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ADT

ADT Inc.

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3866
SEC CIK
0001703056
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681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2018 Filed Jan 25, 2018 21:28 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
OtherCommon Stock 153,585.5 $14.00 $2,150,197.00
Disclosure

SEC source: 0000950142-18-000202 · es1800202_4-finney.xml · nonDerivative · entry 2

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,585.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:28 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
OtherCommon Stock 175,684.5 $14.00 $2,459,583.00
Disclosure

SEC source: 0000950142-18-000202 · es1800202_4-finney.xml · nonDerivative · entry 1

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,684.5

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:26 UTC
Darfler JaySVP, Emerging Growth Markets
OtherCommon Stock 82,738 $14.00 $1,158,332.00
Disclosure

SEC source: 0000950142-18-000200 · es1800200_4-darfler.xml · nonDerivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,738

F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:25 UTC
Dale Robert MSVP, National Account Sales
OtherCommon Stock 204,781 $14.00 $2,866,934.00
Disclosure

SEC source: 0000950142-18-000199 · es1800199_4-dale.xml · nonDerivative · entry 2

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,781

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:25 UTC
Dale Robert MSVP, National Account Sales
OtherCommon Stock 234,246 $14.00 $3,279,444.00
Disclosure

SEC source: 0000950142-18-000199 · es1800199_4-dale.xml · nonDerivative · entry 1

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,246

F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2)

F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 19, 2018 Filed May 21, 2018 17:21 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
PurchaseCommon Stock 1,500 $14.00 $21,000.00
Disclosure

SEC source: 0001703056-18-000024 · wf-form4_152693764732207.xml · nonDerivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,158.5

Read SEC document
January 19, 2018 Filed May 21, 2018 21:18 UTC
Dale Robert MSVP, National Account Sales
PurchaseCommon Stock 8,000 $14.00 $112,000.00
Disclosure

SEC source: 0001703056-18-000022 · wf-form4_152693748826939.xml · nonDerivative · entry 1

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,781

Read SEC document
January 19, 2018 Filed May 22, 2018 11:54 UTC Amendment
Pulliam AmeliaSVP, Chief Human Resources Off
PurchaseCommon Stock 1,500 $14.00 $21,000.00
Disclosure

SEC source: 0001703056-18-000026 · wf-form4a_152700447581180.xml · nonDerivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,658.5

F1 · security: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned by 1,500 shares (the purchased shares) due to a technical error.

F1 · balance_after: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned by 1,500 shares (the purchased shares) due to a technical error.

Read SEC document
January 19, 2018 Filed May 22, 2018 15:59 UTC Amendment
Dale Robert MSVP, National Account Sales
PurchaseCommon Stock 8,000 $14.00 $112,000.00
Disclosure

SEC source: 0001703056-18-000028 · wf-form4a_152700473019805.xml · nonDerivative · entry 1

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,027

F1 · security: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned because it did not include all previous transactions due to a technical error.

F1 · balance_after: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned because it did not include all previous transactions due to a technical error.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantStock Options · Derivative 45,955 $14.00 Strike: $14.00 $643,370.00
Disclosure

SEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · derivative · entry 3

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,955

Underlying: Stock Options · 45,955 shares

Expires 2028-01-18

F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantStock Options · Derivative 38,230 $14.00 Strike: $14.00 $535,220.00
Disclosure

SEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · derivative · entry 2

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,230

Underlying: Stock Options · 38,230 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantRestricted Stock Units 12,500 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · nonDerivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
GrantStock Options · Derivative 78,781 $14.00 Strike: $14.00 $1,102,934.00
Disclosure

SEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · derivative · entry 4

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,781

Underlying: Stock Options · 78,781 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
GrantStock Options · Derivative 397,410.5 $14.00 Strike: $14.00 $5,563,747.00
Disclosure

SEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · derivative · entry 3

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,410.5

Underlying: Stock Options · 397,410.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
GrantStock Options · Derivative 314,909 $14.00 Strike: $14.00 $4,408,726.00
Disclosure

SEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · derivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,909

Underlying: Stock Options · 314,909 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:40 UTC
Bresingham DanielEVP, Chief Admin. Off. & Treas
GrantRestricted Stock Units 21,428 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC
Young Donald M.SVP & Chief Info Off.
GrantStock Options · Derivative 78,781 $14.00 Strike: $14.00 $1,102,934.00
Disclosure

SEC source: 0000950142-18-000170 · es1800191_4-young.xml · derivative · entry 4

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,781

Underlying: Stock Options · 78,781 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC
Young Donald M.SVP & Chief Info Off.
GrantStock Options · Derivative 397,410.5 $14.00 Strike: $14.00 $5,563,747.00
Disclosure

SEC source: 0000950142-18-000170 · es1800191_4-young.xml · derivative · entry 3

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,410.5

Underlying: Stock Options · 397,410.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC
Young Donald M.SVP & Chief Info Off.
GrantStock Options · Derivative 314,909 $14.00 Strike: $14.00 $4,408,726.00
Disclosure

SEC source: 0000950142-18-000170 · es1800191_4-young.xml · derivative · entry 2

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,909

Underlying: Stock Options · 314,909 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC
Young Donald M.SVP & Chief Info Off.
GrantRestricted Stock Units 21,428 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000170 · es1800191_4-young.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · SVP & Chief Info Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Whall Timothy J.Director · CEO & Director
GrantStock Options · Derivative 590,861 $14.00 Strike: $14.00 $8,272,054.00
Disclosure

SEC source: 0000950142-18-000168 · es1800190_4-whall.xml · derivative · entry 4

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,861

Underlying: Stock Options · 590,861 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Whall Timothy J.Director · CEO & Director
GrantStock Options · Derivative 603,212.5 $14.00 Strike: $14.00 $8,444,975.00
Disclosure

SEC source: 0000950142-18-000168 · es1800190_4-whall.xml · derivative · entry 3

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,212.5

Underlying: Stock Options · 603,212.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Whall Timothy J.Director · CEO & Director
GrantStock Options · Derivative 477,987 $14.00 Strike: $14.00 $6,691,818.00
Disclosure

SEC source: 0000950142-18-000168 · es1800190_4-whall.xml · derivative · entry 2

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,987

Underlying: Stock Options · 477,987 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Whall Timothy J.Director · CEO & Director
GrantRestricted Stock Units 160,714 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000168 · es1800190_4-whall.xml · nonDerivative · entry 1

Whall Timothy J. · CIK 0001493999 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,714

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC GrantStock Options · Derivative 288,865 $14.00 Strike: $14.00 $4,044,110.00
Disclosure

SEC source: 0000950142-18-000169 · es1800184_4-devries.xml · derivative · entry 3

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,865

Underlying: Stock Options · 288,865 shares

Expires 2028-01-18

F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC GrantStock Options · Derivative 775,706.5 $14.00 Strike: $14.00 $10,859,891.00
Disclosure

SEC source: 0000950142-18-000169 · es1800184_4-devries.xml · derivative · entry 2

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,706.5

Underlying: Stock Options · 775,706.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:42 UTC GrantRestricted Stock Units 78,571 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000169 · es1800184_4-devries.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,571

F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:43 UTC
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
GrantStock Options · Derivative 78,781 $14.00 Strike: $14.00 $1,102,934.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 4

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,781

Underlying: Stock Options · 78,781 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:43 UTC
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
GrantStock Options · Derivative 340,637.5 $14.00 Strike: $14.00 $4,768,925.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 3

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,637.5

Underlying: Stock Options · 340,637.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:43 UTC
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
GrantStock Options · Derivative 269,922 $14.00 Strike: $14.00 $3,778,908.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,922

Underlying: Stock Options · 269,922 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:43 UTC
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
GrantRestricted Stock Units 21,428 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Darfler JaySVP, Emerging Growth Markets
GrantStock Options · Derivative 59,086 $14.00 Strike: $14.00 $827,204.00
Disclosure

SEC source: 0000950142-18-000167 · es1800183_4-darfler.xml · derivative · entry 3

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,086

Underlying: Stock Options · 59,086 shares

Expires 2028-01-18

F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Darfler JaySVP, Emerging Growth Markets
GrantStock Options · Derivative 57,345 $14.00 Strike: $14.00 $802,830.00
Disclosure

SEC source: 0000950142-18-000167 · es1800183_4-darfler.xml · derivative · entry 2

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,345

Underlying: Stock Options · 57,345 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Darfler JaySVP, Emerging Growth Markets
GrantRestricted Stock Units 16,071 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000167 · es1800183_4-darfler.xml · nonDerivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,071

F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantStock Options · Derivative 59,086 $14.00 Strike: $14.00 $827,204.00
Disclosure

SEC source: 0000950142-18-000171 · es1800185_4-finney.xml · derivative · entry 4

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,086

Underlying: Stock Options · 59,086 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantStock Options · Derivative 106,449 $14.00 Strike: $14.00 $1,490,286.00
Disclosure

SEC source: 0000950142-18-000171 · es1800185_4-finney.xml · derivative · entry 3

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,449

Underlying: Stock Options · 106,449 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantStock Options · Derivative 84,350.5 $14.00 Strike: $14.00 $1,180,907.00
Disclosure

SEC source: 0000950142-18-000171 · es1800185_4-finney.xml · derivative · entry 2

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,350.5

Underlying: Stock Options · 84,350.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:42 UTC
Finney Pelham GraySVP, Chief Legal Off. & Sec.
GrantRestricted Stock Units 16,071 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000171 · es1800185_4-finney.xml · nonDerivative · entry 1

Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,071

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Susil ZacharyVP, Controller
GrantStock Options · Derivative 32,825 $14.00 Strike: $14.00 $459,550.00
Disclosure

SEC source: 0000950142-18-000166 · es1800189_4-susil.xml · derivative · entry 3

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,825

Underlying: Stock Options · 32,825 shares

Expires 2028-01-18

F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Susil ZacharyVP, Controller
GrantStock Options · Derivative 19,115 $14.00 Strike: $14.00 $267,610.00
Disclosure

SEC source: 0000950142-18-000166 · es1800189_4-susil.xml · derivative · entry 2

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,115

Underlying: Stock Options · 19,115 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On December 22, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "December 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the December 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the December 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Susil ZacharyVP, Controller
GrantRestricted Stock Units 8,928 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000166 · es1800189_4-susil.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,928

F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Dale Robert MSVP, National Account Sales
GrantStock Options · Derivative 59,086 $14.00 Strike: $14.00 $827,204.00
Disclosure

SEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 4

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,086

Underlying: Stock Options · 59,086 shares

Expires 2028-01-18

F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Dale Robert MSVP, National Account Sales
GrantStock Options · Derivative 141,932 $14.00 Strike: $14.00 $1,987,048.00
Disclosure

SEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 3

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,932

Underlying: Stock Options · 141,932 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Dale Robert MSVP, National Account Sales
GrantStock Options · Derivative 112,467.5 $14.00 Strike: $14.00 $1,574,545.00
Disclosure

SEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 2

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,467.5

Underlying: Stock Options · 112,467.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2)

F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:41 UTC
Dale Robert MSVP, National Account Sales
GrantRestricted Stock Units 16,071 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000165 · es1800182_4-dale.xml · nonDerivative · entry 1

Dale Robert M · CIK 0001722719 · SVP, National Account Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,071

F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:40 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantStock Options · Derivative 131,302 $14.00 Strike: $14.00 $1,838,228.00
Disclosure

SEC source: 0000950142-18-000162 · es1800187_4-likosar.xml · derivative · entry 3

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,302

Underlying: Stock Options · 131,302 shares

Expires 2028-01-18

F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:40 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantStock Options · Derivative 794,821.5 $14.00 Strike: $14.00 $11,127,501.00
Disclosure

SEC source: 0000950142-18-000162 · es1800187_4-likosar.xml · derivative · entry 2

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,821.5

Underlying: Stock Options · 794,821.5 shares

Expires 2028-01-18

F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 02:40 UTC
Likosar JeffreyEVP & Chief Financial Officer
GrantRestricted Stock Units 35,714 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-000162 · es1800187_4-likosar.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,714

F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.