96,067.07 |
DisclosureSEC source: 0001179022-17-000045 · edgar.xml · nonDerivative · entry 1 Heering Kevin P. · CIK 0001610129 · Sr VP Quality & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:36 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-16-000119 · edgar.xml · nonDerivative · entry 1 Heering Kevin P. · CIK 0001610129 · Sr VP Quality & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.