Tapewire

Nasdaq · USD

ACFN

ACORN ENERGY, INC.

Export transactions ↓
Tapewire entity
7222
SEC CIK
0000880984
Parsed reports
98

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 6, 2023 12:47 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversionwarrants · Derivative 35,000 Not disclosed Strike: $0.13 Not disclosed
Disclosure

SEC source: 0000880984-23-000005 · primary_doc.xml · derivative · entry 4

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: common stock · 35,000 shares

Expires 2023-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The warrants were held by Leap Tide Capital Management, LLC. The warrants were purchased for an aggregate nominal purchase price of $100.00 pursuant to the terms of a Consulting Agreement between Leap Tide Capital Management, LLC and Acorn Energy, Inc. Mr. Loeb is the sole owner and manager of Leap Tide Management, LLC, with sole voting and dispositive power over the warrants and the shares underlying the warrants.

F2 · derivative.exercise_date: One-fourth of the warrants became exercisable on each of 3/16/16, 6/16/16, 9/16/16 and 12/16/16.

F3 · ownership.nature: The warrants were held by Leap Tide Capital Management, LLC. The warrants were purchased for an aggregate nominal purchase price of $100.00 pursuant to the terms of a Consulting Agreement between Leap Tide Capital Management, LLC and Acorn Energy, Inc. Mr. Loeb is the sole owner and manager of Leap Tide Management, LLC, with sole voting and dispositive power over the warrants and the shares underlying the warrants.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 12:47 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversioncommon stock 35,000 $0.13 $4,550.00
Disclosure

SEC source: 0000880984-23-000005 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,247,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:11 UTC
Mohr GaryDirector
Grantstock options · Derivative 10,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0000880984-23-000004 · primary_doc.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/23, 7/1/23 and 10/1/23.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/30 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:56 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0000880984-23-000002 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/23, 7/1/23 and 10/1/23.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/30 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:05 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0000880984-23-000003 · primary_doc.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/23, 7/1/23 and 10/1/23.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/30 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 14:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 35,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0000880984-23-000001 · primary_doc.xml · derivative · entry 6

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: common stock · 35,000 shares

Expires not disclosed

F2 · security: Granted pursuant to the terms of a consulting agreement between the reporting person and the issuer.

F3 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/23, 7/1/23 and 10/1/23.

F4 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/30 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
December 28, 2022 Filed Jan 3, 2023 14:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 22,028 $0.32 $7,048.96
Disclosure

SEC source: 0000880984-23-000001 · primary_doc.xml · nonDerivative · entry 3

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212,932

Read SEC document
December 27, 2022 Filed Jan 3, 2023 14:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 14,386 $0.30 $4,315.80
Disclosure

SEC source: 0000880984-23-000001 · primary_doc.xml · nonDerivative · entry 2

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190,904

Read SEC document
December 01, 2022 Filed Jan 3, 2023 14:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 20,000 $0.33 $6,500.00
Disclosure

SEC source: 0000880984-23-000001 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,176,518

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:57 UTC Exercise / conversionstock options · Derivative 10,000 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0000880984-22-000016 · primary_doc.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 10,000 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 5,000 options were immediately exercisable as of the grant date of 4/1/16; an additional 2,500 options became exercisable on each of 7/1/16 and 10/1/16.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:57 UTC Exercise / conversioncommon stock 10,000 $0.14 $1,400.00
Disclosure

SEC source: 0000880984-22-000016 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2022 Filed Sep 21, 2022 22:24 UTC Purchasecommon stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0000880984-22-000012 · primary_doc.xml · nonDerivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
September 21, 2022 Filed Sep 23, 2022 21:44 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 16,500 $0.44 $7,326.00
Disclosure

SEC source: 0000880984-22-000013 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,518

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:50 UTC Purchasecommon stock 8,000 $0.45 $3,600.00
Disclosure

SEC source: 0000880984-22-000011 · primary_doc.xml · nonDerivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:20 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversionstock options · Derivative 25,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0000880984-22-000010 · primary_doc.xml · derivative · entry 4

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 25,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the options vested and became exercisable on each of 8/13/2016, 8/13/2017 and 8/13/2018 (respectively, the first, second and third anniversaries of the grant date).

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:20 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversioncommon stock 25,000 $0.20 $5,000.00
Disclosure

SEC source: 0000880984-22-000010 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 1, 2022 21:04 UTC Grantstock options · Derivative 50,000 $0.00 Strike: $0.44 $0.00
Disclosure

SEC source: 0000880984-22-000006 · primary_doc.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: common stock · 50,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of the Amended and Restated Consulting Agreement, dated as of 6/1/22, by and between the Issuer and Tracy Clifford Consulting, LLC.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 9/1/22, 12/1/22 and 3/1/23.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 6/1/29 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 22:08 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 45,464 $0.50 $22,732.00
Disclosure

SEC source: 0000880984-22-000005 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115,018

F1 · kind: Purchased in a private transaction from a former officer of the issuer.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 18:00 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0000880984-22-000003 · primary_doc.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/22, 7/1/22 and 10/1/22.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/29 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 17:55 UTC
Mohr GaryDirector
Grantstock options · Derivative 10,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0000880984-22-000002 · primary_doc.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/22, 7/1/22 and 10/1/22.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/29 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 17:49 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0000880984-22-000001 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/22, 7/1/22 and 10/1/22.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/29 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 14:11 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 35,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0000880984-22-000004 · primary_doc.xml · derivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: common stock · 35,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement between the reporting person and the issuer.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/22, 7/1/22 and 10/1/22.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/29 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
December 28, 2021 Filed Dec 31, 2021 02:12 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 37,723 $0.59 $22,256.57
Disclosure

SEC source: 0000880984-21-000006 · primary_doc.xml · nonDerivative · entry 2

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069,554

Read SEC document
December 27, 2021 Filed Dec 31, 2021 02:12 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 10,000 $0.57 $5,700.00
Disclosure

SEC source: 0000880984-21-000006 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,831

Read SEC document
May 10, 2021 Filed May 12, 2021 20:27 UTC
Clifford Tracy SimmonsChief Financial Officer
Grantstock options · Derivative 100,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0000880984-21-000005 · primary_doc.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: common stock · 100,000 shares

Expires not disclosed

F1 · kind: Granted pursuant to the terms of the reporting person's consulting agreement with the issuer.

F2 · derivative.expiration_date: The options expire on the earlier of (a) May 10, 2028 and (b) 18 months from the date the reporting person ceases to be a consultant to the issuer.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:41 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 35,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000880984-21-000004 · primary_doc.xml · derivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: common stock · 35,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of consulting agreement between the reporting person and the issuer.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/21, 7/1/21 and 10/1/21.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/28 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:28 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0000880984-21-000003 · primary_doc.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/21, 7/1/21 and 10/1/21.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/28 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:17 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0000880984-21-000001 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/21, 7/1/21 and 10/1/21.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/28 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:22 UTC
Mohr GaryDirector
Grantstock options · Derivative 10,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0000880984-21-000002 · primary_doc.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/21, 7/1/21 and 10/1/21.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/28 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 164,501 $0.30 $49,350.30
Disclosure

SEC source: 0000880984-20-000007 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021,831

F1 · kind: Purchased in a private transaction from a former Director of the issuer.

Read SEC document
June 30, 2020 Filed Jun 30, 2020 20:32 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 47,500 $0.22 $10,450.00
Disclosure

SEC source: 0000880984-20-000006 · primary_doc.xml · nonDerivative · entry 2

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857,330

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:32 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 198,408 $0.22 $43,649.76
Disclosure

SEC source: 0000880984-20-000006 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,830

Read SEC document
June 08, 2020 Filed Jun 8, 2020 20:16 UTC
Clifford Tracy SimmonsChief Financial Officer
Grantstock options · Derivative 50,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0000880984-20-000005 · primary_doc.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: common stock · 50,000 shares

Expires not disclosed

F1 · derivative.expiration_date: The options expire on the earlier of (a) June 8, 2027 and (b) 18 months from the date Ms. Clifford ceases to be a consultant to the issuer.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 00:02 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 35,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0000880984-20-000004 · primary_doc.xml · derivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: common stock · 35,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of consulting agreement between the reporting person and the issuer.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/20, 7/1/20 and 10/1/20.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/27 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 21:20 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0000880984-20-000003 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/20, 7/1/20 and 10/1/20.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/8/27 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 21:07 UTC
Mohr GaryDirector
Grantstock options · Derivative 10,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0000880984-20-000001 · primary_doc.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/20, 7/1/20 and 10/1/20.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/8/27 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 21:15 UTC Grantstock options · Derivative 10,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0000880984-20-000002 · primary_doc.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/20, 7/1/20 and 10/1/20.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/8/27 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:36 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 4,042,396 $0.24 $970,175.04
Disclosure

SEC source: 0000880984-19-000009 · primary_doc.xml · nonDerivative · entry 2

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 4,372,017

F1 · shares: Purchased from the issuer pursuant to the terms of a Rights Offering Backstop Agreement.

F2 · ownership.nature: Shares are held by Leap Tide Capital Acorn LLC, of which Mr. Loeb is the sole manager.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:36 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 1,366,666 $0.24 $327,999.84
Disclosure

SEC source: 0000880984-19-000009 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 1,366,666

F1 · shares: Purchased from the issuer pursuant to the terms of a Rights Offering Backstop Agreement.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:21 UTC
Mohr GaryDirector
Purchasecommon stock 833,332 $0.24 $199,999.68
Disclosure

SEC source: 0000880984-19-000010 · primary_doc.xml · nonDerivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by UE Systems Inc.

Disclosed balance after: 833,332

F1 · shares: Purchased from the issuer pursuant to the terms of a Rights Offering Backstop Agreement.

F2 · ownership.nature: Mr. Mohr shares voting and dispositive power over such securities.

Read SEC document
June 25, 2019 Filed Jun 25, 2019 19:22 UTC Grantstock options · Derivative 30,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0000880984-19-000005 · primary_doc.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: common stock · 30,000 shares

Expires 2026-06-25

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:43 UTC Othersubscription rights (right to buy) · Derivative 61,445 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0000880984-19-000008 · primary_doc.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 19,170 shares

Expires 2019-06-24

F1 · derivative.exercise_price: Represents exercise price per whole share of common stock.

F2 · derivative.underlying_shares: Each subscription right was exercisable for 0.312 shares of common stock at a subscription price of $0.24 per whole share.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:43 UTC Othercommon stock 19,170 $0.24 $4,600.80
Disclosure

SEC source: 0000880984-19-000008 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,615

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:25 UTC
LOEB JAN HDirector · President and CEO
Othersubscription rights (right to buy) · Derivative 1,479,454 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0000880984-19-000007 · primary_doc.xml · derivative · entry 2

LOEB JAN H · CIK 0001131043 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 461,589 shares

Expires 2019-06-24

F1 · derivative.exercise_price: Represents exercise price per whole share of common stock.

F2 · derivative.underlying_shares: Each subscription right was exercisable for 0.312 shares of common stock at a subscription price of $0.24 per whole share.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:25 UTC
LOEB JAN HDirector · President and CEO
Othercommon stock 461,589 $0.24 $110,781.36
Disclosure

SEC source: 0000880984-19-000007 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,043

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:06 UTC
Mohr GaryDirector
Othersubscription rights (right to buy) · Derivative 62 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0000880984-19-000006 · primary_doc.xml · derivative · entry 6

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 0

Underlying: common stock · 62 shares

Expires 2019-06-24

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:06 UTC
Mohr GaryDirector
Othersubscription rights (right to buy) · Derivative 2,527 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0000880984-19-000006 · primary_doc.xml · derivative · entry 5

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 0

Underlying: common stock · 2,527 shares

Expires 2019-06-24

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:06 UTC
Mohr GaryDirector
Othersubscription rights (right to buy) · Derivative 58,878 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0000880984-19-000006 · primary_doc.xml · derivative · entry 4

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 58,878 shares

Expires 2019-06-24

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:06 UTC
Mohr GaryDirector
Othercommon stock 62 $0.24 $14.88
Disclosure

SEC source: 0000880984-19-000006 · primary_doc.xml · nonDerivative · entry 3

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 262

Read SEC document
June 24, 2019 Filed Jun 26, 2019 19:06 UTC
Mohr GaryDirector
Othercommon stock 2,527 $0.24 $606.48
Disclosure

SEC source: 0000880984-19-000006 · primary_doc.xml · nonDerivative · entry 2

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 10,627

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.