ZENTMAN SAMUEL M

SEC source: 0001213900-26-024613 · marketforms-72438.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,440

F1 · price: The Reporting person received the shares as a grant under the company's Equity Incentive Plan.

SEC source: 0001493152-26-005729 · ownership.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted on 2/5/19 pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options vested and became exercisable on each of 2/5/19, 4/1/19, 7/1/19 and 10/1/19.

SEC source: 0001493152-26-005729 · ownership.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-26-003128 · ownership.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

Underlying: common stock · 3,125 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's compensation policy for non-employee Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/26, 7/1/26 and 10/1/26.

F3 · derivative.expiration_date: Options expire on the earlier of (a) 1/1/33 and (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0001213900-25-119998 · marketforms-71509.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2035-01-16

F1 · derivative.exercise_date: Options are fully vested and can be exercised at any time.

SEC source: 0001213900-25-073271 · marketforms-70262.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-16

F3 · derivative.exercise_date: Options are fully vested and can be exercised at any time.

SEC source: 0001213900-25-073271 · marketforms-70262.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,440

F1 · price: The Reporting Person received the shares as contingent merger consideration.

F2 · ownership.direct: The Reporting Person is the beneficial owner of the shares which are owned by The Samuel Zentman 2012 Irrevocable Trust.

SEC source: 0001749759-25-000005 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/25, 7/1/25 and 10/1/25.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/32 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0001749759-24-000003 · primary_doc.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the options became exercisable on each of 1/1/18, 4/1/18, 7/1/18 and 10/1/18.

SEC source: 0001749759-24-000003 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000880984-24-000003 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

Underlying: common stock · 625 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/24, 7/1/24 and 10/1/24.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/31 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0001749759-24-000001 · primary_doc.xml · derivative · entry 3

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 625 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options were automatically exercised on a net share settlement basis immediately before their expiration, in accordance with their terms. The issuer delivered to the reporting person the number of shares underlying the stock options less the number of shares having a Fair Market Value on the date of such exercise equal to the aggregate exercise price for the stock options.

F2 · derivative.exercise_date: One-fourth of the options became exercisable on each of 1/1/17, 4/1/17, 7/1/17 and 10/1/17.

SEC source: 0001749759-24-000001 · primary_doc.xml · nonDerivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,944

SEC source: 0001749759-24-000001 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options were automatically exercised on a net share settlement basis immediately before their expiration, in accordance with their terms. The issuer delivered to the reporting person the number of shares underlying the stock options less the number of shares having a Fair Market Value on the date of such exercise equal to the aggregate exercise price for the stock options.

SEC source: 0000880984-23-000002 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/23, 7/1/23 and 10/1/23.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/30 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0000880984-22-000016 · primary_doc.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 10,000 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 5,000 options were immediately exercisable as of the grant date of 4/1/16; an additional 2,500 options became exercisable on each of 7/1/16 and 10/1/16.

SEC source: 0000880984-22-000016 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000880984-22-000001 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/22, 7/1/22 and 10/1/22.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/29 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0000880984-21-000001 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/21, 7/1/21 and 10/1/21.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/28 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0000880984-20-000003 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/20, 7/1/20 and 10/1/20.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/8/27 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0000880984-19-000008 · primary_doc.xml · derivative · entry 2

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 19,170 shares

Expires 2019-06-24

F1 · derivative.exercise_price: Represents exercise price per whole share of common stock.

F2 · derivative.underlying_shares: Each subscription right was exercisable for 0.312 shares of common stock at a subscription price of $0.24 per whole share.

SEC source: 0000880984-19-000008 · primary_doc.xml · nonDerivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,615

SEC source: 0000880984-19-000003 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's Amended and Restated 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/19, 7/1/19 and 10/1/19.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 2/5/26 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0000880984-18-000002 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/18, 7/1/18 and 10/1/18.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/25 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.

SEC source: 0000880984-17-000002 · primary_doc.xml · derivative · entry 1

ZENTMAN SAMUEL M · CIK 0001309349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: common stock · 10,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the issuer's 2006 Stock Incentive Plan in connection with the reporting person's service on the Board of Directors.

F2 · derivative.exercise_date: One-fourth of the options are immediately exercisable; an additional one-fourth become exercisable on each of 4/1/17, 7/1/17 and 10/1/17.

F3 · derivative.expiration_date: Options expire upon the earlier of (a) 1/1/24 or (b) 18 months from the date the reporting person ceases to be a director, officer, employee or consultant.