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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Harty Harriet KEVP, Chief Admin Officer
Tax withholdingCommon Stock 8,274 $7.60 $62,882.40
Disclosure

SEC source: 0001703056-23-000064 · wf-form4_167788132352335.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,498

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:12 UTC
Thorsen WayneEVP, Chief Business Officer
GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000069 · wf-form4_167788152953951.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,980

F1 · shares: Reflects the 2023 annual grant of restricted stock units which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:11 UTC
Porpora KennethEVP and CFO
GrantCommon Stock 131,578 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000067 · wf-form4_167788144262789.xml · nonDerivative · entry 2

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,388

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:11 UTC
Porpora KennethEVP and CFO
Tax withholdingCommon Stock 13,419 $7.60 $101,984.40
Disclosure

SEC source: 0001703056-23-000067 · wf-form4_167788144262789.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,810

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:10 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
GrantCommon Stock 151,315 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000066 · wf-form4_167788140198107.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,563

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:10 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
Tax withholdingCommon Stock 17,614 $7.60 $133,866.40
Disclosure

SEC source: 0001703056-23-000066 · wf-form4_167788140198107.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,248

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:09 UTC
Jackson DeLuEVP, Chief Marketing Officer
GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000065 · wf-form4_167788135752208.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,783

F1 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:22 UTC
Bresingham DanielEVP, Commercial
Exercise / conversionStock Options · Derivative 100,000 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-23-000042 · wf-form4_167640971069355.xml · derivative · entry 3

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,070

Underlying: Common Stock · 100,000 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects the exercise of vested stock options from the one-time special equity award of stock options issued on March 9, 2020, which vested in part on each of March 9, 2021 and March 9, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:22 UTC
Bresingham DanielEVP, Commercial
SaleCommon Stock 100,000 $8.27 $827,000.00
Disclosure

SEC source: 0001703056-23-000042 · wf-form4_167640971069355.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776,114.5

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.26 to $8.34, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:22 UTC
Bresingham DanielEVP, Commercial
Exercise / conversionCommon Stock 100,000 $5.27 $527,000.00
Disclosure

SEC source: 0001703056-23-000042 · wf-form4_167640971069355.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876,114.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:07 UTC
Thorsen WayneEVP, Chief Business Officer
GrantCommon Stock 341,296 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000040 · wf-form4_167537200164899.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,296

F1 · shares: Restricted Stock Units which vest in equal increments on February 1, 2024, February 1, 2025, and February 1, 2026, granted in accordance with the terms of Mr. Thorsen's offer letter and pursuant to the terms of the Company's Policy and Procedures for Granting Equity-Based Awards.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:27 UTC
Bresingham DanielEVP, Commercial
Exercise / conversionStock Options · Derivative 100,000 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-23-000037 · wf-form4_167407716587525.xml · derivative · entry 4

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,070

Underlying: Common Stock · 100,000 shares

Expires 2030-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects the exercise of vested stock options from the one-time special equity award of stock options issued on March 9, 2020, which vested in part on each of March 9, 2021 and March 9, 2022.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:27 UTC
Bresingham DanielEVP, Commercial
SaleCommon Stock 157,959 $9.60 $1,516,406.40
Disclosure

SEC source: 0001703056-23-000037 · wf-form4_167407716587525.xml · nonDerivative · entry 3

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776,114.5

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.78, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:27 UTC
Bresingham DanielEVP, Commercial
SaleCommon Stock 100,000 $9.60 $960,000.00
Disclosure

SEC source: 0001703056-23-000037 · wf-form4_167407716587525.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934,073.5

F1 · kind: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.78, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:27 UTC
Bresingham DanielEVP, Commercial
Exercise / conversionCommon Stock 100,000 $5.27 $527,000.00
Disclosure

SEC source: 0001703056-23-000037 · wf-form4_167407716587525.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034,073.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:14 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000024 · wf-form4_167304323768938.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,343

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:12 UTC
Zarmi SigalDirector
GrantCommon Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000019 · wf-form4_167304314123481.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,972

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:10 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000013 · wf-form4_167304300133671.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934,073.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:13 UTC GrantCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000023 · wf-form4_167304321841770.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,721

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:12 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000020 · wf-form4_167304316230384.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,858

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:11 UTC GrantCommon Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000016 · wf-form4_167304305988209.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,743

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:13 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 5,648 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000021 · wf-form4_167304317989065.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667,124

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:10 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
GrantCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000015 · wf-form4_167304303937780.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,616

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:10 UTC GrantCommon Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000014 · wf-form4_167304302015429.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,514

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:11 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000017 · wf-form4_167304308479949.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,772

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:13 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
GrantCommon Stock 1,179 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000022 · wf-form4_167304320077366.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,862

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:12 UTC
Porpora KennethEVP and CFO
GrantCommon Stock 788 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000018 · wf-form4_167304312120376.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,229

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 17:58 UTC
Holmes Keith FExec VP & Chief Revenue Off
Tax withholdingCommon Stock 40,652 $9.13 $371,152.76
Disclosure

SEC source: 0001703056-22-000230 · wf-form4_167149044919295.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,042

F1 · shares: Represents shares withheld to satisfy the withholding tax obligations with respect to shares held by Mr. Holmes upon his departure from the Company.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:05 UTC Disposition to issuerCommon Stock 110,627,456 $9.00 $995,647,104.00
Disclosure

SEC source: 0001104659-22-112003 · tm2229026-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 719,555,278

F1 · kind: See Exhibit 99.1, n. 1

F1 · shares: See Exhibit 99.1, n. 1

F2 · balance_after: See Exhibit 99.1, n. 2

F2 · ownership.nature: See Exhibit 99.1, n. 2

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:28 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 208 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000217 · wf-form4_166509888265354.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,154

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:19 UTC
Jones Marc SExecutive Vice Pres., Solar
GrantCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000211 · wf-form4_166509833498746.xml · nonDerivative · entry 1

Jones Marc S · CIK 0001896668 · Executive Vice Pres., Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,546

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 18:39 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000195 · wf-form4_166509594991362.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,556

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 22:44 UTC
Zarmi SigalDirector
GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000197 · wf-form4_166509627418101.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,918

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:22 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000213 · wf-form4_166509851702262.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,933,336.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:06 UTC GrantCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000205 · wf-form4_166509759028181.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,984

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:12 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000207 · wf-form4_166509793793066.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,121

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 22:48 UTC GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000199 · wf-form4_166509650357057.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,689

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 18:33 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 6,196 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000193 · wf-form4_166509558362447.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661,476

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 19:25 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 746 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000215 · wf-form4_166509868687443.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,092

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 23:16 UTC
Porpora KennethEVP and CFO
GrantCommon Stock 867 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000209 · wf-form4_166509814249392.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,441

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 23:00 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
GrantCommon Stock 1,295 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000203 · wf-form4_166509722989968.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,683

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 22:55 UTC GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000201 · wf-form4_166509693827732.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,460

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

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August 03, 2022 Filed Aug 5, 2022 16:30 UTC
Harty Harriet KEVP, Chief Admin Officer
Tax withholdingCommon Stock 15,105 $7.31 $110,417.55
Disclosure

SEC source: 0001703056-22-000180 · wf-form4_165973142279172.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,346

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 8/3/2022.

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July 05, 2022 Filed Jul 6, 2022 18:22 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000159 · wf-form4_165714615364255.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,946

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

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July 05, 2022 Filed Jul 6, 2022 18:24 UTC
Jones Marc SExecutive Vice Pres., Solar
GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000164 · wf-form4_165714626478812.xml · nonDerivative · entry 1

Jones Marc S · CIK 0001896668 · Executive Vice Pres., Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,134

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

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July 05, 2022 Filed Jul 6, 2022 18:24 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 2,217 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000163 · wf-form4_165714622912529.xml · nonDerivative · entry 2

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,485

F2 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

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July 05, 2022 Filed Jul 6, 2022 22:26 UTC
Zarmi SigalDirector
GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000169 · wf-form4_165714635984996.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,858

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

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July 05, 2022 Filed Jul 6, 2022 18:22 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000158 · wf-form4_165714613406389.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932,526.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

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July 05, 2022 Filed Jul 6, 2022 18:25 UTC GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000168 · wf-form4_165714634463085.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,088

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

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July 05, 2022 Filed Jul 6, 2022 18:25 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000166 · wf-form4_165714630690227.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,311

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.