Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 17, 2017 20:55 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033180 · doc4.xml · nonDerivative · entry 3 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,466 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 28,675 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:55 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033180 · doc4.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,133 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:48 UTC |
St Dennis ThomasDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033163 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,689 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2 · balance_after: Of the shares held on May 17, 2017, 9,427 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:42 UTC |
FAUBERT RICHARD JDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033131 · doc4.xml · nonDerivative · entry 1 FAUBERT RICHARD J · CIK 0001230508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,689 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2 · balance_after: Of the shares held as of May 17, 2017, 9,427 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:44 UTC |
George Arthur L JrDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033142 · doc4.xml · nonDerivative · entry 1 George Arthur L Jr · CIK 0001360852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,689 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2 · balance_after: Of the shares held on May 17, 2017, 9,427 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:43 UTC |
FLETCHER R JOHNDirector
|
GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033137 · doc4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,235 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2 · balance_after: Of the shares held on May 17, 2017, 3,802 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:46 UTC |
KURTZWEIL JOHN TDirector
|
SaleCommon Stock | 900 | $21.65 | $19,485.00 |
DisclosureSEC source: 0001209191-17-033154 · doc4.xml · nonDerivative · entry 1 KURTZWEIL JOHN T · CIK 0001184588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,487 F1 · kind: This sale of 900 shares was made to cover the tax liability incident to the vesting of 2,813 shares on May 15, 2017 under a restricted stock unit granted to the director on May 15, 2015. F2 · balance_after: Of the shares held as of May 16, 2017, 5,625 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:55 UTC |
Bintz William JEVP, Product Development
|
Tax withholdingCommon Stock | 2,406 | $21.75 | $52,330.50 |
DisclosureSEC source: 0001209191-17-033183 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,761 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 15,342 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 21:00 UTC |
PUMA MARY GDirector · President and CEO
|
Tax withholdingCommon Stock | 8,822 | $21.75 | $191,878.50 |
DisclosureSEC source: 0001209191-17-033202 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,264 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 56,250 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:58 UTC |
Lawson Douglas A.EVP, Corporate Mktg & Strategy
|
Tax withholdingCommon Stock | 1,549 | $21.75 | $33,690.75 |
DisclosureSEC source: 0001209191-17-033192 · doc4.xml · nonDerivative · entry 1 Lawson Douglas A. · CIK 0001420601 · EVP, Corporate Mktg & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,023 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 14,319 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:57 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Tax withholdingCommon Stock | 2,246 | $21.75 | $48,850.50 |
DisclosureSEC source: 0001209191-17-033188 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,245 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 14,319 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:56 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 3,172 | $21.75 | $68,991.00 |
DisclosureSEC source: 0001209191-17-033187 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,517 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 22,500 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:55 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Tax withholdingCommon Stock | 1,660 | $21.75 | $36,105.00 |
DisclosureSEC source: 0001209191-17-033180 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,133 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 15,342 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2017 Filed May 15, 2017 21:08 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionStock option (right to buy) · Derivative | 26,179 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-032382 · doc4.xml · derivative · entry 6 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,179 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 15, 2017 21:08 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 26,179 | $21.16 | $553,947.64 |
DisclosureSEC source: 0001209191-17-032382 · doc4.xml · nonDerivative · entry 4 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,491 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.25, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Of the shares held as of May 12 and 15, 2017, 19,091 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2017 Filed May 15, 2017 21:08 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionCommon Stock | 26,179 | $4.64 | $121,470.56 |
DisclosureSEC source: 0001209191-17-032382 · doc4.xml · nonDerivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:08 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionStock option (right to buy) · Derivative | 5,071 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-032382 · doc4.xml · derivative · entry 5 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,179 Underlying: Common Stock · 5,071 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:08 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 5,071 | $21.52 | $109,127.92 |
DisclosureSEC source: 0001209191-17-032382 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,491 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.55, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Of the shares held as of May 12 and 15, 2017, 19,091 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:08 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionCommon Stock | 5,071 | $4.64 | $23,529.44 |
DisclosureSEC source: 0001209191-17-032382 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionStock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 12 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
SaleCommon Stock | 62,500 | $21.01 | $1,313,125.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 7 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionCommon Stock | 62,500 | $4.64 | $290,000.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionStock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 11 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionStock option (right to buy) · Derivative | 15,902 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 10 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,902 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
SaleCommon Stock | 78,402 | $21.05 | $1,650,362.10 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 5 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.40, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionCommon Stock | 62,500 | $3.72 | $232,500.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,902 | $2.80 | $44,525.60 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock option (right to buy) · Derivative | 22,669 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 10 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 22,669 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: 50,000 options were granted on July 15, 2014 and were vested as to 50% of the options as of May 10, 2017. Of the remaining 25,000 options held by the executive after the sales on that date, 12,500 will vest on each of July 15, 2017 and July 15, 2018, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
SaleCommon Stock | 22,669 | $21.00 | $476,049.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 6 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F1 · balance_after: Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 22,669 | $7.20 | $163,216.80 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 5 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:36 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.08 | $0.00 |
DisclosureSEC source: 0001209191-17-031683 · doc4.xml · derivative · entry 3 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:36 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionCommon Stock | 50,000 | $5.08 | $254,000.00 |
DisclosureSEC source: 0001209191-17-031683 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 46,598 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 9 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,902 Underlying: Common Stock · 46,598 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
SaleCommon Stock | 46,598 | $21.09 | $982,751.82 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.45, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:40 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionCommon Stock | 46,598 | $2.80 | $130,474.40 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock option (right to buy) · Derivative | 2,331 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 9 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,669 Underlying: Common Stock · 2,331 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 50,000 options were granted on July 15, 2014 and were vested as to 50% of the options as of May 9, 2017. Of the remaining 47,669 options held by the executive after the sales on that date,22,669 were vested, and 12,500 will vest on each of July 15, 2017 and July 15, 2018, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock option (right to buy) · Derivative | 25,992 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 8 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,992 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock Option (right to buy) · Derivative | 35,250 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 7 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
SaleCommon Stock | 63,573 | $21.07 | $1,339,483.11 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 4 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 2,331 | $7.20 | $16,783.20 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 25,992 | $6.40 | $166,348.80 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 35,250 | $6.40 | $225,600.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:36 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
SaleCommon Stock | 50,000 | $21.04 | $1,052,000.00 |
DisclosureSEC source: 0001209191-17-031683 · doc4.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,793 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.80 to $21.35, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock option (right to buy) · Derivative | 2,250 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · derivative · entry 8 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 Underlying: Common Stock · 2,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · derivative · entry 7 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
SaleCommon Stock | 2,250 | $16.05 | $36,112.50 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 6 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F4 · balance_after: Of the shares held as of February 16, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 2,250 | $6.40 | $14,400.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 5 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
SaleCommon Stock | 18,000 | $16.00 | $288,000.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 4 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 18,000 | $4.64 | $83,520.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC |
Bintz William JEVP, Product Development
|
Tax withholdingCommon Stock | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017. F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 20,455 were issuable on vesting of other restricted stock units which remain subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.