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Nasdaq · USD

ADSK

Autodesk, Inc.

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Tapewire entity
3027
SEC CIK
0000769397
Parsed reports
538

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2017 Filed Nov 2, 2017 20:34 UTC
Herren Richard ScottChief Financial Officer
Tax withholdingCommon Stock 6,262 $124.78 $781,372.36
Disclosure

SEC source: 0001209191-17-058872 · doc4.xml · nonDerivative · entry 1

Herren Richard Scott · CIK 0001340472 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,650

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: Includes shares acquired in September 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 51,753 shares of unvested Restricted Stock Units.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 20:08 UTC
Di Fronzo Pascal WSVP, Corp Affairs, CLO & Sec
SaleCommon Stock 19,577 $125.00 $2,447,125.00
Disclosure

SEC source: 0001209191-17-058588 · doc4.xml · nonDerivative · entry 1

Di Fronzo Pascal W · CIK 0001394844 · SVP, Corp Affairs, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,469

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/30/2017.

F2 · balance_after: The total securities beneficially owned includes 39,890 shares of unvested Restricted Stock Units.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:27 UTC
BASS CARLDirector
GiftCommon Stock 35,289 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057155 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 21:29 UTC
BECKER JANSVP, CHRO and Corp Real Estate
Tax withholdingCommon Stock 17,772 $117.14 $2,081,812.08
Disclosure

SEC source: 0001209191-17-056498 · doc4.xml · nonDerivative · entry 1

BECKER JAN · CIK 0001221135 · SVP, CHRO and Corp Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,707

F1 · kind: Shares withheld to cover taxes.

F2 · shares: Pursuant to the terms of the September 30, 2017 agreement between the Reporting Person and the Company, certain of the Reporting Person's Restricted Stock Units accelerated and vested on October 9, 2017. The balance of the Reporting Person's Restricted Stock Units were cancelled.

F3 · balance_after: Includes shares acquired in September 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:04 UTC
Di Fronzo Pascal WSVP, Corp Affairs, CLO & Sec
SaleCommon Stock 580 $110.91 $64,327.80
Disclosure

SEC source: 0001209191-17-055745 · doc4.xml · nonDerivative · entry 1

Di Fronzo Pascal W · CIK 0001394844 · SVP, Corp Affairs, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,046

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/30/2017.

F2 · balance_after: Includes shares acquired in September 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 39,890 shares of unvested Restricted Stock Units.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:11 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $43.81 $0.00
Disclosure

SEC source: 0001209191-17-054429 · doc4.xml · derivative · entry 4

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests over a three-year period beginning on 3/24/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:11 UTC SaleCommon Stock 896 $111.74 $100,120.65
Disclosure

SEC source: 0001209191-17-054429 · doc4.xml · nonDerivative · entry 3

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,492

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/30/2017.

F4 · price: Shares were sold in various amounts from $111.59 to $111.95 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:11 UTC SaleCommon Stock 24,104 $111.10 $2,677,848.34
Disclosure

SEC source: 0001209191-17-054429 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,388

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/30/2017.

F3 · price: Shares were sold in various amounts from $110.56 to $111.55 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:11 UTC Exercise / conversionCommon Stock 25,000 $43.81 $1,095,250.00
Disclosure

SEC source: 0001209191-17-054429 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 00:41 UTC
Blum Steven MSVP, Worldwide Sales
SaleCommon Stock 200 $112.72 $22,543.00
Disclosure

SEC source: 0001209191-17-053892 · doc4.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,691

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/21/16.

F4 · price: Shares were sold in various amounts from $112.68 to $112.75 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 51,366 shares of unvested Restricted Stock Units.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 00:41 UTC
Blum Steven MSVP, Worldwide Sales
SaleCommon Stock 8,928 $112.25 $1,002,134.07
Disclosure

SEC source: 0001209191-17-053892 · doc4.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,891

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/21/16.

F2 · price: Shares were sold in various amounts from $111.68 to $112.66 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 51,366 shares of unvested Restricted Stock Units.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 20:10 UTC SaleCommon Stock 1,500 $112.82 $169,230.00
Disclosure

SEC source: 0001209191-17-053694 · doc4.xml · nonDerivative · entry 1

BEVERIDGE CRAWFORD W · CIK 0001220056 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 29,171

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/21/17.

F2 · balance_after: The total securities beneficially owned includes 3,935 shares of unvested Restricted Stock Units.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 20:14 UTC
Anagnost AndrewDirector · President and CEO
SaleCommon Stock 1,413 $114.73 $162,113.07
Disclosure

SEC source: 0001209191-17-050558 · doc4.xml · nonDerivative · entry 3

Anagnost Andrew · CIK 0001661768 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,746

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/06/2017.

F5 · price: Shares were sold in various amounts from $114.5001 to $115.14 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 92,155 shares of unvested Restricted Stock Units.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 20:14 UTC
Anagnost AndrewDirector · President and CEO
SaleCommon Stock 3,157 $113.19 $357,334.52
Disclosure

SEC source: 0001209191-17-050558 · doc4.xml · nonDerivative · entry 2

Anagnost Andrew · CIK 0001661768 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,159

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/06/2017.

F4 · price: Shares were sold in various amounts from $113 to $113.50 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 92,155 shares of unvested Restricted Stock Units.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 20:14 UTC
Anagnost AndrewDirector · President and CEO
SaleCommon Stock 19,434 $112.50 $2,186,410.51
Disclosure

SEC source: 0001209191-17-050558 · doc4.xml · nonDerivative · entry 1

Anagnost Andrew · CIK 0001661768 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,316

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/06/2017.

F2 · price: Shares were sold in various amounts from $112 to $112.99 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 92,155 shares of unvested Restricted Stock Units.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:04 UTC GrantCommon Stock 2,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-045914 · doc4.xml · nonDerivative · entry 1

FRENCH R REID JR · CIK 0001267013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted automatically under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F2 · balance_after: The total securities beneficially owned includes 2,037 shares of unvested Restricted Stock Units.

Read SEC document
July 19, 2017 Filed Apr 16, 2018 20:26 UTC Amendment GrantCommon Stock 2,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024994 · doc4a.xml · nonDerivative · entry 1

FRENCH R REID JR · CIK 0001267013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted automatically under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F2 · balance_after: The total securities beneficially owned includes 2,037 shares of unvested Restricted Stock Units.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 20:10 UTC
Hanspal AmarpreetSVP & Chief Product Officer
Tax withholdingCommon Stock 31,256 $103.74 $3,242,497.44
Disclosure

SEC source: 0001209191-17-044768 · doc4.xml · nonDerivative · entry 1

Hanspal Amarpreet · CIK 0001394887 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,799

F1 · kind: Shares withheld to cover taxes.

F2 · shares: Pursuant to the terms of the June 18, 2017 Separation Agreement between the Reporting Person and the Company, a portion of the Reporting Person's outstanding Restricted Stock Units accelerated and vested on July 10, 2017.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 20:04 UTC
BASS CARLDirector
SaleCommon Stock 7,200 $102.09 $735,032.88
Disclosure

SEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 4

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,289

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F6 · price: Shares were sold in various amounts from $101.95 to $102.29 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 20:04 UTC
BASS CARLDirector
SaleCommon Stock 6,176 $101.49 $626,773.83
Disclosure

SEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 3

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F5 · price: Shares were sold in various amounts from $100.92 to $101.895 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 20:04 UTC
BASS CARLDirector
SaleCommon Stock 2,200 $100.58 $221,272.92
Disclosure

SEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,665

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F4 · price: Shares were sold in various amounts from $100.35 to $100.82 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 20:04 UTC
BASS CARLDirector
SaleCommon Stock 11,177 $99.83 $1,115,788.73
Disclosure

SEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,865

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F2 · price: Shares were sold in various amounts from $99.30 to $100.28 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:20 UTC
BASS CARLDirector
SaleCommon Stock 18,782 $102.17 $1,918,940.04
Disclosure

SEC source: 0001209191-17-042832 · doc4.xml · nonDerivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,042

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F4 · price: Shares were sold in various amounts from $102.03 to $102.32 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:20 UTC
BASS CARLDirector
SaleCommon Stock 23,515 $101.36 $2,383,447.48
Disclosure

SEC source: 0001209191-17-042832 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,824

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F2 · price: Shares were sold in various amounts from $101.00 to $101.995 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:48 UTC Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $34.70 $0.00
Disclosure

SEC source: 0001209191-17-042553 · doc4.xml · derivative · entry 6

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests over a three-year period beginning on 11/07/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:48 UTC SaleCommon Stock 596 $103.57 $61,727.72
Disclosure

SEC source: 0001209191-17-042553 · doc4.xml · nonDerivative · entry 5

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,218

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:48 UTC SaleCommon Stock 13,804 $102.47 $1,414,461.37
Disclosure

SEC source: 0001209191-17-042553 · doc4.xml · nonDerivative · entry 4

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,814

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F5 · price: Shares were sold in various amounts from $102.25 to $102.93 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:48 UTC SaleCommon Stock 23,000 $101.66 $2,338,099.50
Disclosure

SEC source: 0001209191-17-042553 · doc4.xml · nonDerivative · entry 3

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,618

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F4 · price: Shares were sold in various amounts from $101.25 to $102.24 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:48 UTC SaleCommon Stock 12,600 $100.92 $1,271,641.14
Disclosure

SEC source: 0001209191-17-042553 · doc4.xml · nonDerivative · entry 2

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,618

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F3 · price: Shares were sold in various amounts from $100.25 to $101.24 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:48 UTC Exercise / conversionCommon Stock 50,000 $34.70 $1,735,000.00
Disclosure

SEC source: 0001209191-17-042553 · doc4.xml · nonDerivative · entry 1

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:46 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $43.81 $0.00
Disclosure

SEC source: 0001209191-17-042550 · doc4.xml · derivative · entry 6

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests over a three-year period beginning on 3/24/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:46 UTC SaleCommon Stock 298 $103.57 $30,863.86
Disclosure

SEC source: 0001209191-17-042550 · doc4.xml · nonDerivative · entry 5

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,492

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:46 UTC SaleCommon Stock 5,302 $102.52 $543,544.07
Disclosure

SEC source: 0001209191-17-042550 · doc4.xml · nonDerivative · entry 4

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,790

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F5 · price: Shares were sold in various amounts from $102.29 to $102.93 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:46 UTC SaleCommon Stock 12,400 $101.76 $1,261,843.84
Disclosure

SEC source: 0001209191-17-042550 · doc4.xml · nonDerivative · entry 3

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,092

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F4 · price: Shares were sold in various amounts from $101.29 to $102.28 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:46 UTC SaleCommon Stock 7,000 $100.95 $706,656.30
Disclosure

SEC source: 0001209191-17-042550 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,492

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F3 · price: Shares were sold in various amounts from $100.29 to $101.28 inclusive. The price listed here reflects the average weighted price.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:46 UTC Exercise / conversionCommon Stock 25,000 $43.81 $1,095,250.00
Disclosure

SEC source: 0001209191-17-042550 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:29 UTC
BASS CARLDirector
SaleCommon Stock 324 $103.57 $33,556.68
Disclosure

SEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 4

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,339

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

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June 29, 2017 Filed Jun 30, 2017 20:29 UTC
BASS CARLDirector
SaleCommon Stock 5,277 $102.57 $541,265.06
Disclosure

SEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 3

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,663

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F6 · price: Shares were sold in various amounts from $102.34 to $102.86 inclusive. The price listed here reflects the average weighted price.

F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:29 UTC
BASS CARLDirector
SaleCommon Stock 12,999 $101.81 $1,323,490.59
Disclosure

SEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,940

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F5 · price: Shares were sold in various amounts from $101.34 to $102.33 inclusive. The price listed here reflects the average weighted price.

F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:29 UTC
BASS CARLDirector
SaleCommon Stock 8,601 $101.00 $868,716.48
Disclosure

SEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,939

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.

F2 · price: Shares were sold in various amounts from $100.34 to $101.32 inclusive. The price listed here reflects the average weighted price.

F3 · balance_after: Includes shares acquired in March 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

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June 27, 2017 Filed Jun 28, 2017 20:21 UTC
RAFAEL BETSYDirector
SaleCommon Stock 2,354 $106.24 $250,096.26
Disclosure

SEC source: 0001209191-17-042121 · doc4.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

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June 19, 2017 Filed Jun 20, 2017 20:02 UTC
Anagnost AndrewDirector · President and CEO
GrantCommon Stock 14,487 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041056 · doc4.xml · nonDerivative · entry 1

Anagnost Andrew · CIK 0001661768 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,750

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on June 19, 2017.

F2 · balance_after: The total securities beneficially owned includes 92,155 shares of unvested Restricted Stock Units.

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June 14, 2017 Filed Jun 16, 2017 22:34 UTC
Ferguson Scott D.Director · See Remarks
Uncas GP LLCSee Remarks
GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001801 · form410692002_06162017.xml · nonDerivative · entry 2

Ferguson Scott D. · CIK 0001658919 · Director · See Remarks

Sachem Head Master LP · CIK 0001658920 · See Remarks

Uncas GP LLC · CIK 0001658906 · See Remarks

Sachem Head GP LLC · CIK 0001658917 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,243

F2 · shares: Mr. Ferguson is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted in lieu of Mr. Ferguson's annual fee retainer, vest on the date of the next annual meeting.

F4 · balance_after: The total securities beneficially owned includes 8,562 shares of unvested Restricted Stock Units. In addition to the 11,243 shares of Common Stock owned directly by Mr. Ferguson, Mr. Ferguson as managing partner of Sachem Head and the managing member of each of Uncas GP LLC ("Uncas") and Sachem Head GP LLC ("Sachem Head GP"), may be deemed to beneficially own 12,890,000 shares of Common Stock owned in the aggregate by certain affiliated investment funds of Sachem Head, Uncas and Sachem Head GP. Accordingly, the total ownership, in the aggregate, Mr. Ferguson may be deemed to beneficially own is 12,901,243 shares of Common Stock.

F3 · ownership.direct: Pursuant to an arrangement between Mr. Ferguson and Sachem Head Capital Management LP ("Sachem Head"), the restricted stock units are held by Mr. Ferguson for the benefit of Sachem Head. Such units are included as directly beneficially owned by Mr. Ferguson, but may also be deemed to be beneficially owned by Sachem Head as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

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June 14, 2017 Filed Jun 16, 2017 22:34 UTC
Ferguson Scott D.Director · See Remarks
Uncas GP LLCSee Remarks
GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001801 · form410692002_06162017.xml · nonDerivative · entry 1

Ferguson Scott D. · CIK 0001658919 · Director · See Remarks

Sachem Head Master LP · CIK 0001658920 · See Remarks

Uncas GP LLC · CIK 0001658906 · See Remarks

Sachem Head GP LLC · CIK 0001658917 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,396

F1 · shares: Mr. Ferguson is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F4 · balance_after: The total securities beneficially owned includes 8,562 shares of unvested Restricted Stock Units. In addition to the 11,243 shares of Common Stock owned directly by Mr. Ferguson, Mr. Ferguson as managing partner of Sachem Head and the managing member of each of Uncas GP LLC ("Uncas") and Sachem Head GP LLC ("Sachem Head GP"), may be deemed to beneficially own 12,890,000 shares of Common Stock owned in the aggregate by certain affiliated investment funds of Sachem Head, Uncas and Sachem Head GP. Accordingly, the total ownership, in the aggregate, Mr. Ferguson may be deemed to beneficially own is 12,901,243 shares of Common Stock.

F3 · ownership.direct: Pursuant to an arrangement between Mr. Ferguson and Sachem Head Capital Management LP ("Sachem Head"), the restricted stock units are held by Mr. Ferguson for the benefit of Sachem Head. Such units are included as directly beneficially owned by Mr. Ferguson, but may also be deemed to be beneficially owned by Sachem Head as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

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June 14, 2017 Filed Jun 16, 2017 20:18 UTC GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040501 · doc4.xml · nonDerivative · entry 2

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,218

F3 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F4 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:18 UTC GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040501 · doc4.xml · nonDerivative · entry 1

Smith Stacy J · CIK 0001415529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,864

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units granted under the 2012 Outside Directors' Stock Plan in lieu of cash compensation for services as a director, and vest on the date of the next annual meeting.

F2 · balance_after: The total securities beneficially owned includes 847 shares of unvested Restricted Stock Units.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:17 UTC
RAFAEL BETSYDirector
GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040495 · doc4.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,354

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F2 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:15 UTC GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040490 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,492

F3 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F4 · balance_after: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:15 UTC GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040490 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,138

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units granted under the 2012 Outside Directors' Stock Plan in lieu of cash compensation for services as a director, and vest on the date of the next annual meeting.

F2 · balance_after: The total securities beneficially owned includes 847 shares of unvested Restricted Stock Units.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:14 UTC GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040481 · doc4.xml · nonDerivative · entry 2

MCDOWELL MARY T · CIK 0001114488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,116

F3 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F4 · balance_after: The total securities beneficially owned includes 3,427 shares of unvested Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.