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Nasdaq · USD

ACFN

ACORN ENERGY, INC.

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7222
SEC CIK
0000880984
Parsed reports
98

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2026 Filed Jun 24, 2026 22:34 UTC
Clifford Tracy SimmonsChief Financial Officer
Exercise / conversionstock options · Derivative 1,875 $0.00 Strike: $4.48 $0.00
Disclosure

SEC source: 0001493152-26-029985 · ownership.xml · derivative · entry 3

Clifford Tracy Simmons · CIK 0001467224 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 1,875 shares

Expires 2026-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options were exercised on a net share settlement basis. The issuer delivered to the reporting person the number of shares underlying the stock options less the number of shares having a Fair Market Value on the date of such exercise equal to the aggregate exercise price for the stock options.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 22:34 UTC
Clifford Tracy SimmonsChief Financial Officer
Tax withholdingcommon stock 515 $16.33 $8,409.95
Disclosure

SEC source: 0001493152-26-029985 · ownership.xml · nonDerivative · entry 2

Clifford Tracy Simmons · CIK 0001467224 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,360

Read SEC document
June 23, 2026 Filed Jun 24, 2026 22:34 UTC
Clifford Tracy SimmonsChief Financial Officer
Exercise / conversioncommon stock 1,875 $4.48 $8,400.00
Disclosure

SEC source: 0001493152-26-029985 · ownership.xml · nonDerivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options were exercised on a net share settlement basis. The issuer delivered to the reporting person the number of shares underlying the stock options less the number of shares having a Fair Market Value on the date of such exercise equal to the aggregate exercise price for the stock options.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 15:43 UTC Exercise / conversionstock options · Derivative 625 $0.00 Strike: $4.96 $0.00
Disclosure

SEC source: 0001493152-26-005729 · ownership.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted on 2/5/19 pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options vested and became exercisable on each of 2/5/19, 4/1/19, 7/1/19 and 10/1/19.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 15:43 UTC Exercise / conversioncommon stock 625 $4.96 $3,100.00
Disclosure

SEC source: 0001493152-26-005729 · ownership.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 15:42 UTC Exercise / conversionstock options · Derivative 625 $0.00 Strike: $4.96 $0.00
Disclosure

SEC source: 0001493152-26-005727 · ownership.xml · derivative · entry 3

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted on 2/5/19 pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F3 · derivative.exercise_date: One-fourth of the options vested and became exercisable on each of 2/5/19, 4/1/19, 7/1/19 and 10/1/19.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 15:42 UTC Exercise / conversioncommon stock 625 $4.96 $3,100.00
Disclosure

SEC source: 0001493152-26-005727 · ownership.xml · nonDerivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 15:41 UTC
Mohr GaryDirector
Exercise / conversionstock options · Derivative 625 $0.00 Strike: $4.96 $0.00
Disclosure

SEC source: 0001493152-26-005725 · ownership.xml · derivative · entry 5

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted on 2/5/19 pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F3 · derivative.exercise_date: One-fourth of the options vested and became exercisable on each of 2/5/19, 4/1/19, 7/1/19 and 10/1/19.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 15:41 UTC
Mohr GaryDirector
Exercise / conversioncommon stock 625 $4.96 $3,100.00
Disclosure

SEC source: 0001493152-26-005725 · ownership.xml · nonDerivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2026 Filed Jan 21, 2026 22:11 UTC Grantstock options · Derivative 3,125 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001493152-26-003126 · ownership.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

Underlying: common stock · 3,125 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's compensation policy for non-employee Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/26, 7/1/26 and 10/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 19, 2026 Filed Jan 21, 2026 22:11 UTC Grantstock options · Derivative 3,125 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001493152-26-003127 · ownership.xml · derivative · entry 1

Rabover Peter · CIK 0001969997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

Underlying: common stock · 3,125 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's compensation policy for non-employee Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/26, 7/1/26 and 10/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 19, 2026 Filed Jan 21, 2026 22:11 UTC Grantstock options · Derivative 3,125 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001493152-26-003128 · ownership.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

Underlying: common stock · 3,125 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's compensation policy for non-employee Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/26, 7/1/26 and 10/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 19, 2026 Filed Jan 21, 2026 22:11 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 25,000 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001493152-26-003124 · ownership.xml · derivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: common stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement between the reporting person and the issuer.

F2 · derivative.exercise_date: One-twelfth of the options are immediately vested and exercisable; the remaining options will vest and become exercisable in eleven equal quarterly increments beginning 4/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 19, 2026 Filed Jan 21, 2026 22:11 UTC Grantstock options · Derivative 25,000 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001493152-26-003123 · ownership.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: common stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement by and between the Issuer and Tracy Clifford Consulting, LLC.

F2 · derivative.exercise_date: One-twelfth of the options are immediately vested and exercisable; the remaining options will vest and become exercisable in eleven equal quarterly increments beginning 4/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 19, 2026 Filed Jan 21, 2026 22:11 UTC
Mohr GaryDirector
Grantstock options · Derivative 3,125 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001493152-26-003125 · ownership.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

Underlying: common stock · 3,125 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's compensation policy for non-employee Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/26, 7/1/26 and 10/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:21 UTC Exercise / conversionStock options · Derivative 1,562 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001641172-25-022433 · ownership.xml · derivative · entry 3

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,562 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the options vested and became exercisable on each of 8/6/19, 8/6/20 and 8/6/21 (the first, second and third anniversaries of the grant date).

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:21 UTC Exercise / conversionCommon stock 1,562 $5.44 $8,497.28
Disclosure

SEC source: 0001641172-25-022433 · ownership.xml · nonDerivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:19 UTC
Mohr GaryDirector
Exercise / conversionStock options · Derivative 1,562 $0.00 Strike: $5.44 $0.00
Disclosure

SEC source: 0001641172-25-022430 · ownership.xml · derivative · entry 5

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,562 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the options vested and became exercisable on each of 8/6/19, 8/6/20 and 8/6/21 (the first, second and third anniversaries of the grant date).

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:19 UTC
Mohr GaryDirector
Exercise / conversionCommon stock 1,562 $5.44 $8,497.28
Disclosure

SEC source: 0001641172-25-022430 · ownership.xml · nonDerivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2025 Filed May 12, 2025 20:27 UTC Exercise / conversionstock options · Derivative 1,875 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001641172-25-009703 · ownership.xml · derivative · entry 2

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 1,875 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2025 Filed May 12, 2025 20:27 UTC Exercise / conversioncommon stock 1,875 $6.56 $12,300.00
Disclosure

SEC source: 0001641172-25-009703 · ownership.xml · nonDerivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 14:19 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 2,200 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001749759-25-000006 · primary_doc.xml · derivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: common stock · 2,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement between the reporting person and the issuer.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/32 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 02:49 UTC Grantstock options · Derivative 2,200 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001749759-25-000001 · primary_doc.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: common stock · 2,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement by and between the Issuer and Tracy Clifford Consulting, LLC.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/32 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 18:03 UTC Grantstock options · Derivative 625 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001749759-25-000005 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/32 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 17:51 UTC Grantstock options · Derivative 625 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001749759-25-000004 · primary_doc.xml · derivative · entry 1

Rabover Peter · CIK 0001969997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/32 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 17:40 UTC Grantstock options · Derivative 625 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001749759-25-000003 · primary_doc.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/32 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 17:33 UTC
Mohr GaryDirector
Grantstock options · Derivative 625 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001749759-25-000002 · primary_doc.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/32 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 14:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversionstock options · Derivative 2,187 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001749759-24-000004 · primary_doc.xml · derivative · entry 3

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 2,187 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-half of the options were immediately exercisable as of the grant date of 5/1/18; an additional one-fourth became exercisable on each of 7/1/18 and 10/1/18.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 14:13 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversioncommon stock 2,187 $5.60 $12,247.20
Disclosure

SEC source: 0001749759-24-000004 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 00:12 UTC Exercise / conversionstock options · Derivative 625 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001749759-24-000003 · primary_doc.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the options became exercisable on each of 1/1/18, 4/1/18, 7/1/18 and 10/1/18.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 00:12 UTC Exercise / conversioncommon stock 625 $3.68 $2,300.00
Disclosure

SEC source: 0001749759-24-000003 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 22:10 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversionstock options · Derivative 2,187 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0001749759-24-000002 · primary_doc.xml · derivative · entry 3

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 2,187 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-fourth of the options became exercisable on each of 2/21/17, 4/1/17, 7/1/17 and 10/1/17.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 22:10 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Exercise / conversioncommon stock 2,187 $5.76 $12,597.12
Disclosure

SEC source: 0001749759-24-000002 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:25 UTC Grantstock options · Derivative 2,200 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0000880984-24-000006 · primary_doc.xml · derivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: common stock · 2,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement by and between the Issuer and Tracy Clifford Consulting, LLC.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/2/31 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:17 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Grantstock options · Derivative 2,200 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0000880984-24-000005 · primary_doc.xml · derivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Underlying: common stock · 2,200 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of a consulting agreement between the reporting person and the issuer.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/2/31 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

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January 01, 2024 Filed Jan 4, 2024 01:17 UTC Grantstock options · Derivative 625 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0000880984-24-000004 · primary_doc.xml · derivative · entry 1

Osterer Michael · CIK 0001749759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/31 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

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January 01, 2024 Filed Jan 4, 2024 01:12 UTC Grantstock options · Derivative 625 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0000880984-24-000003 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/31 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

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January 01, 2024 Filed Jan 4, 2024 01:06 UTC Grantstock options · Derivative 625 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0000880984-24-000002 · primary_doc.xml · derivative · entry 1

Rabover Peter · CIK 0001969997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/31 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

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January 01, 2024 Filed Jan 4, 2024 00:58 UTC
Mohr GaryDirector
Grantstock options · Derivative 625 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0000880984-24-000001 · primary_doc.xml · derivative · entry 1

Mohr Gary · CIK 0001749604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/31 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

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January 01, 2024 Filed Feb 1, 2024 02:18 UTC Exercise / conversionstock options · Derivative 625 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001749759-24-000001 · primary_doc.xml · derivative · entry 3

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options were automatically exercised on a net share settlement basis immediately before their expiration, in accordance with their terms. The issuer delivered to the reporting person the number of shares underlying the stock options less the number of shares having a Fair Market Value on the date of such exercise equal to the aggregate exercise price for the stock options.

F2 · derivative.exercise_date: One-fourth of the options became exercisable on each of 1/1/17, 4/1/17, 7/1/17 and 10/1/17.

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January 01, 2024 Filed Feb 1, 2024 02:18 UTC Tax withholdingcommon stock 296 $6.09 $1,802.64
Disclosure

SEC source: 0001749759-24-000001 · primary_doc.xml · nonDerivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,944

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January 01, 2024 Filed Feb 1, 2024 02:18 UTC Exercise / conversioncommon stock 625 $2.88 $1,800.00
Disclosure

SEC source: 0001749759-24-000001 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options were automatically exercised on a net share settlement basis immediately before their expiration, in accordance with their terms. The issuer delivered to the reporting person the number of shares underlying the stock options less the number of shares having a Fair Market Value on the date of such exercise equal to the aggregate exercise price for the stock options.

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June 09, 2023 Filed Jun 12, 2023 23:15 UTC Purchasecommon stock 3,487 $0.28 $976.36
Disclosure

SEC source: 0000880984-23-000011 · primary_doc.xml · nonDerivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:50 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 20,000 $0.28 $5,600.00
Disclosure

SEC source: 0000880984-23-000012 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,805,198

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June 02, 2023 Filed Jun 5, 2023 21:39 UTC Purchasecommon stock 3,950 $0.28 $1,106.00
Disclosure

SEC source: 0000880984-23-000010 · primary_doc.xml · nonDerivative · entry 2

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,513

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:39 UTC Grantstock options · Derivative 100,000 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0000880984-23-000010 · primary_doc.xml · derivative · entry 3

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: common stock · 100,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the terms of the Amended and Restated Consulting Agreement, dated as of 6/1/23, by and between the Issuer and Tracy Clifford Consulting, LLC.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 9/1/23, 12/1/23 and 3/1/24.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 6/1/30 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

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June 01, 2023 Filed Jun 5, 2023 21:39 UTC Purchasecommon stock 563 $0.28 $157.64
Disclosure

SEC source: 0000880984-23-000010 · primary_doc.xml · nonDerivative · entry 1

Clifford Tracy Simmons · CIK 0001467224 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,563

Read SEC document
May 15, 2023 Filed May 18, 2023 01:32 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 45,600 $0.28 $12,768.00
Disclosure

SEC source: 0000880984-23-000009 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,785,198

Read SEC document
March 22, 2023 Filed Mar 24, 2023 19:49 UTC
LOEB JAN HDirector · President and CEO · 10% owner
Purchasecommon stock 125,000 $0.30 $37,500.00
Disclosure

SEC source: 0000880984-23-000008 · primary_doc.xml · nonDerivative · entry 1

LOEB JAN H · CIK 0001131043 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 1,491,666

Read SEC document
March 21, 2023 Filed Mar 22, 2023 22:22 UTC Grantstock options · Derivative 25,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000880984-23-000007 · primary_doc.xml · derivative · entry 1

Rabover Peter · CIK 0001969997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: common stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's appointment to the Board of Directors.

F2 · derivative.exercise_date: One-third of the options become exercisable on each of 3/21/24, 3/21/25 and 3/21/26.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 3/21/30 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.