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Nasdaq · USD

ACTG

ACACIA RESEARCH CORP

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Tapewire entity
5559
SEC CIK
0000934549
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202603
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 2,200 $3.10 $6,815.60
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 14

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, Ltd.

Disclosed balance after: 232,691

F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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December 03, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 5,300 $3.10 $16,419.40
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 10

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, L.P.

Disclosed balance after: 508,335

F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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December 03, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 2,500 $3.10 $7,745.00
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 5

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Investment Management, LLC

Disclosed balance after: 236,363

F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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November 30, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 2,700 $3.13 $8,447.49
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 13

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, Ltd.

Disclosed balance after: 230,491

F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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November 30, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 4,300 $3.13 $13,453.41
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 9

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, L.P.

Disclosed balance after: 503,035

F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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November 30, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 3,000 $3.13 $9,386.10
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 4

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Investment Management, LLC

Disclosed balance after: 233,863

F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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November 21, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 847 $3.01 $2,545.83
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 12

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, Ltd.

Disclosed balance after: 227,791

F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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November 21, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 3,000 $3.01 $9,017.10
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 8

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, L.P.

Disclosed balance after: 498,735

F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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November 21, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 1,499 $3.01 $4,505.54
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 3

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Investment Management, LLC

Disclosed balance after: 230,863

F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 3,800 $2.97 $11,289.42
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 11

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, Ltd.

Disclosed balance after: 226,944

F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 8,500 $2.97 $25,252.65
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 7

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, L.P.

Disclosed balance after: 495,735

F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 7,700 $2.97 $22,875.93
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 2

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Investment Management, LLC

Disclosed balance after: 229,364

F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Dec 6, 2018 14:27 UTC PurchaseCommon Stock 20,000 $3.01 $60,280.00
Disclosure

SEC source: 0000921895-18-003212 · form411407003_12062018.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Investment Management, LLC

Disclosed balance after: 221,664

F1 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

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October 29, 2018 Filed Oct 31, 2018 19:08 UTC
Booth Marc W.Chief IP Officer
PurchaseCommon Stock 10,000 $3.13 $31,322.00
Disclosure

SEC source: 0001750000-18-000008 · edgar.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.150, inclusive. Mr.Booth undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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September 07, 2018 Filed Sep 10, 2018 21:45 UTC SaleCommon Stock 46,143 $3.61 $166,567.00
Disclosure

SEC source: 0001704759-18-000009 · edgar.xml · nonDerivative · entry 1

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Read SEC document
September 06, 2018 Filed Sep 7, 2018 17:54 UTC
Booth Marc W.Chief IP Officer
PurchaseCommon Stock 10,000 $3.48 $34,846.00
Disclosure

SEC source: 0001750000-18-000006 · edgar.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.479 to $3.488, inclusive. Mr. Booth undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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September 05, 2018 Filed Sep 7, 2018 17:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 66,115 $0.00 Strike: $3.12 $0.00
Disclosure

SEC source: 0001704759-18-000007 · edgar.xml · derivative · entry 3

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,223

Underlying: Acacia Research Corporation Common Stock · 66,115 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are exercisable in six equal installments over a three year period from March 1, 2016.

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September 05, 2018 Filed Sep 7, 2018 17:50 UTC SaleCommon Stock 66,115 $3.75 $248,037.03
Disclosure

SEC source: 0001704759-18-000007 · edgar.xml · nonDerivative · entry 2

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,643

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.80, inclusive. Mr. Stewart undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 17:50 UTC Exercise / conversionCommon Stock 66,115 $3.12 $206,278.80
Disclosure

SEC source: 0001704759-18-000007 · edgar.xml · nonDerivative · entry 1

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 17:28 UTC
Booth Marc W.Chief IP Officer
PurchaseCommon Stock 10,000 $3.90 $39,015.00
Disclosure

SEC source: 0001750000-18-000004 · edgar.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.875 to $3.945, inclusive. Mr. Booth undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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August 10, 2018 Filed Aug 21, 2018 17:23 UTC
Treska Edward JosephEVP, General Counsel & Sec
Tax withholdingCommon Stock 33,689 $3.85 $129,702.65
Disclosure

SEC source: 0001394784-18-000004 · edgar.xml · nonDerivative · entry 2

Treska Edward Joseph · CIK 0001394784 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,294

Read SEC document
August 10, 2018 Filed Aug 21, 2018 17:21 UTC Tax withholdingCommon Stock 24,067 $3.85 $92,657.95
Disclosure

SEC source: 0001189618-18-000004 · edgar.xml · nonDerivative · entry 2

HAYNES CLAYTON J · CIK 0001189618 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,548

Read SEC document
August 09, 2018 Filed Aug 21, 2018 17:23 UTC
Treska Edward JosephEVP, General Counsel & Sec
GrantCommon Stock 67,948 $0.00 $0.00
Disclosure

SEC source: 0001394784-18-000004 · edgar.xml · nonDerivative · entry 1

Treska Edward Joseph · CIK 0001394784 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,983

F1 · price: Grant of Restricted Stock.

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August 09, 2018 Filed Aug 21, 2018 17:21 UTC GrantCommon Stock 67,948 $0.00 $0.00
Disclosure

SEC source: 0001189618-18-000004 · edgar.xml · nonDerivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,615

F1 · price: Grant of Restricted Stock.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 16:11 UTC PurchaseCommon Stock 10,600 $3.63 $38,488.60
Disclosure

SEC source: 0001077131-18-000014 · edgar.xml · nonDerivative · entry 2

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Graziadio Family Trust dtd 11/13/75

Disclosed balance after: 354,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.650, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.

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March 14, 2018 Filed Mar 16, 2018 16:11 UTC PurchaseCommon Stock 7,000 $3.63 $25,417.00
Disclosure

SEC source: 0001077131-18-000014 · edgar.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,051

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.650, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 19:22 UTC PurchaseCommon Stock 6,500 $3.70 $24,050.00
Disclosure

SEC source: 0001077131-18-000012 · edgar.xml · nonDerivative · entry 2

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Graziadio Family Trust dtd 11/13/75

Disclosed balance after: 343,900

F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 19:22 UTC PurchaseCommon Stock 4,000 $3.70 $14,800.00
Disclosure

SEC source: 0001077131-18-000012 · edgar.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,051

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:31 UTC PurchaseCommon Stock 2,000 $3.65 $7,300.00
Disclosure

SEC source: 0001077131-18-000010 · edgar.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,051

Read SEC document
February 21, 2018 Filed Feb 23, 2018 18:09 UTC PurchaseCommon Stock 3,900 $3.50 $13,637.52
Disclosure

SEC source: 0001077131-18-000008 · edgar.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,051

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:40 UTC PurchaseCommon Stock 3,000 $3.45 $10,350.00
Disclosure

SEC source: 0001077131-18-000006 · edgar.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Graziadio Family Trust dtd 11/13/75

Disclosed balance after: 337,400

F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:37 UTC PurchaseCommon Stock 5,000 $3.61 $18,029.00
Disclosure

SEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 4

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · George L. Graziadio IV (minor children)

Disclosed balance after: 21,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F4 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:37 UTC PurchaseCommon Stock 5,000 $3.61 $18,029.00
Disclosure

SEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 3

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianna R. Graziadio (minor children)

Disclosed balance after: 21,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F3 · ownership.nature: These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:37 UTC PurchaseCommon Stock 10,000 $3.61 $36,058.00
Disclosure

SEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 2

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Graziadio Family Trust u/d/t 11/13/75

Disclosed balance after: 334,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:37 UTC PurchaseCommon Stock 10,000 $3.61 $36,058.00
Disclosure

SEC source: 0001077131-18-000004 · edgar.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,151

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 17:15 UTC Tax withholdingCommon Stock 2,044 $3.55 $7,256.20
Disclosure

SEC source: 0001704759-18-000005 · edgar.xml · nonDerivative · entry 1

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,643

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January 02, 2018 Filed Jan 4, 2018 21:53 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001252869-18-000002 · edgar.xml · derivative · entry 1

Walsh Frank E. III · CIK 0001252869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Acacia Research Corporation Common Stock · 100,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018.

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January 02, 2018 Filed Jan 4, 2018 21:37 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001704759-18-000002 · edgar.xml · derivative · entry 1

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Acacia Research Corporation Common Stock · 50,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018.

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January 02, 2018 Filed Jan 4, 2018 21:42 UTC
Treska Edward JosephEVP, GC & Secretary
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001394784-18-000002 · edgar.xml · derivative · entry 1

Treska Edward Joseph · CIK 0001394784 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Acacia Research Corporation Common Stock · 50,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018.

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January 02, 2018 Filed Jan 4, 2018 21:34 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001205532-18-000002 · edgar.xml · derivative · entry 1

SANDERS JAMES F · CIK 0001205532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Acacia Research Corporation Common Stock · 50,000 shares

Expires 2018-01-02

F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018.

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January 02, 2018 Filed Jan 4, 2018 21:31 UTC
HAYNES CLAYTON JChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001189618-18-000002 · edgar.xml · derivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Acacia Research Cororation Common Stock · 50,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018.

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January 02, 2018 Filed Jan 4, 2018 21:28 UTC GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001077131-18-000002 · edgar.xml · derivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Acacia Research Corporation Common Stock · 250,000 shares

Expires 2025-01-02

F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018.

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November 20, 2017 Filed Nov 22, 2017 16:54 UTC
HAYNES CLAYTON JChief Financial Officer
Tax withholdingCommon Stock 2,255 $4.25 $9,583.75
Disclosure

SEC source: 0001189618-17-000009 · edgar.xml · nonDerivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,667

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November 15, 2017 Filed Nov 17, 2017 21:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,765 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001252869-17-000016 · edgar.xml · derivative · entry 2

Walsh Frank E. III · CIK 0001252869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,295

Underlying: Acacia Research Corporation Common Stock · 11,765 shares

Expires 2023-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2017 Filed Nov 17, 2017 21:30 UTC Exercise / conversionCommon Stock 11,765 $4.01 $47,177.65
Disclosure

SEC source: 0001252869-17-000016 · edgar.xml · nonDerivative · entry 1

Walsh Frank E. III · CIK 0001252869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2017 Filed Sep 19, 2017 16:04 UTC PurchaseCommon Stock 25,000 $3.98 $99,382.50
Disclosure

SEC source: 0001252869-17-000014 · edgar.xml · nonDerivative · entry 1

Walsh Frank E. III · CIK 0001252869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,961

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. Mr. Walsh undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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September 15, 2017 Filed Sep 19, 2017 15:56 UTC
Treska Edward JosephExec VP, Gen Counsel & Sec
PurchaseCommon Stock 2,500 $3.98 $9,937.50
Disclosure

SEC source: 0001394784-17-000005 · edgar.xml · nonDerivative · entry 1

Treska Edward Joseph · CIK 0001394784 · Exec VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,035

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. Mr. Treska undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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September 15, 2017 Filed Sep 19, 2017 15:55 UTC PurchaseCommon Stock 5,000 $4.01 $20,070.00
Disclosure

SEC source: 0001704759-17-000004 · edgar.xml · nonDerivative · entry 1

Stewart Robert B Jr · CIK 0001704759 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,687

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September 15, 2017 Filed Sep 19, 2017 15:54 UTC
HAYNES CLAYTON JChief Financial Officer
PurchaseCommon Stock 2,000 $3.99 $7,980.00
Disclosure

SEC source: 0001189618-17-000007 · edgar.xml · nonDerivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,922

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.18, inclusive. Mr. Haynes undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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September 15, 2017 Filed Sep 19, 2017 15:53 UTC PurchaseCommon Stock 10,700 $4.01 $42,868.48
Disclosure

SEC source: 0001077131-17-000027 · edgar.xml · nonDerivative · entry 3

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Graziadio Family Trust dtd 11/13/75

Disclosed balance after: 324,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.05, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F3 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.