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ABUS

Arbutus Biopharma Corp

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4953
SEC CIK
0001447028
Parsed reports
202

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2022 Filed Jan 20, 2022 22:54 UTC
Picchio GastonChief Development Officer
GrantStock Option (Right to Buy) · Derivative 256,500 $2.81 Strike: $2.81 $720,765.00
Disclosure

SEC source: 0001447028-22-000008 · wf-form4_164271923431244.xml · derivative · entry 1

Picchio Gaston · CIK 0001755014 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

Underlying: Common Shares · 256,500 shares

Expires 2032-01-20

F1 · derivative.exercise_date: These stock options will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
January 20, 2022 Filed Jan 20, 2022 22:53 UTC
McElhaugh Michael J.Chief Business Officer
GrantStock Option (Right to Buy) · Derivative 325,850 $2.81 Strike: $2.81 $915,638.50
Disclosure

SEC source: 0001447028-22-000007 · wf-form4_164271921610822.xml · derivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,850

Underlying: Common Shares · 325,850 shares

Expires 2032-01-20

F1 · derivative.exercise_date: These stock options will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:02 UTC
Sofia Michael J.Chief Scientific Officer
SaleCommon Shares 200,000 $5.09 $1,018,000.00
Disclosure

SEC source: 0001447028-21-000068 · wf-form4_163856535580377.xml · nonDerivative · entry 1

Sofia Michael J. · CIK 0001635324 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303,403

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 11:22 UTC
Tran TramDirector
GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001447028-21-000064 · wf-form4_163671611466902.xml · derivative · entry 1

Tran Tram · CIK 0001892918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Shares · 44,000 shares

Expires 2031-11-09

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on November 9, 2021, the date of the grant.

F2 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning one year from the grant date.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 21:14 UTC ConversionSeries A participating convertible preferred shares · Derivative 1,164,000 Not disclosed Strike: $7.13 Not disclosed
Disclosure

SEC source: 0000950103-21-016172 · dp160070_4-rsltd.xml · derivative · entry 2

Roivant Sciences Ltd. · CIK 0001635088 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,164,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On October 18, 2021, 1,164,000 Series A participating convertible preferred shares of the Issuer held by the Reporting Person, which were previously acquired by the Reporting Person in two tranches in October 2017 and January 2018, mandatorily converted into 22,833,922 common shares, without par value (the "Common Shares"), of the Issuer, in accordance with their terms.

F1 · derivative.exercise_date: On October 18, 2021, 1,164,000 Series A participating convertible preferred shares of the Issuer held by the Reporting Person, which were previously acquired by the Reporting Person in two tranches in October 2017 and January 2018, mandatorily converted into 22,833,922 common shares, without par value (the "Common Shares"), of the Issuer, in accordance with their terms.

F1 · derivative.expiration_date: On October 18, 2021, 1,164,000 Series A participating convertible preferred shares of the Issuer held by the Reporting Person, which were previously acquired by the Reporting Person in two tranches in October 2017 and January 2018, mandatorily converted into 22,833,922 common shares, without par value (the "Common Shares"), of the Issuer, in accordance with their terms.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 21:14 UTC ConversionCommon shares, without par value 22,833,922 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-016172 · dp160070_4-rsltd.xml · nonDerivative · entry 1

Roivant Sciences Ltd. · CIK 0001635088 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,847,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 18, 2021, 1,164,000 Series A participating convertible preferred shares of the Issuer held by the Reporting Person, which were previously acquired by the Reporting Person in two tranches in October 2017 and January 2018, mandatorily converted into 22,833,922 common shares, without par value (the "Common Shares"), of the Issuer, in accordance with their terms.

F1 · price: On October 18, 2021, 1,164,000 Series A participating convertible preferred shares of the Issuer held by the Reporting Person, which were previously acquired by the Reporting Person in two tranches in October 2017 and January 2018, mandatorily converted into 22,833,922 common shares, without par value (the "Common Shares"), of the Issuer, in accordance with their terms.

F2 · balance_after: Includes 16,013,540 Common Shares that were previously acquired by the Reporting Person in 2015.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:25 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001447028-21-000043 · wf-form4_162309750584527.xml · derivative · entry 1

HENRIQUES RICHARD C JR · CIK 0001181178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-06-03

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on June 3, 2021, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:25 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001447028-21-000044 · wf-form4_162309752909256.xml · derivative · entry 1

BURGESS DANIEL D · CIK 0001239650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-06-03

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on June 3, 2021, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:25 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001447028-21-000042 · wf-form4_162309748590209.xml · derivative · entry 1

Meyers James R · CIK 0001387521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-06-03

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on June 3, 2021, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:24 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001447028-21-000041 · wf-form4_162309747011064.xml · derivative · entry 1

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-06-03

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on June 3, 2021, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:24 UTC
Cheng AndrewDirector
GrantStock Options · Derivative 22,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001447028-21-000040 · wf-form4_162309744639901.xml · derivative · entry 1

Cheng Andrew · CIK 0001778307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-06-03

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on June 3, 2021, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:24 UTC
Torti FrankDirector
GrantStock Options · Derivative 22,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001447028-21-000039 · wf-form4_162309743051998.xml · derivative · entry 1

Torti Frank · CIK 0001647805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-06-03

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on June 3, 2021, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 16:57 UTC
Howard ElizabethChief Compliance Officer
GrantStock Options · Derivative 200,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001447028-21-000008 · wf-form4_161359901972313.xml · derivative · entry 1

Howard Elizabeth · CIK 0001669530 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-02-13

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 22:08 UTC
Picchio GastonChief Development Officer
GrantStock Options · Derivative 250,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001447028-21-000014 · wf-form4_161359969444382.xml · derivative · entry 1

Picchio Gaston · CIK 0001755014 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-02-13

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 22:06 UTC
HASTINGS DAVID CChief Financial Officer
GrantStock Options · Derivative 250,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001447028-21-000012 · wf-form4_161359955145004.xml · derivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-02-13

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 21:55 UTC
McElhaugh Michael J.Chief Business Officer
GrantStock Options · Derivative 249,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001447028-21-000006 · wf-form4_161359884797554.xml · derivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,000

Underlying: Common Stock · 249,000 shares

Expires 2031-02-13

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 22:00 UTC
Collier William H.Director · President and CEO
GrantStock Options · Derivative 675,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001447028-21-000010 · wf-form4_161359921500159.xml · derivative · entry 1

Collier William H. · CIK 0001780495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Common Stock · 675,000 shares

Expires 2031-02-13

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 21:52 UTC
Sofia Michael J.Chief Scientific Officer
GrantStock Options · Derivative 290,000 $0.00 Strike: $4.33 $0.00
Disclosure

SEC source: 0001447028-21-000004 · wf-form4_161359869528005.xml · derivative · entry 1

Sofia Michael J. · CIK 0001635324 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Common Stock · 290,000 shares

Expires 2031-02-13

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:06 UTC
McElhaugh Michael J.Chief Business Officer
SaleCommon Stock 20,000 $5.00 $100,000.00
Disclosure

SEC source: 0001447028-21-000002 · wf-form4_161299476323256.xml · nonDerivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,457

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:33 UTC
McElhaugh Michael J.Chief Business Officer
SaleCommon Stock 10,000 $5.00 $50,032.00
Disclosure

SEC source: 0001447028-20-000152 · wf-form4_160815442050068.xml · nonDerivative · entry 2

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,457

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:33 UTC
McElhaugh Michael J.Chief Business Officer
SaleCommon Stock 30,000 $5.00 $150,000.00
Disclosure

SEC source: 0001447028-20-000152 · wf-form4_160815442050068.xml · nonDerivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,337,457

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 20:06 UTC
Picchio GastonChief Development Officer
GrantCommon Stock · Derivative 50,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000144 · wf-form4_160106438963827.xml · derivative · entry 1

Picchio Gaston · CIK 0001755014 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2020-02-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on February 14, 2020, the trading day immediately preceding the date the performance based option grant wasapproved by the Executive Compensation and Human Resources Committee of the Board of Directors (the "Committee") of Arbutus Biopharma Corporation, subject to both shareholder approval of anamendment to the Registrant's 2016 Omnibus Share and Incentive Plan (the "Plan Amendment") and the fulfillment of certain performance criteria.

F2 · derivative.exercise_date: The Registrant's shareholders approved the Plan Amendment on May 28, 2020. On September 23, 2020, the Committee determined that the performance criteria had been met.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 20:05 UTC
Collier William H.Director · President and CEO
GrantStock Options · Derivative 70,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000143 · wf-form4_160106428541454.xml · derivative · entry 1

Collier William H. · CIK 0001780495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2030-02-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on February 14, 2020, the trading day immediately preceding the date the performance based option grant was approved by the Executive Compensation and Human Resources Committee of the Board of Directors (the "Committee") of Arbutus Biopharma Corporation, subject to both shareholder approval of an amendment to the Registrant's 2016 Omnibus Share and Incentive Plan (the "Plan Amendment") and the fulfillment of certain performance criteria.

F2 · derivative.exercise_date: The Registrant's shareholders approved the Plan Amendment on May 28, 2020. On September 23, 2020, the Committee determined that the performance criteria had been met.

Read SEC document
July 23, 2020 Filed Jul 27, 2020 21:27 UTC
McElhaugh Michael J.Chief Business Officer
SaleCommon Stock 20,000 $5.01 $100,200.00
Disclosure

SEC source: 0001447028-20-000080 · wf-form4_159588525290974.xml · nonDerivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,457

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:03 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001447028-20-000068 · wf-form4_159104538438792.xml · derivative · entry 1

HENRIQUES RICHARD C JR · CIK 0001181178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2030-05-28

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on May 28, 2020, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:04 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001447028-20-000069 · wf-form4_159104546646108.xml · derivative · entry 1

Meyers James R · CIK 0001387521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2030-05-28

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on May 28, 2020, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:01 UTC
Torti FrankDirector
GrantStock Options · Derivative 22,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001447028-20-000066 · wf-form4_159104524972312.xml · derivative · entry 1

Torti Frank · CIK 0001647805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2030-05-28

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on May 28, 2020, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:02 UTC
Collier William H.Director · President and CEO
GrantStock Options · Derivative 262,313 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000067 · wf-form4_159104531419172.xml · derivative · entry 1

Collier William H. · CIK 0001780495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,313

Underlying: Common Stock · 262,313 shares

Expires 2030-02-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on February 14, 2020, the trading day immediately preceding the date the option grant was approved by the Executive Compensation and Human Resources Committee of the Board of Directors (the "Committee") of Arbutus Biopharma Corporation, subject to shareholder approval of an amendment to the Registrant's 2016 Omnibus Share and Incentive Plan (the "Plan Amendment").

F2 · date: The option grant was approved by the Committee on February 17, 2020, subject to shareholder approval of the Plan Amendment. The Registrant's shareholders approved the Plan Amendment on May 28, 2020.

F3 · derivative.exercise_date: The stock option will vest and become exercisable as to 3/48ths of the common shares on the grant date and an additional 1/48th of the total original common shares on the 17th day of each of the next 45 months.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:58 UTC
Cheng AndrewDirector
GrantStock Options · Derivative 22,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001447028-20-000065 · wf-form4_159104509367362.xml · derivative · entry 1

Cheng Andrew · CIK 0001778307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2030-05-28

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on May 28, 2020, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:57 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001447028-20-000064 · wf-form4_159104502505994.xml · derivative · entry 1

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2030-05-28

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on May 28, 2020, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:56 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001447028-20-000063 · wf-form4_159104495703408.xml · derivative · entry 1

BURGESS DANIEL D · CIK 0001239650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2030-05-28

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on May 28, 2020, the date of the grant.

F2 · derivative.exercise_date: The options are fully vested and exercisable as of the date of the grant.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 08:05 UTC
Howard ElizabethChief Compliance Officer
GrantStock Options · Derivative 79,500 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000031 · wf-form4_158211751928342.xml · derivative · entry 1

Howard Elizabeth · CIK 0001669530 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2030-02-17

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 13:05 UTC
Sofia Michael J.Chief Scientific Officer
GrantStock Options · Derivative 250,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000030 · wf-form4_158211749728222.xml · derivative · entry 1

Sofia Michael J. · CIK 0001635324 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2030-02-17

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 13:04 UTC
Picchio GastonChief Development Officer
GrantStock Options · Derivative 150,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000029 · wf-form4_158211747537119.xml · derivative · entry 1

Picchio Gaston · CIK 0001755014 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-02-17

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 13:04 UTC
Collier William H.Director · President and CEO
GrantStock Options · Derivative 367,087 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000028 · wf-form4_158211745366536.xml · derivative · entry 1

Collier William H. · CIK 0001780495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,087

Underlying: Common Stock · 367,087 shares

Expires 2030-02-17

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

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February 17, 2020 Filed Feb 19, 2020 13:03 UTC
HASTINGS DAVID CChief Financial Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000027 · wf-form4_158211739512646.xml · derivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-02-17

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

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February 17, 2020 Filed Feb 19, 2020 13:02 UTC
McElhaugh Michael J.Chief Business Officer
GrantStock Options · Derivative 200,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001447028-20-000026 · wf-form4_158211733691572.xml · derivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-02-17

F1 · derivative.exercise_date: The stock option will vest and become exercisable 1/48th each month over the four year period.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 20:15 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000051 · wf-form4_156633214408707.xml · derivative · entry 1

HENRIQUES RICHARD C JR · CIK 0001181178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

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August 17, 2019 Filed Aug 20, 2019 20:18 UTC
Cheng AndrewDirector
GrantStock Options · Derivative 60,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000057 · wf-form4_156633226904329.xml · derivative · entry 1

Cheng Andrew · CIK 0001778307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

F2 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning one year from the grant date.

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August 17, 2019 Filed Aug 20, 2019 20:17 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000056 · wf-form4_156633224863367.xml · derivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

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August 17, 2019 Filed Aug 20, 2019 20:17 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000054 · wf-form4_156633220629149.xml · derivative · entry 1

BURGESS DANIEL D · CIK 0001239650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

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August 17, 2019 Filed Aug 20, 2019 20:16 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000053 · wf-form4_156633218636070.xml · derivative · entry 1

Meyers James R · CIK 0001387521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

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August 17, 2019 Filed Aug 20, 2019 20:16 UTC GrantStock Options · Derivative 22,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000052 · wf-form4_156633216383352.xml · derivative · entry 1

MANCHESTER KEITH S · CIK 0001244828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

F2 · ownership.direct: Dr. Manchester is the Head of Life Sciences and a Portfolio Manager at QVT Financial LP and serves as a director on behalf of QVT Financial LP and its affiliates. Dr. Manchester holds these stock options for the benefit of certain funds managed by QVT Financial LP.

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August 17, 2019 Filed Aug 20, 2019 20:15 UTC
Torti FrankDirector
GrantStock Options · Derivative 22,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001447028-19-000050 · wf-form4_156633212358420.xml · derivative · entry 1

Torti Frank · CIK 0001647805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-08-17

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on August 16, 2019, the trading day immediately preceding the date of the grant.

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June 24, 2019 Filed Jun 26, 2019 20:18 UTC
Collier William H.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,112,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001123292-19-000911 · edgar.xml · derivative · entry 1

Collier William H. · CIK 0001780495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,000

Underlying: Common Shares · 1,112,000 shares

Expires 2029-06-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 25% of the common shares on June 24, 2020 and as to an additional 1/48th of the total original number of common shares subject to Mr. Collier's stock option on the corresponding day of each month over the three year period thereafter, subject to Mr. Collier's continued employment with Arbutus Biopharma Corporation through the applicable vesting dates.

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March 01, 2019 Filed Mar 5, 2019 18:06 UTC
Howard ElizabethExecutive VP & General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 137,500 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001123292-19-000432 · edgar.xml · derivative · entry 1

Howard Elizabeth · CIK 0001669530 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Common Shares · 137,500 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:07 UTC
Murray Mark J.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 357,500 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001123292-19-000435 · edgar.xml · derivative · entry 1

Murray Mark J. · CIK 0001628383 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,500

Underlying: Common Shares · 357,500 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:09 UTC
Picchio GastonChief Development Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 137,500 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001123292-19-000438 · edgar.xml · derivative · entry 1

Picchio Gaston · CIK 0001755014 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Common Shares · 137,500 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:08 UTC
Sofia Michael J.Chief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 145,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001123292-19-000437 · edgar.xml · derivative · entry 1

Sofia Michael J. · CIK 0001635324 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Shares · 145,000 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:07 UTC
McElhaugh Michael J.Chief Business Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 104,500 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001123292-19-000436 · edgar.xml · derivative · entry 1

McElhaugh Michael J. · CIK 0001635326 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

Underlying: Common Shares · 104,500 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.