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ACCS

ACCESS Newswire Inc.

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7644
SEC CIK
0000843006
Parsed reports
124

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202650
Jun 202620
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2023 Filed Nov 16, 2023 21:29 UTC
BALBIRNIE BRIAN RDirector · Director, CEO · 10% owner
PurchaseCommon Stock 2,750 $15.48 $42,570.00
Disclosure

SEC source: 0001654954-23-014490 · section16.xml · nonDerivative · entry 1

BALBIRNIE BRIAN R · CIK 0001282217 · Director · Director, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,579

F1 · price: Represents the weighted average of open market purchase transactions ranging from $15.29 to $15.60 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 23, 2023 Filed Aug 26, 2023 01:00 UTC
Everett William HFormer Director (See Remarks)
SaleCommon Stock 6,000 $20.78 $124,680.00
Disclosure

SEC source: 0001654954-23-011254 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Former Director (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,877

F1 · price: Represents the weighted average of open market purchase transactions ranging from $20.75 to $20.93 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:32 UTC GrantRestricted Stock Units · Derivative 3,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-23-007863 · section16.xml · derivative · entry 2

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,583

Underlying: Common Stock · 3,583 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:32 UTC GrantRestricted Stock Units · Derivative 3,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-23-007862 · section16.xml · derivative · entry 2

Lazear Marti Beller · CIK 0001866484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,583

Underlying: Common Stock · 3,583 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:32 UTC GrantRestricted Stock Units · Derivative 3,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-23-007860 · section16.xml · derivative · entry 3

Rein Graeme P. · CIK 0001674265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,583

Underlying: Common Stock · 3,583 shares

Expires not disclosed

F3 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F3 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:32 UTC GrantRestricted Stock Units · Derivative 3,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-23-007861 · section16.xml · derivative · entry 2

Nowlan Michael Joseph · CIK 0001715797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,583

Underlying: Common Stock · 3,583 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 12:30 UTC PurchaseCommon Stock 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0001654954-23-007613 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,314

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:12 UTC PurchaseCommon Stock 1,000 $21.25 $21,250.00
Disclosure

SEC source: 0001654954-23-003052 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,314

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:30 UTC PurchaseCommon Stock 1,000 $22.98 $22,980.00
Disclosure

SEC source: 0001654954-23-002549 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,314

F1 · price: The $22.98 represents a weighted average price. The Reporting Person purchased 100 shares of common stock at a price of $22.90 per share and 900 shares of common stock at a price of $22.99 per share.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:31 UTC
Pitoniak TimothyChief Financial Officer
GrantRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-23-001284 · section16.xml · derivative · entry 1

Pitoniak Timothy · CIK 0001905971 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_date: This restricted stock unit vests as follows: (i) one third (1/3) vests on January 1, 2024; (ii) one third (1/3) vests on January 1, 2025; and (iii) one third (1/3) vests on January 1, 2026. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be an employee of the Issuer as of each vesting date.

F1 · derivative.expiration_date: This restricted stock unit vests as follows: (i) one third (1/3) vests on January 1, 2024; (ii) one third (1/3) vests on January 1, 2025; and (iii) one third (1/3) vests on January 1, 2026. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be an employee of the Issuer as of each vesting date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:31 UTC
BALBIRNIE BRIAN RDirector · Director, CEO · 10% owner
GrantRestricted Stock Unit · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-23-001283 · section16.xml · derivative · entry 1

BALBIRNIE BRIAN R · CIK 0001282217 · Director · Director, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_date: This restricted stock unit vests as follows: (i) one third (1/3) vests on January 1, 2024; (ii) one third (1/3) vests on January 1, 2025; and (iii) one third (1/3) vests on January 1, 2026. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be an employee of the Issuer as of each vesting date.

F1 · derivative.expiration_date: This restricted stock unit vests as follows: (i) one third (1/3) vests on January 1, 2024; (ii) one third (1/3) vests on January 1, 2025; and (iii) one third (1/3) vests on January 1, 2026. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be an employee of the Issuer as of each vesting date.

Read SEC document
November 28, 2022 Filed Nov 28, 2022 21:30 UTC PurchaseCommon Stock 1,915 $27.00 $51,705.00
Disclosure

SEC source: 0001654954-22-015791 · section16.xml · nonDerivative · entry 2

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,314

Read SEC document
November 22, 2022 Filed Nov 28, 2022 21:30 UTC PurchaseCommon Stock 85 $25.50 $2,167.50
Disclosure

SEC source: 0001654954-22-015791 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,399

Read SEC document
June 23, 2022 Filed Jun 23, 2022 20:05 UTC
BALBIRNIE BRIAN RDirector · Director, CEO · 10% owner
PurchaseCommon Stock 1,000 $20.75 $20,750.00
Disclosure

SEC source: 0001654954-22-008687 · section16.xml · nonDerivative · entry 2

BALBIRNIE BRIAN R · CIK 0001282217 · Director · Director, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,829

F1 · balance_after: Includes 500 shares of common stock owned by the Reporting Person's spouse.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:06 UTC PurchaseCommon Stock 2,000 $19.85 $39,700.00
Disclosure

SEC source: 0001654954-22-008688 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,314

F1 · price: The $19.85 represents a weighted average price. The Reporting Person purchased 1,000 shares of common stock at a price of $19.50 per share and 1,000 shares of common stock at a price of $20.20 per share.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:05 UTC
BALBIRNIE BRIAN RDirector · Director, CEO · 10% owner
PurchaseCommon Stock 1,000 $19.50 $19,500.00
Disclosure

SEC source: 0001654954-22-008687 · section16.xml · nonDerivative · entry 1

BALBIRNIE BRIAN R · CIK 0001282217 · Director · Director, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,829

F1 · balance_after: Includes 500 shares of common stock owned by the Reporting Person's spouse.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:09 UTC GrantRestricted Stock Unit · Derivative 2,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-008220 · section16.xml · derivative · entry 2

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Underlying: Common Stock · 2,488 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:08 UTC GrantRestricted Stock Unit · Derivative 2,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-008219 · section16.xml · derivative · entry 2

Lazear Marti Beller · CIK 0001866484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Underlying: Common Stock · 2,488 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:08 UTC GrantRestricted Stock Unit · Derivative 2,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-008218 · section16.xml · derivative · entry 2

Nowlan Michael Joseph · CIK 0001715797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Underlying: Common Stock · 2,488 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:07 UTC GrantRestricted Stock Unit · Derivative 2,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-008217 · section16.xml · derivative · entry 2

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Underlying: Common Stock · 2,488 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:06 UTC GrantRestricted Stock Unit · Derivative 2,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-008216 · section16.xml · derivative · entry 3

Rein Graeme P. · CIK 0001674265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Underlying: Common Stock · 2,488 shares

Expires not disclosed

F3 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F3 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 8, 2023. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Read SEC document
May 10, 2022 Filed May 10, 2022 21:11 UTC PurchaseCommon Stock 5,000 $20.20 $101,000.00
Disclosure

SEC source: 0001654954-22-006385 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,761

Read SEC document
March 22, 2022 Filed Mar 23, 2022 01:05 UTC
Knerr Steven WinfieldPrincipal Accounting Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 7,500 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001654954-22-003606 · section16.xml · derivative · entry 3

Knerr Steven Winfield · CIK 0001658833 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2023-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person exercised an option to purchase 7,500 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 2,500 shares of common stock continue to underlie this option.

F3 · derivative.exercise_date: All of the shares underlying this option have vested.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 01:05 UTC
Knerr Steven WinfieldPrincipal Accounting Officer
Exercise / conversionCommon Stock 7,500 $7.76 $58,200.00
Disclosure

SEC source: 0001654954-22-003606 · section16.xml · nonDerivative · entry 2

Knerr Steven Winfield · CIK 0001658833 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person exercised an option to purchase 7,500 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 2,500 shares of common stock continue to underlie this option.

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March 18, 2022 Filed Mar 23, 2022 01:05 UTC
Knerr Steven WinfieldPrincipal Accounting Officer
SaleCommon Stock 2,500 $26.77 $66,925.00
Disclosure

SEC source: 0001654954-22-003606 · section16.xml · nonDerivative · entry 1

Knerr Steven Winfield · CIK 0001658833 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

F1 · kind: The Reporting Person sold these 2,500 shares pursuant to a Rule 10b5-1 trading plan executed on August 21, 2020 and in order to pay the exercise price for the option exercise described in footnote 2 below along with any applicable taxes. The $26.77 represents a weighted average price. The Reporting Person sold 1,100 shares of common stock at a price of $26.50 per share and 1,400 shares of common stock at a price of $26.99 per share.

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March 16, 2022 Filed Mar 17, 2022 21:06 UTC SaleCommon Stock 2,000 $27.26 $54,520.00
Disclosure

SEC source: 0001654954-22-003380 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,836

F1 · price: The $27.26 represents a weighted average price. The Reporting Person sold 1,797 shares of common stock at a price of $27.25 per share, 192 shares of common stock at a price of $27.30 per share, 10 shares of common stock at a price of $27.31 per share and 1 share of common stock at a price of $27.52 per share.

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December 01, 2021 Filed Feb 8, 2022 22:06 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001301 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,836

F1 · kind: This number represents a bona fide gift of 200 shares of the Issuer's common stock to the benefit of Middlebury College.

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June 11, 2021 Filed Jun 14, 2021 21:52 UTC GrantRestricted Stock Unit · Derivative 2,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006876 · section16.xml · derivative · entry 2

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Common Stock · 2,553 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

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June 11, 2021 Filed Jun 14, 2021 21:49 UTC GrantRestricted stock unit · Derivative 2,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006874 · section16.xml · derivative · entry 2

Nowlan Michael Joseph · CIK 0001715797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Common stock · 2,553 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

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June 11, 2021 Filed Jun 14, 2021 21:51 UTC GrantRestricted stock unit · Derivative 2,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006875 · section16.xml · derivative · entry 2

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Common stock · 2,553 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

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June 11, 2021 Filed Jun 14, 2021 21:41 UTC GrantRestricted stock unit · Derivative 2,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006873 · section16.xml · derivative · entry 3

Rein Graeme P. · CIK 0001674265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Common stock · 2,553 shares

Expires not disclosed

F2 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F2 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

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June 11, 2021 Filed Jun 14, 2021 21:37 UTC GrantRestricted Stock Unit · Derivative 2,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006870 · section16.xml · derivative · entry 1

Lazear Marti Beller · CIK 0001866484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Common Stock · 2,553 shares

Expires not disclosed

F1 · derivative.exercise_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

F1 · derivative.expiration_date: This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

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May 20, 2021 Filed May 22, 2021 01:00 UTC SaleCommon Stock 1,750 $27.11 $47,442.50
Disclosure

SEC source: 0001654954-21-006168 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,036

F1 · kind: The Reporting Person sold these shares on the open market at a per share price of $27.11.

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March 23, 2021 Filed Mar 25, 2021 01:31 UTC SaleCommon stock 2,660 $23.02 $61,233.20
Disclosure

SEC source: 0001654954-21-003238 · section16.xml · nonDerivative · entry 3

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,786

F4 · price: The $23.02 represents a weighted average price. The Reporting Person sold 1,120 shares of common stock at a price of $23.12 per share, 960 shares of common stock at a price of $22.80 per share, 500 shares of common stock at a price of $23.21 per share and 80 shares of common stock at a price of $23.00 per share.

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March 22, 2021 Filed Mar 25, 2021 01:31 UTC Exercise / conversionOptions to purchase common stock · Derivative 8,000 $0.00 Strike: $17.40 $0.00
Disclosure

SEC source: 0001654954-21-003238 · section16.xml · derivative · entry 4

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,000 shares

Expires 2028-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $17.40. The option was originally granted on June 1, 2018. No additional shares of common stock underly this option.

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March 22, 2021 Filed Mar 25, 2021 01:31 UTC Exercise / conversionCommon stock 8,000 $17.40 $139,200.00
Disclosure

SEC source: 0001654954-21-003238 · section16.xml · nonDerivative · entry 2

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $17.40. The option was originally granted on June 1, 2018. No additional shares of common stock underly this option.

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March 22, 2021 Filed Mar 25, 2021 01:31 UTC SaleCommon Stock 5,949 $23.44 $139,444.56
Disclosure

SEC source: 0001654954-21-003238 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,446

F1 · kind: The Reporting Person sold these 5,949 shares of common stock in order to pay the exercise price for the option exercise described in footnote 3 below.

F2 · price: The $23.44 represents a weighted average price. The Reporting Person sold 5,698 shares of common stock at a price of $23.45 per share, 220 shares of common stock at a price of $23.21 per share and 31 shares of common stock at a price of $23.15 per share.

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November 12, 2020 Filed Nov 13, 2020 02:05 UTC Exercise / conversionOptions to purchase common stock · Derivative 8,000 $0.00 Strike: $17.40 $0.00
Disclosure

SEC source: 0001654954-20-012291 · section16.xml · derivative · entry 5

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,000 shares

Expires 2028-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $17.40. The option was originally granted on June 1, 2018. No additional shares of common stock underly this option.

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November 12, 2020 Filed Nov 13, 2020 02:05 UTC Exercise / conversionOptions to purchase common stock · Derivative 8,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001654954-20-012291 · section16.xml · derivative · entry 4

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,000 shares

Expires 2027-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $13.00. The option was originally granted on September 28, 2017. No additional shares of common stock underly this option.

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November 12, 2020 Filed Nov 13, 2020 02:05 UTC Exercise / conversionCommon stock 8,000 $17.40 $139,200.00
Disclosure

SEC source: 0001654954-20-012291 · section16.xml · nonDerivative · entry 3

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $17.40. The option was originally granted on June 1, 2018. No additional shares of common stock underly this option.

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November 12, 2020 Filed Nov 13, 2020 02:05 UTC Exercise / conversionCommon stock 8,000 $13.00 $104,000.00
Disclosure

SEC source: 0001654954-20-012291 · section16.xml · nonDerivative · entry 2

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $13.00. The option was originally granted on September 28, 2017. No additional shares of common stock underly this option.

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November 12, 2020 Filed Nov 14, 2020 02:06 UTC
BALBIRNIE BRIAN RDirector · Director, CEO · 10% owner
SaleCommon Stock 7,500 $23.50 $176,250.00
Disclosure

SEC source: 0001654954-20-012382 · section16.xml · nonDerivative · entry 1

BALBIRNIE BRIAN R · CIK 0001282217 · Director · Director, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,329

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November 11, 2020 Filed Nov 13, 2020 02:05 UTC
Knerr Steven WinfieldChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001654954-20-012290 · section16.xml · derivative · entry 3

Knerr Steven Winfield · CIK 0001658833 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2023-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 10,000 shares of common stock continue to underlie this option.

F3 · derivative.exercise_date: All of the shares underlying this option have vested.

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November 11, 2020 Filed Nov 13, 2020 02:05 UTC
Knerr Steven WinfieldChief Financial Officer
Exercise / conversionCommon Stock 5,000 $7.76 $38,800.00
Disclosure

SEC source: 0001654954-20-012290 · section16.xml · nonDerivative · entry 2

Knerr Steven Winfield · CIK 0001658833 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 10,000 shares of common stock continue to underlie this option.

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November 10, 2020 Filed Nov 13, 2020 02:05 UTC SaleCommon stock 11,239 $21.70 $243,886.30
Disclosure

SEC source: 0001654954-20-012291 · section16.xml · nonDerivative · entry 1

Galleher J. Patrick · CIK 0001602388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,761

F1 · kind: The Reporting Person sold these 11,239 shares of common stock in order to pay the exercise price for the option exercises described in footnotes 3 and 4 below.

F2 · price: The $21.70 represents a weighted average price. The Reporting Person sold 9,739 shares of common stock at a price of $21.70 per share, 1,000 shares of common stock at a price of $21.71 and 500 shares of common stock at a price of $21.75 per share.

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November 09, 2020 Filed Nov 13, 2020 02:05 UTC
Knerr Steven WinfieldChief Financial Officer
SaleCommon Stock 2,500 $21.55 $53,875.00
Disclosure

SEC source: 0001654954-20-012290 · section16.xml · nonDerivative · entry 1

Knerr Steven Winfield · CIK 0001658833 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · kind: The Reporting Person sold these 2,500 shares pursuant to a Rule 10b5-1 trading plan executed on August 21, 2020 and in order to pay the exercise price for the option exercise described in footnote 2 below along with any applicable taxes.

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November 03, 2020 Filed Nov 6, 2020 02:00 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 8,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001654954-20-011912 · section16.xml · derivative · entry 3

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2027-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $13.00. The option was originally granted on September 28, 2017. No additional shares of common stock underly this option.

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November 03, 2020 Filed Nov 6, 2020 02:00 UTC Exercise / conversionCommon Stock 8,000 $13.00 $104,000.00
Disclosure

SEC source: 0001654954-20-011912 · section16.xml · nonDerivative · entry 2

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $13.00. The option was originally granted on September 28, 2017. No additional shares of common stock underly this option.

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November 03, 2020 Filed Nov 6, 2020 02:00 UTC SaleCommon Stock 4,833 $21.57 $104,247.81
Disclosure

SEC source: 0001654954-20-011912 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,395

F1 · kind: The Reporting Person sold these 4,833 shares of common stock in order to pay the exercise price for the option exercise described in footnote 3 below.

F2 · price: The $21.57 represents a weighted average price. The Reporting Person sold 4,519 shares of common stock at a price of $21.56 per share, 14 shares of common stock at a price of $21.57 and 300 shares of common stock at a price of $21.70 per share.

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November 03, 2020 Filed Feb 11, 2021 01:00 UTC GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-001453 · section16.xml · nonDerivative · entry 1

Everett William H · CIK 0001323310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,395

F1 · kind: This number represents a bona fide gift of an aggregate of 6,000 shares of the Issuer's common stock comprised of the following: (i) 2,000 shares to each of the Reporting Person's daughter and son and (i) 1,000 shares to each of the Reporting Person's two grandchildren.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.