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ADT

ADT Inc.

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Tapewire entity
3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2023 Filed May 4, 2023 21:24 UTC PurchaseCommon Stock 50,000 $5.15 $257,500.00
Disclosure

SEC source: 0001703056-23-000113 · wf-form4_168324985196940.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,809

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.16, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2023 Filed May 4, 2023 18:34 UTC
Smail David WEVP, CLO and Secretary
PurchaseCommon Stock 10,000 $4.91 $49,100.00
Disclosure

SEC source: 0001703056-23-000106 · wk-form4_1683239641.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,210

Read SEC document
May 04, 2023 Filed May 4, 2023 18:56 UTC
DeVries James DavidDirector · President & CEO
PurchaseCommon Stock 50,000 $4.96 $248,000.00
Disclosure

SEC source: 0001703056-23-000107 · wk-form4_1683240973.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,131,705

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.94 to $5.10, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 04, 2023 Filed May 5, 2023 01:04 UTC
Thorsen WayneEVP, Chief Business Officer
PurchaseCommon Stock 10,000 $5.14 $51,400.00
Disclosure

SEC source: 0001703056-23-000111 · wk-form4_1683248660.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,194

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.14 to $5.16, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2023 Filed May 5, 2023 00:26 UTC
Porpora KennethEVP and CFO
PurchaseCommon Stock 12,000 $5.12 $61,440.00
Disclosure

SEC source: 0001703056-23-000109 · wf-form4_168324639031158.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,139

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.14, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:40 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000088 · wf-form4_168081360744212.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,490

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:43 UTC
Zarmi SigalDirector
GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000100 · wf-form4_168081381877873.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,044

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units which vest on May 25, 2023.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:40 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000087 · wf-form4_168081359231056.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,474.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:43 UTC GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000099 · wf-form4_168081379670856.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,809

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:42 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000096 · wf-form4_168081374329865.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,210

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:43 UTC GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000098 · wf-form4_168081377917623.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,815

F1 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and vest on May 25, 2023.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:40 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 7,501 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000089 · wf-form4_168081362275325.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,081,705

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:41 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000091 · wf-form4_168081364931278.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,343,641

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:41 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 1,118 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000092 · wf-form4_168081366604992.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,588

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:42 UTC
Thorsen WayneEVP, Chief Business Officer
GrantCommon Stock 2,214 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000097 · wf-form4_168081376416945.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,194

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:42 UTC
Porpora KennethEVP and CFO
GrantCommon Stock 1,157 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000095 · wf-form4_168081371884579.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,139

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:41 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
GrantCommon Stock 1,485 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000094 · wf-form4_168081369530955.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,985

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:41 UTC
Jackson DeLuEVP, Chief Marketing Officer
GrantCommon Stock 815 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000093 · wf-form4_168081368076503.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,025

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:40 UTC GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000090 · wf-form4_168081363590108.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,586

F1 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on May 25, 2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 16:40 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 1,629 $7.63 $12,429.27
Disclosure

SEC source: 0001703056-23-000080 · wf-form4_167848443036676.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,169

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 16:40 UTC
Bresingham DanielEVP, Commercial
Tax withholdingCommon Stock 102,053 $7.63 $778,664.39
Disclosure

SEC source: 0001703056-23-000079 · wf-form4_167848441067271.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749,517.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 16:42 UTC Tax withholdingCommon Stock 102,053 $7.63 $778,664.39
Disclosure

SEC source: 0001703056-23-000086 · wf-form4_167848454603715.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,852

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 16:42 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 24,717 $7.63 $188,590.71
Disclosure

SEC source: 0001703056-23-000085 · wf-form4_167848452158216.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,253

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 16:40 UTC
DeVries James DavidDirector · President & CEO
Tax withholdingCommon Stock 200,649 $7.63 $1,530,951.87
Disclosure

SEC source: 0001703056-23-000081 · wf-form4_167848444203532.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074,204

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:41 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
Tax withholdingCommon Stock 101,130 $7.63 $771,621.90
Disclosure

SEC source: 0001703056-23-000082 · wf-form4_167848446422745.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,684

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:41 UTC
Porpora KennethEVP and CFO
Tax withholdingCommon Stock 27,694 $7.63 $211,305.22
Disclosure

SEC source: 0001703056-23-000084 · wf-form4_167848449774264.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,982

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:41 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
Tax withholdingCommon Stock 110,571 $7.63 $843,656.73
Disclosure

SEC source: 0001703056-23-000083 · wf-form4_167848448109603.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,500

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/09/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:07 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 1,788 $7.58 $13,553.04
Disclosure

SEC source: 0001703056-23-000061 · wf-form4_167788119449571.xml · nonDerivative · entry 3

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,798

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:06 UTC
Bresingham DanielEVP, Commercial
Tax withholdingCommon Stock 12,712 $7.58 $96,356.96
Disclosure

SEC source: 0001703056-23-000060 · wf-form4_167788115384549.xml · nonDerivative · entry 3

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,570.5

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:13 UTC Tax withholdingCommon Stock 12,712 $7.58 $96,356.96
Disclosure

SEC source: 0001703056-23-000070 · wf-form4_167788157479422.xml · nonDerivative · entry 3

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,905

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:12 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 12,712 $7.58 $96,356.96
Disclosure

SEC source: 0001703056-23-000068 · wf-form4_167788147627716.xml · nonDerivative · entry 3

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,970

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:08 UTC
DeVries James DavidDirector · President & CEO
Tax withholdingCommon Stock 97,888 $7.58 $741,991.04
Disclosure

SEC source: 0001703056-23-000062 · wf-form4_167788125583434.xml · nonDerivative · entry 3

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274,853

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:08 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
Tax withholdingCommon Stock 14,327 $7.58 $108,598.66
Disclosure

SEC source: 0001703056-23-000063 · wf-form4_167788129151954.xml · nonDerivative · entry 3

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,814

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:09 UTC
Harty Harriet KEVP, Chief Admin Officer
Tax withholdingCommon Stock 12,712 $7.58 $96,356.96
Disclosure

SEC source: 0001703056-23-000064 · wf-form4_167788132352335.xml · nonDerivative · entry 3

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,470

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:11 UTC
Porpora KennethEVP and CFO
Tax withholdingCommon Stock 12,712 $7.58 $96,356.96
Disclosure

SEC source: 0001703056-23-000067 · wf-form4_167788144262789.xml · nonDerivative · entry 3

Porpora Kenneth · CIK 0001761023 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,676

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:10 UTC
Likosar JeffreyPres Corp Dev & Chf Trans Off
Tax withholdingCommon Stock 19,492 $7.58 $147,749.36
Disclosure

SEC source: 0001703056-23-000066 · wf-form4_167788140198107.xml · nonDerivative · entry 3

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Chf Trans Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,071

F3 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:09 UTC
Jackson DeLuEVP, Chief Marketing Officer
Tax withholdingCommon Stock 3,573 $7.58 $27,083.34
Disclosure

SEC source: 0001703056-23-000065 · wf-form4_167788135752208.xml · nonDerivative · entry 2

Jackson DeLu · CIK 0001967217 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,210

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:07 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 32,894 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000061 · wf-form4_167788119449571.xml · nonDerivative · entry 2

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,586

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:07 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 1,651 $7.60 $12,547.60
Disclosure

SEC source: 0001703056-23-000061 · wf-form4_167788119449571.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,692

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:06 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000060 · wf-form4_167788115384549.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864,282.5

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:06 UTC
Bresingham DanielEVP, Commercial
Tax withholdingCommon Stock 10,516 $7.60 $79,921.60
Disclosure

SEC source: 0001703056-23-000060 · wf-form4_167788115384549.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765,598.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:13 UTC GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000070 · wf-form4_167788157479422.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,617

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:13 UTC Tax withholdingCommon Stock 10,788 $7.60 $81,988.80
Disclosure

SEC source: 0001703056-23-000070 · wf-form4_167788157479422.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,933

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:12 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000068 · wf-form4_167788147627716.xml · nonDerivative · entry 2

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,682

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

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March 01, 2023 Filed Mar 3, 2023 17:12 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 10,860 $7.60 $82,536.00
Disclosure

SEC source: 0001703056-23-000068 · wf-form4_167788147627716.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,998

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

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March 01, 2023 Filed Mar 3, 2023 17:08 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 786,463 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000062 · wf-form4_167788125583434.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372,741

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

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March 01, 2023 Filed Mar 3, 2023 17:08 UTC
DeVries James DavidDirector · President & CEO
Tax withholdingCommon Stock 80,846 $7.60 $614,429.60
Disclosure

SEC source: 0001703056-23-000062 · wf-form4_167788125583434.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586,278

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

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March 01, 2023 Filed Mar 3, 2023 22:08 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000063 · wf-form4_167788129151954.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,141

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

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March 01, 2023 Filed Mar 3, 2023 22:08 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
Tax withholdingCommon Stock 12,159 $7.60 $92,408.40
Disclosure

SEC source: 0001703056-23-000063 · wf-form4_167788129151954.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,457

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2023.

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March 01, 2023 Filed Mar 3, 2023 17:09 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 98,684 $0.00 $0.00
Disclosure

SEC source: 0001703056-23-000064 · wf-form4_167788132352335.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,182

F2 · shares: Reflects the 2023 annual grant of RSUs which vest in equal increments on 3/01/2024, 3/01/2025 and 3/01/2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.