Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 5 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2018 Filed Jan 25, 2018 21:28 UTC |
Finney Pelham GraySVP, Chief Legal Off. & Sec.
|
OtherCommon Stock | 153,585.5 | $14.00 | $2,150,197.00 |
DisclosureSEC source: 0000950142-18-000202 · es1800202_4-finney.xml · nonDerivative · entry 2 Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,585.5 F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2) F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:28 UTC |
Finney Pelham GraySVP, Chief Legal Off. & Sec.
|
OtherCommon Stock | 175,684.5 | $14.00 | $2,459,583.00 |
DisclosureSEC source: 0000950142-18-000202 · es1800202_4-finney.xml · nonDerivative · entry 1 Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,684.5 F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2) F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:26 UTC |
Darfler JaySVP, Emerging Growth Markets
|
OtherCommon Stock | 82,738 | $14.00 | $1,158,332.00 |
DisclosureSEC source: 0000950142-18-000200 · es1800200_4-darfler.xml · nonDerivative · entry 1 Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,738 F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:25 UTC |
Dale Robert MSVP, National Account Sales
|
OtherCommon Stock | 204,781 | $14.00 | $2,866,934.00 |
DisclosureSEC source: 0000950142-18-000199 · es1800199_4-dale.xml · nonDerivative · entry 2 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,781 F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2) F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:25 UTC |
Dale Robert MSVP, National Account Sales
|
OtherCommon Stock | 234,246 | $14.00 | $3,279,444.00 |
DisclosureSEC source: 0000950142-18-000199 · es1800199_4-dale.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,246 F1 · kind: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the July 2015 Award and the August 2016 Award, respectively. The Distributed Shares reported vest in the same manner as the "service tranche" of the July 2015 Award and the August 2016 Award, respectively. (cont'd in FN 2) F2 · kind: (cont'd from FN 1) Forty percent of the Distributed Shares reported in Table I for the July 2015 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I for the July 2015 Award will vest as to 20% on July 1, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Distributed Shares reported in Table I for the August 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 19, 2018 Filed May 21, 2018 17:21 UTC |
Pulliam AmeliaSVP, Chief Human Resources Off
|
PurchaseCommon Stock | 1,500 | $14.00 | $21,000.00 |
DisclosureSEC source: 0001703056-18-000024 · wf-form4_152693764732207.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,158.5 Read SEC document |
| January 19, 2018 Filed May 21, 2018 21:18 UTC |
Dale Robert MSVP, National Account Sales
|
PurchaseCommon Stock | 8,000 | $14.00 | $112,000.00 |
DisclosureSEC source: 0001703056-18-000022 · wf-form4_152693748826939.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,781 Read SEC document |
| January 19, 2018 Filed May 22, 2018 11:54 UTC Amendment |
Pulliam AmeliaSVP, Chief Human Resources Off
|
PurchaseCommon Stock | 1,500 | $14.00 | $21,000.00 |
DisclosureSEC source: 0001703056-18-000026 · wf-form4a_152700447581180.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,658.5 F1 · security: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned by 1,500 shares (the purchased shares) due to a technical error. F1 · balance_after: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned by 1,500 shares (the purchased shares) due to a technical error. Read SEC document |
| January 19, 2018 Filed May 22, 2018 15:59 UTC Amendment |
Dale Robert MSVP, National Account Sales
|
PurchaseCommon Stock | 8,000 | $14.00 | $112,000.00 |
DisclosureSEC source: 0001703056-18-000028 · wf-form4a_152700473019805.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,027 F1 · security: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned because it did not include all previous transactions due to a technical error. F1 · balance_after: The original Form 4 filed May 21, 2018 is being amended to correct the total number of shares owned. The original Form 4 understated the total shares owned because it did not include all previous transactions due to a technical error. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Pulliam AmeliaSVP, Chief Human Resources Off
|
GrantStock Options · Derivative | 45,955 | $14.00 Strike: $14.00 | $643,370.00 |
DisclosureSEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · derivative · entry 3 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,955 Underlying: Stock Options · 45,955 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Pulliam AmeliaSVP, Chief Human Resources Off
|
GrantStock Options · Derivative | 38,230 | $14.00 Strike: $14.00 | $535,220.00 |
DisclosureSEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · derivative · entry 2 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,230 Underlying: Stock Options · 38,230 shares Expires 2028-01-18 F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Pulliam AmeliaSVP, Chief Human Resources Off
|
GrantRestricted Stock Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000164 · es1800188_4-pulliam.xml · nonDerivative · entry 1 Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Bresingham DanielEVP, Chief Admin. Off. & Treas
|
GrantStock Options · Derivative | 78,781 | $14.00 Strike: $14.00 | $1,102,934.00 |
DisclosureSEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · derivative · entry 4 Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,781 Underlying: Stock Options · 78,781 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Bresingham DanielEVP, Chief Admin. Off. & Treas
|
GrantStock Options · Derivative | 397,410.5 | $14.00 Strike: $14.00 | $5,563,747.00 |
DisclosureSEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · derivative · entry 3 Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,410.5 Underlying: Stock Options · 397,410.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Bresingham DanielEVP, Chief Admin. Off. & Treas
|
GrantStock Options · Derivative | 314,909 | $14.00 Strike: $14.00 | $4,408,726.00 |
DisclosureSEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · derivative · entry 2 Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,909 Underlying: Stock Options · 314,909 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:40 UTC |
Bresingham DanielEVP, Chief Admin. Off. & Treas
|
GrantRestricted Stock Units | 21,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000163 · es1800181_4-bresingham.xml · nonDerivative · entry 1 Bresingham Daniel · CIK 0001722870 · EVP, Chief Admin. Off. & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,428 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
Young Donald M.SVP & Chief Info Off.
|
GrantStock Options · Derivative | 78,781 | $14.00 Strike: $14.00 | $1,102,934.00 |
DisclosureSEC source: 0000950142-18-000170 · es1800191_4-young.xml · derivative · entry 4 Young Donald M. · CIK 0001724052 · SVP & Chief Info Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,781 Underlying: Stock Options · 78,781 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
Young Donald M.SVP & Chief Info Off.
|
GrantStock Options · Derivative | 397,410.5 | $14.00 Strike: $14.00 | $5,563,747.00 |
DisclosureSEC source: 0000950142-18-000170 · es1800191_4-young.xml · derivative · entry 3 Young Donald M. · CIK 0001724052 · SVP & Chief Info Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,410.5 Underlying: Stock Options · 397,410.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
Young Donald M.SVP & Chief Info Off.
|
GrantStock Options · Derivative | 314,909 | $14.00 Strike: $14.00 | $4,408,726.00 |
DisclosureSEC source: 0000950142-18-000170 · es1800191_4-young.xml · derivative · entry 2 Young Donald M. · CIK 0001724052 · SVP & Chief Info Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,909 Underlying: Stock Options · 314,909 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
Young Donald M.SVP & Chief Info Off.
|
GrantRestricted Stock Units | 21,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000170 · es1800191_4-young.xml · nonDerivative · entry 1 Young Donald M. · CIK 0001724052 · SVP & Chief Info Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,428 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Whall Timothy J.Director · CEO & Director
|
GrantStock Options · Derivative | 590,861 | $14.00 Strike: $14.00 | $8,272,054.00 |
DisclosureSEC source: 0000950142-18-000168 · es1800190_4-whall.xml · derivative · entry 4 Whall Timothy J. · CIK 0001493999 · Director · CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,861 Underlying: Stock Options · 590,861 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Whall Timothy J.Director · CEO & Director
|
GrantStock Options · Derivative | 603,212.5 | $14.00 Strike: $14.00 | $8,444,975.00 |
DisclosureSEC source: 0000950142-18-000168 · es1800190_4-whall.xml · derivative · entry 3 Whall Timothy J. · CIK 0001493999 · Director · CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,212.5 Underlying: Stock Options · 603,212.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Whall Timothy J.Director · CEO & Director
|
GrantStock Options · Derivative | 477,987 | $14.00 Strike: $14.00 | $6,691,818.00 |
DisclosureSEC source: 0000950142-18-000168 · es1800190_4-whall.xml · derivative · entry 2 Whall Timothy J. · CIK 0001493999 · Director · CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,987 Underlying: Stock Options · 477,987 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Whall Timothy J.Director · CEO & Director
|
GrantRestricted Stock Units | 160,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000168 · es1800190_4-whall.xml · nonDerivative · entry 1 Whall Timothy J. · CIK 0001493999 · Director · CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,714 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
DeVries James DavidPresident
|
GrantStock Options · Derivative | 288,865 | $14.00 Strike: $14.00 | $4,044,110.00 |
DisclosureSEC source: 0000950142-18-000169 · es1800184_4-devries.xml · derivative · entry 3 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,865 Underlying: Stock Options · 288,865 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
DeVries James DavidPresident
|
GrantStock Options · Derivative | 775,706.5 | $14.00 Strike: $14.00 | $10,859,891.00 |
DisclosureSEC source: 0000950142-18-000169 · es1800184_4-devries.xml · derivative · entry 2 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,706.5 Underlying: Stock Options · 775,706.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC |
DeVries James DavidPresident
|
GrantRestricted Stock Units | 78,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000169 · es1800184_4-devries.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,571 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:43 UTC |
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
|
GrantStock Options · Derivative | 78,781 | $14.00 Strike: $14.00 | $1,102,934.00 |
DisclosureSEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 4 Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,781 Underlying: Stock Options · 78,781 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:43 UTC |
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
|
GrantStock Options · Derivative | 340,637.5 | $14.00 Strike: $14.00 | $4,768,925.00 |
DisclosureSEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 3 Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,637.5 Underlying: Stock Options · 340,637.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:43 UTC |
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
|
GrantStock Options · Derivative | 269,922 | $14.00 Strike: $14.00 | $3,778,908.00 |
DisclosureSEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · derivative · entry 2 Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,922 Underlying: Stock Options · 269,922 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:43 UTC |
Haenggi Jamie ElizabethEVP, Chief Sales & Mktg. Off.
|
GrantRestricted Stock Units | 21,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000172 · es1800186_4-haenggi.xml · nonDerivative · entry 1 Haenggi Jamie Elizabeth · CIK 0001399678 · EVP, Chief Sales & Mktg. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,428 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Darfler JaySVP, Emerging Growth Markets
|
GrantStock Options · Derivative | 59,086 | $14.00 Strike: $14.00 | $827,204.00 |
DisclosureSEC source: 0000950142-18-000167 · es1800183_4-darfler.xml · derivative · entry 3 Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,086 Underlying: Stock Options · 59,086 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Darfler JaySVP, Emerging Growth Markets
|
GrantStock Options · Derivative | 57,345 | $14.00 Strike: $14.00 | $802,830.00 |
DisclosureSEC source: 0000950142-18-000167 · es1800183_4-darfler.xml · derivative · entry 2 Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,345 Underlying: Stock Options · 57,345 shares Expires 2028-01-18 F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Darfler JaySVP, Emerging Growth Markets
|
GrantRestricted Stock Units | 16,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000167 · es1800183_4-darfler.xml · nonDerivative · entry 1 Darfler Jay · CIK 0001722756 · SVP, Emerging Growth Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,071 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Finney Pelham GraySVP, Chief Legal Off. & Sec.
|
GrantStock Options · Derivative | 59,086 | $14.00 Strike: $14.00 | $827,204.00 |
DisclosureSEC source: 0000950142-18-000171 · es1800185_4-finney.xml · derivative · entry 4 Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,086 Underlying: Stock Options · 59,086 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Finney Pelham GraySVP, Chief Legal Off. & Sec.
|
GrantStock Options · Derivative | 106,449 | $14.00 Strike: $14.00 | $1,490,286.00 |
DisclosureSEC source: 0000950142-18-000171 · es1800185_4-finney.xml · derivative · entry 3 Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,449 Underlying: Stock Options · 106,449 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Finney Pelham GraySVP, Chief Legal Off. & Sec.
|
GrantStock Options · Derivative | 84,350.5 | $14.00 Strike: $14.00 | $1,180,907.00 |
DisclosureSEC source: 0000950142-18-000171 · es1800185_4-finney.xml · derivative · entry 2 Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,350.5 Underlying: Stock Options · 84,350.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:42 UTC |
Finney Pelham GraySVP, Chief Legal Off. & Sec.
|
GrantRestricted Stock Units | 16,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000171 · es1800185_4-finney.xml · nonDerivative · entry 1 Finney Pelham Gray · CIK 0001722781 · SVP, Chief Legal Off. & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,071 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Susil ZacharyVP, Controller
|
GrantStock Options · Derivative | 32,825 | $14.00 Strike: $14.00 | $459,550.00 |
DisclosureSEC source: 0000950142-18-000166 · es1800189_4-susil.xml · derivative · entry 3 Susil Zachary · CIK 0001723393 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,825 Underlying: Stock Options · 32,825 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Susil ZacharyVP, Controller
|
GrantStock Options · Derivative | 19,115 | $14.00 Strike: $14.00 | $267,610.00 |
DisclosureSEC source: 0000950142-18-000166 · es1800189_4-susil.xml · derivative · entry 2 Susil Zachary · CIK 0001723393 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,115 Underlying: Stock Options · 19,115 shares Expires 2028-01-18 F1 · derivative.exercise_date: On December 22, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "December 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the December 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the December 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Susil ZacharyVP, Controller
|
GrantRestricted Stock Units | 8,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000166 · es1800189_4-susil.xml · nonDerivative · entry 1 Susil Zachary · CIK 0001723393 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Dale Robert MSVP, National Account Sales
|
GrantStock Options · Derivative | 59,086 | $14.00 Strike: $14.00 | $827,204.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 4 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,086 Underlying: Stock Options · 59,086 shares Expires 2028-01-18 F4 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Dale Robert MSVP, National Account Sales
|
GrantStock Options · Derivative | 141,932 | $14.00 Strike: $14.00 | $1,987,048.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 3 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,932 Underlying: Stock Options · 141,932 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Dale Robert MSVP, National Account Sales
|
GrantStock Options · Derivative | 112,467.5 | $14.00 Strike: $14.00 | $1,574,545.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · derivative · entry 2 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,467.5 Underlying: Stock Options · 112,467.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On each of July 1, 2015, and August 11, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "July 2015 Award" and the "August 2016 Award," respectively). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as of the "service tranche" of the July 2015 Award and the August 2016 Award, respectively (the "Top-Up Options"). (cont'd in FN 2) F2 · derivative.exercise_date: (cont'd from FN 1) Forty percent of the Top-Up Options reported in Table II for the July 2015 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on July 1, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Twenty percent of the Top-Up Options reported in Table II for the August 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:41 UTC |
Dale Robert MSVP, National Account Sales
|
GrantRestricted Stock Units | 16,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000165 · es1800182_4-dale.xml · nonDerivative · entry 1 Dale Robert M · CIK 0001722719 · SVP, National Account Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,071 F3 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:40 UTC |
Likosar JeffreyEVP & Chief Financial Officer
|
GrantStock Options · Derivative | 131,302 | $14.00 Strike: $14.00 | $1,838,228.00 |
DisclosureSEC source: 0000950142-18-000162 · es1800187_4-likosar.xml · derivative · entry 3 Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,302 Underlying: Stock Options · 131,302 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:40 UTC |
Likosar JeffreyEVP & Chief Financial Officer
|
GrantStock Options · Derivative | 794,821.5 | $14.00 Strike: $14.00 | $11,127,501.00 |
DisclosureSEC source: 0000950142-18-000162 · es1800187_4-likosar.xml · derivative · entry 2 Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,821.5 Underlying: Stock Options · 794,821.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 02:40 UTC |
Likosar JeffreyEVP & Chief Financial Officer
|
GrantRestricted Stock Units | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000162 · es1800187_4-likosar.xml · nonDerivative · entry 1 Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,714 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.