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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2020 Filed Mar 17, 2020 21:39 UTC
Porpora KennethSVP, Chief Growth Officer
Tax withholdingCommon Stock 7,091 $4.70 $33,327.70
Disclosure

SEC source: 0001703056-20-000054 · wf-form4_158448115868460.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,406

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 21:40 UTC
Susil ZacharyVP, Controller & CAO
Tax withholdingCommon Stock 2,954 $4.70 $13,883.80
Disclosure

SEC source: 0001703056-20-000056 · wf-form4_158448120229937.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,204

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 21:39 UTC
Likosar JeffreyEVP, CFO & Treasurer
Tax withholdingCommon Stock 11,817 $4.70 $55,539.90
Disclosure

SEC source: 0001703056-20-000053 · wf-form4_158448113444221.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187,682

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 21:38 UTC
Koedijk JochenSVP, Chief Marketing Officer
Tax withholdingCommon Stock 7,091 $4.70 $33,327.70
Disclosure

SEC source: 0001703056-20-000052 · wf-form4_158448111082469.xml · nonDerivative · entry 1

Koedijk Jochen · CIK 0001748649 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,170

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:41 UTC
Bresingham DanielEVP, Commercial
GrantStock Options · Derivative 1,261,070 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000027 · wf-form4_158396289803491.xml · derivative · entry 3

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261,070

Underlying: Common Stock · 1,261,070 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:41 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 657,692 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000027 · wf-form4_158396289803491.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,146.5

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:41 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000027 · wf-form4_158396289803491.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,454.5

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/2021, 3/9/2022 and 3/9/2023.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:44 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantStock Options · Derivative 43,520 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000033 · wf-form4_158396302648089.xml · derivative · entry 3

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,520

Underlying: Common Stock · 43,520 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:44 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantCommon Stock 22,697 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000033 · wf-form4_158396302648089.xml · nonDerivative · entry 2

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,459.5

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:44 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantCommon Stock 66,413 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000033 · wf-form4_158396302648089.xml · nonDerivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,762.5

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 28,317 RSUs and 117 Dividend Equivalent Units ("DEUs") previously reported in Table II and 4,757 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:41 UTC
Young Donald M.CIO & EVP, Field Operations
GrantStock Options · Derivative 1,261,070 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000026 · wf-form4_158396287612698.xml · derivative · entry 3

Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261,070

Underlying: Common Stock · 1,261,070 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:41 UTC
Young Donald M.CIO & EVP, Field Operations
GrantCommon Stock 657,692 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000026 · wf-form4_158396287612698.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,146.5

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:41 UTC
Young Donald M.CIO & EVP, Field Operations
GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000026 · wf-form4_158396287612698.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,454.5

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:43 UTC
Smail David WEVP, CLO and Secretary
GrantStock Options · Derivative 130,562 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000032 · wf-form4_158396300476688.xml · derivative · entry 3

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,562

Underlying: Common Stock · 130,562 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:43 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 68,092 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000032 · wf-form4_158396300476688.xml · nonDerivative · entry 2

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,077

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 121,359 RSUs previously reported in Table II and 13,775 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:43 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000032 · wf-form4_158396300476688.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,985

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/2021, 3/9/2022 and 3/9/2023.

F2 · balance_after: Includes 121,359 RSUs previously reported in Table II and 13,775 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:42 UTC
DeVries James DavidDirector · President & CEO
GrantStock Options · Derivative 1,202,458 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000029 · wf-form4_158396293959349.xml · derivative · entry 3

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,458

Underlying: Common Stock · 1,202,458 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:42 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 627,124 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000029 · wf-form4_158396293959349.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,242,243.5

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 364,077 RSUs and 735 Dividend Equivalent Units ("DEUs") previously reported in Table II and 50,401 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:42 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 853,889 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000029 · wf-form4_158396293959349.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,615,119.5

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 364,077 RSUs and 735 Dividend Equivalent Units ("DEUs") previously reported in Table II and 50,401 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantStock Options · Derivative 1,080,917 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000037 · wf-form4_158396311531650.xml · derivative · entry 3

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,917

Underlying: Common Stock · 1,080,917 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantCommon Stock 563,736 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000037 · wf-form4_158396311531650.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,579.5

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC
Haenggi Jamie ElizabethSVP, Chief Customer Officer
GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000037 · wf-form4_158396311531650.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,843.5

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 201 Dividend Equivalent Units ("DEUs") previously reported in Table II and 7,984 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC
Koedijk JochenSVP, Chief Marketing Officer
GrantStock Options · Derivative 174,082 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000036 · wf-form4_158396309478605.xml · derivative · entry 3

Koedijk Jochen · CIK 0001748649 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,082

Underlying: Common Stock · 174,082 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC
Koedijk JochenSVP, Chief Marketing Officer
GrantCommon Stock 90,790 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000036 · wf-form4_158396309478605.xml · nonDerivative · entry 2

Koedijk Jochen · CIK 0001748649 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,261

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 2,529 Dividend Equivalent Units ("DEUs") previously reported in Table II and 36,762 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:45 UTC
Koedijk JochenSVP, Chief Marketing Officer
GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000036 · wf-form4_158396309478605.xml · nonDerivative · entry 1

Koedijk Jochen · CIK 0001748649 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,471

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 48,543 RSUs and 2,529 Dividend Equivalent Units ("DEUs") previously reported in Table II and 36,762 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:44 UTC
Darfler JaySVP, Emerging Markets
GrantCommon Stock 85,388 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000035 · wf-form4_158396307382307.xml · nonDerivative · entry 1

Darfler Jay · CIK 0001722756 · SVP, Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,871

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 36,407 RSUs and 150 Dividend Equivalent Units ("DEUs") previously reported in Table II and 5,988 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:44 UTC
Porpora KennethSVP, Chief Growth Officer
GrantStock Options · Derivative 174,082 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000034 · wf-form4_158396305040560.xml · derivative · entry 3

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,082

Underlying: Common Stock · 174,082 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:44 UTC
Porpora KennethSVP, Chief Growth Officer
GrantCommon Stock 90,790 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000034 · wf-form4_158396305040560.xml · nonDerivative · entry 2

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,497

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 69,971 RSUs and 115 Dividend Equivalent Units ("DEUs") previously reported in Table II and 8,157 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:44 UTC
Porpora KennethSVP, Chief Growth Officer
GrantCommon Stock 113,851 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000034 · wf-form4_158396305040560.xml · nonDerivative · entry 1

Porpora Kenneth · CIK 0001761023 · SVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,707

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 69,971 RSUs and 115 Dividend Equivalent Units ("DEUs") previously reported in Table II and 8,157 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:43 UTC
Susil ZacharyVP, Controller & CAO
GrantStock Options · Derivative 56,576 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000031 · wf-form4_158396298301256.xml · derivative · entry 3

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,576

Underlying: Common Stock · 56,576 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:43 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 29,506 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000031 · wf-form4_158396298301256.xml · nonDerivative · entry 2

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,158

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 20,226 RSUs and 84 Dividend Equivalent Units ("DEUs") previously reported in Table II and 3,326 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:43 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 47,438 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000031 · wf-form4_158396298301256.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,652

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 20,226 RSUs and 84 Dividend Equivalent Units ("DEUs") previously reported in Table II and 3,326 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:42 UTC
Likosar JeffreyEVP, CFO & Treasurer
GrantStock Options · Derivative 1,231,762 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001703056-20-000028 · wf-form4_158396291943304.xml · derivative · entry 3

Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,762

Underlying: Common Stock · 1,231,762 shares

Expires 2030-03-09

F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:42 UTC
Likosar JeffreyEVP, CFO & Treasurer
GrantCommon Stock 642,407 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000028 · wf-form4_158396291943304.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199,499

F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 80,906 RSUs and 334 Dividend Equivalent Units ("DEUs") previously reported in Table II and 13,307 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:42 UTC
Likosar JeffreyEVP, CFO & Treasurer
GrantCommon Stock 189,753 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000028 · wf-form4_158396291943304.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,092

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 80,906 RSUs and 334 Dividend Equivalent Units ("DEUs") previously reported in Table II and 13,307 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

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March 09, 2020 Filed Mar 11, 2020 21:42 UTC
Kupbens Robert C.Pres., Chief Strategy Officer
GrantCommon Stock 284,629 $0.00 $0.00
Disclosure

SEC source: 0001703056-20-000030 · wf-form4_158396296094080.xml · nonDerivative · entry 1

Kupbens Robert C. · CIK 0001776383 · Pres., Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,365

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2 · balance_after: Includes 629,921 RSUs previously reported in Table II and 67,815 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

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November 09, 2019 Filed Nov 13, 2019 01:30 UTC Exercise / conversionRestricted Stock Units · Derivative 14,983 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002269 · es1901243_4-griffin.xml · derivative · entry 2

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,516

Underlying: Common Stock · 14,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit vested November 9, 2019 and converted into shares of the Issuer's common stock without additional consideration.

F2 · derivative.expiration_date: Each Restricted Stock Unit vested November 9, 2019 and converted into shares of the Issuer's common stock without additional consideration.

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November 09, 2019 Filed Nov 13, 2019 01:30 UTC Exercise / conversionCommon Stock 14,983 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002269 · es1901243_4-griffin.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's common stock issued upon vesting of Restricted Stock Units granted December 14, 2018 (including associated dividend equivalent units).

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October 17, 2019 Filed Oct 22, 2019 00:07 UTC
Likosar JeffreyEVP & Chief Financial Officer
Tax withholdingCommon Stock 11,025 $7.01 $77,285.25
Disclosure

SEC source: 0000950142-19-002113 · es1901169_4-likosar.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,791

F1 · shares: Represents restricted shares of the Issuer's common stock withheld to satisfy the reporting person's withholding tax obligations upon the vesting of restricted shares issued under the Issuer's 2018 Omnibus Incentive Plan.

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June 13, 2019 Filed Jun 17, 2019 20:18 UTC GrantRestricted Stock Units · Derivative 15,432 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000091 · wf-form4_156080270772025.xml · derivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

Underlying: Common Stock · 15,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019, as amended to date, for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired on this Form 4 will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019, as amended to date, for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired on this Form 4 will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019, as amended to date, for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired on this Form 4 will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

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June 13, 2019 Filed Jun 17, 2019 16:16 UTC GrantRestricted Stock Units · Derivative 15,432 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000089 · wf-form4_156080255631070.xml · derivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

Underlying: Common Stock · 15,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

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June 13, 2019 Filed Jun 17, 2019 20:14 UTC GrantRestricted Stock Units · Derivative 15,432 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000087 · wf-form4_156080244141182.xml · derivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,248

Underlying: Common Stock · 15,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019, as amended to date, for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired in this report will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019, as amended to date, for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired in this report will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019, as amended to date, for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired in this report will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

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May 09, 2019 Filed May 10, 2019 20:34 UTC
Kupbens Robert C.President, Innovation
GrantRestricted Stock Units · Derivative 629,921 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000085 · wf-form4_155752045149677.xml · derivative · entry 1

Kupbens Robert C. · CIK 0001776383 · President, Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,921

Underlying: Common Stock · 629,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on May 9, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal installments of 1/3 of the total grant on each of May 9, 2020, May 9, 2021 and May 9, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on May 9, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal installments of 1/3 of the total grant on each of May 9, 2020, May 9, 2021 and May 9, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on May 9, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal installments of 1/3 of the total grant on each of May 9, 2020, May 9, 2021 and May 9, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:16 UTC
Bresingham DanielEVP, Commercial
GrantStock Options · Derivative 143,540 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000064 · wf-form4_155294018760030.xml · derivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:16 UTC
Bresingham DanielEVP, Commercial
GrantRestricted Stock Units · Derivative 48,543 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000064 · wf-form4_155294018760030.xml · derivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:25 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantStock Options · Derivative 83,732 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000073 · wf-form4_155294073030730.xml · derivative · entry 2

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,732

Underlying: Common Stock · 83,732 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:25 UTC
Pulliam AmeliaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 28,317 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000073 · wf-form4_155294073030730.xml · derivative · entry 1

Pulliam Amelia · CIK 0001723019 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,317

Underlying: Common Stock · 28,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:24 UTC
Young Donald M.EVP & Chief Info Officer
GrantStock Options · Derivative 143,540 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000071 · wf-form4_155294064134022.xml · derivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:24 UTC
Young Donald M.EVP & Chief Info Officer
GrantRestricted Stock Units · Derivative 48,543 $0.00 $0.00
Disclosure

SEC source: 0001703056-19-000071 · wf-form4_155294064134022.xml · derivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,543

Underlying: Common Stock · 48,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date.

F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed.

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March 14, 2019 Filed Mar 18, 2019 16:22 UTC
Smail David WEVP, CLO and Secretary
GrantStock Options · Derivative 358,851 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001703056-19-000068 · wf-form4_155294050643184.xml · derivative · entry 2

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,851

Underlying: Common Stock · 358,851 shares

Expires 2029-03-14

F2 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will "cliff vest" as to 100% of the options on the third anniversary of the grant, generally subject to the reporting person's continued employment through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.